ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
This Quarter Return
+4.65%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$126M
AUM Growth
+$126M
Cap. Flow
-$5.71M
Cap. Flow %
-4.52%
Top 10 Hldgs %
40.49%
Holding
61
New
3
Increased
9
Reduced
17
Closed
6

Top Buys

1
WAL icon
Western Alliance Bancorporation
WAL
$668K
2
FIBK icon
First Interstate BancSystem
FIBK
$328K
3
FBC
Flagstar Bancorp, Inc. New
FBC
$325K
4
SBT
Sterling Bancorp, Inc. Common Stock
SBT
$289K
5
FBIZ icon
First Business Financial Services
FBIZ
$260K

Top Sells

1
CNOB icon
Center Bancorp
CNOB
$1.63M
2
UVSP icon
Univest Financial
UVSP
$949K
3
SVBI
Severn Bancorp Inc/MD
SVBI
$742K
4
LBAI
Lakeland Bancorp Inc
LBAI
$675K
5
AX icon
Axos Financial
AX
$581K

Sector Composition

1 Financials 87.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CSFL
1
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$8.18M 6.48% 274,300 -5,700 -2% -$170K
SFST icon
2
Southern First Bancshares
SFST
$369M
$7.27M 5.76% 164,473 -4,004 -2% -$177K
EFSC icon
3
Enterprise Financial Services Corp
EFSC
$2.27B
$5.53M 4.38% 102,436 +1,300 +1% +$70.1K
TOWN icon
4
Towne Bank
TOWN
$2.77B
$5.19M 4.11% 161,800 -14,900 -8% -$478K
ISTR icon
5
Investar Holding Corp
ISTR
$230M
$4.62M 3.66% 166,994 – –
VBTX icon
6
Veritex Holdings
VBTX
$1.88B
$4.32M 3.42% 139,000 -11,200 -7% -$348K
PACW
7
DELISTED
PacWest Bancorp
PACW
$4.3M 3.4% 86,900 +1,400 +2% +$69.2K
SIVB
8
DELISTED
SVB Financial Group
SIVB
$4.1M 3.25% 14,200 – –
EWBC icon
9
East-West Bancorp
EWBC
$14.5B
$3.81M 3.02% 58,500 -500 -0.8% -$32.6K
HMNF
10
DELISTED
HMN Financial Inc
HMNF
$3.8M 3.01% 188,800 – –
SFBS icon
11
ServisFirst Bancshares
SFBS
$4.81B
$3.79M 3% 90,800 – –
CARO
12
DELISTED
Carolina Financial Corp.
CARO
$3.67M 2.91% 85,581 – –
ABCB icon
13
Ameris Bancorp
ABCB
$5.03B
$3.33M 2.64% 62,500 – –
PEBK icon
14
Peoples Bancorp of North Carolina
PEBK
$168M
$3.08M 2.44% 96,200 -685 -0.7% -$21.9K
IBTX
15
DELISTED
Independent Bank Group, Inc.
IBTX
$3.04M 2.4% 45,432 – –
CNOB icon
16
Center Bancorp
CNOB
$1.29B
$2.93M 2.32% 117,500 -65,500 -36% -$1.63M
GNBC
17
DELISTED
Green Bancorp, Inc
GNBC
$2.86M 2.27% 132,600 – –
ESXB
18
DELISTED
Community Bankers Trust Corporation
ESXB
$2.7M 2.14% 301,697 -4,580 -1% -$41K
SMMF
19
DELISTED
Summit Financial Group, Inc.
SMMF
$2.61M 2.07% 97,400 – –
CZFC
20
DELISTED
Citizens First Corporation
CZFC
$2.52M 2% 95,789 -315 -0.3% -$8.28K
LBAI
21
DELISTED
Lakeland Bancorp Inc
LBAI
$2.42M 1.92% 122,000 -34,000 -22% -$675K
RNST icon
22
Renasant Corp
RNST
$3.72B
$2.38M 1.89% 52,300 – –
PLBC icon
23
Plumas Bancorp
PLBC
$301M
$2.35M 1.86% 83,217 +1,717 +2% +$48.4K
HWBK icon
24
Hawthorn Bancshares
HWBK
$231M
$2.28M 1.8% 104,000 -19,400 -16% -$425K
PNFP icon
25
Pinnacle Financial Partners
PNFP
$7.54B
$2.2M 1.75% 35,912 – –
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