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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+4.65%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$126M
AUM Growth
-$799K
Cap. Flow
-$5.89M
Cap. Flow %
-4.66%
Top 10 Hldgs %
40.49%
Holding
61
New
3
Increased
9
Reduced
17
Closed
6

Top Buys

Rank Stock Value
1
WAL icon
Western Alliance Bancorporation
WAL
+$707K
2
FBC
Flagstar Bancorp, Inc. New
FBC
+$331K
3
FIBK icon
First Interstate BancSystem
FIBK
+$326K
4
SBT
Sterling Bancorp, Inc. Common Stock
SBT
+$292K
5
FBIZ icon
First Business Financial Services
FBIZ
+$258K

Top Sells

Rank Stock Value
1
CNOB icon
Center Bancorp
CNOB
+$1.77M
2
UVSP icon
Univest Financial
UVSP
+$990K
3
SVBI
Severn Bancorp Inc/MD
SVBI
+$742K
4
LBAI
Lakeland Bancorp Inc
LBAI
+$683K
5
AX icon
Axos Financial
AX
+$590K

Sector Composition

Rank Sector Weight
1 Financials 87.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSFL
1
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$8.18M 6.48%
274,300
-5,700
-2% -$169K
SFST icon
2
Southern First Bancshares
SFST
$582M
$7.27M 5.76%
164,473
-4,004
-2% -$186K
EFSC icon
3
Enterprise Financial Services Corp
EFSC
$2.41B
$5.53M 4.38%
102,436
+1,300
+1% +$68K
TOWN icon
4
Towne Bank
TOWN
$3.35B
$5.19M 4.11%
161,800
-14,900
-8% -$463K
ISTR icon
5
Investar Holding Corp
ISTR
$411M
$4.62M 3.66%
166,994
– –
VBTX
6
DELISTED
Veritex Holdings
VBTX
$4.32M 3.42%
139,000
-11,200
-7% -$335K
PACW
7
DELISTED
PacWest Bancorp
PACW
$4.29M 3.4%
86,900
+1,400
+2% +$73.2K
SIVB
8
DELISTED
SVB Financial Group
SIVB
$4.1M 3.25%
14,200
– –
EWBC icon
9
East-West Bancorp
EWBC
$17.9B
$3.81M 3.02%
58,500
-500
-0.8% -$33.8K
HMNF
10
DELISTED
HMN Financial Inc
HMNF
$3.79M 3.01%
188,800
– –
SFBS
11
ServisFirst Bancshares
SFBS
$4.79B
$3.79M 3%
90,800
– –
CARO
12
DELISTED
Carolina Financial Corp.
CARO
$3.67M 2.91%
85,581
– –
ABCB icon
13
Ameris Bancorp
ABCB
$5.89B
$3.33M 2.64%
62,500
– –
PEBK icon
14
Peoples Bancorp of North Carolina
PEBK
$229M
$3.08M 2.44%
96,200
-685
-0.7% -$21.6K
IBTX
15
DELISTED
Independent Bank Group, Inc.
IBTX
$3.04M 2.4%
45,432
– –
CNOB icon
16
Center Bancorp
CNOB
$1.63B
$2.93M 2.32%
117,500
-65,500
-36% -$1.77M
GNBC
17
DELISTED
Green Bancorp, Inc
GNBC
$2.86M 2.27%
132,600
– –
ESXB
18
DELISTED
Community Bankers Trust Corporation
ESXB
$2.7M 2.14%
301,697
-4,580
-1% -$41.9K
SMMF
19
DELISTED
Summit Financial Group, Inc.
SMMF
$2.61M 2.07%
97,400
– –
CZFC
20
DELISTED
Citizens First Corporation
CZFC
$2.52M 2%
95,789
-315
-0.3% -$8.21K
LBAI
21
DELISTED
Lakeland Bancorp Inc
LBAI
$2.42M 1.92%
122,000
-34,000
-22% -$683K
RNST icon
22
Renasant Corp
RNST
$4.01B
$2.38M 1.89%
52,300
– –
PLBC icon
23
Plumas Bancorp
PLBC
$427M
$2.35M 1.86%
83,217
+1,717
+2% +$46.9K
HWBK icon
24
Hawthorn Bancshares
HWBK
$265M
$2.28M 1.8%
126,532
-29,608
-19% -$516K
PNFP icon
25
Pinnacle Financial Partners Inc
PNFP
$15.5B
$2.2M 1.75%
35,912
– –
1
2 3

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River Oaks Capital's Q2 2018 Portfolio in Review

As of Q2 2018, River Oaks Capital held 61 positions worth $126M, down 0.63% from $127M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

River Oaks Capital withdrew a net $5.89M in Q2 2018, closing 6 positions and reducing 17 holdings. Its most notable exit was Severn Bancorp Inc/MD, an estimated $742K position sold in full.

By sector, the portfolio is most concentrated in Financials at 88% of assets, down from 88% a quarter earlier.

Against the trend, River Oaks Capital opened a new position in Flagstar Bancorp, Inc. New worth $325K.

  • River Oaks Capital's largest Q2 2018 buy was Flagstar Bancorp, Inc. New: 9,500 shares worth $325K.
  • River Oaks Capital added most to Western Alliance Bancorporation in Q2 2018, an estimated $707K increase.
  • River Oaks Capital's biggest Q2 2018 reduction was Center Bancorp, cutting an estimated $1.77M.
  • River Oaks Capital fully exited Severn Bancorp Inc/MD in Q2 2018, selling an estimated $742K.
  • River Oaks Capital's ten largest holdings make up 40% of its $126M portfolio in Q2 2018.
  • River Oaks Capital opened 3 new positions and closed 6 in Q2 2018.
  • River Oaks Capital's portfolio value fell 0.63% quarter-over-quarter to $126M.

Based on River Oaks Capital's 13F filing for Q2 2018, filed 14 Aug 2018.