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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+10.72%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$91.8M
AUM Growth
+$8.15M
Cap. Flow
+$204K
Cap. Flow %
0.22%
Top 10 Hldgs %
44.73%
Holding
54
New
2
Increased
10
Reduced
20
Closed
3

Top Buys

Rank Stock Value
1
VBTX
Veritex Holdings
VBTX
+$2.47M
2
HTBK
Heritage Commerce
HTBK
+$1.2M
3
FBMS
The First Bancshares, Inc.
FBMS
+$537K
4
WAL icon
Western Alliance Bancorporation
WAL
+$516K
5
ABCB icon
Ameris Bancorp
ABCB
+$457K

Top Sells

Rank Stock Value
1
GNBC
Green Bancorp, Inc
GNBC
+$2.18M
2
FBIZ icon
First Business Financial Services
FBIZ
+$655K
3
HOMB icon
Home BancShares
HOMB
+$552K
4
TOWN icon
Towne Bank
TOWN
+$352K
5
CNOB icon
Center Bancorp
CNOB
+$247K

Sector Composition

Rank Sector Weight
1 Financials 86.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSFL
1
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$6.08M 6.63%
255,400
-5,000
-2% -$124K
VBTX
2
DELISTED
Veritex Holdings
VBTX
$5.33M 5.81%
220,100
+97,500
+80% +$2.47M
SFST icon
3
Southern First Bancshares
SFST
$582M
$5.15M 5.62%
152,100
-2,809
-2% -$100K
EFSC icon
4
Enterprise Financial Services Corp
EFSC
$2.41B
$4.05M 4.42%
99,400
– –
PACW
5
DELISTED
PacWest Bancorp
PACW
$3.87M 4.22%
103,000
+3,000
+3% +$116K
HMNF
6
DELISTED
HMN Financial Inc
HMNF
$3.69M 4.02%
171,216
– –
WAL icon
7
Western Alliance Bancorporation
WAL
$9.07B
$3.37M 3.67%
82,000
+11,700
+17% +$516K
FIBK icon
8
First Interstate BancSystem
FIBK
$3.7B
$3.17M 3.46%
79,600
-1,751
-2% -$70K
TOWN icon
9
Towne Bank
TOWN
$3.35B
$3.17M 3.46%
128,100
-13,400
-9% -$352K
SIVB
10
DELISTED
SVB Financial Group
SIVB
$3.16M 3.44%
14,200
– –
PLBC icon
11
Plumas Bancorp
PLBC
$427M
$3.16M 3.44%
138,500
+3,700
+3% +$89.2K
SMMF
12
DELISTED
Summit Financial Group, Inc.
SMMF
$2.92M 3.18%
110,000
+10,500
+11% +$248K
EWBC icon
13
East-West Bancorp
EWBC
$17.9B
$2.81M 3.06%
58,500
– –
CARO
14
DELISTED
Carolina Financial Corp.
CARO
$2.74M 2.99%
79,200
– –
SFBS
15
ServisFirst Bancshares
SFBS
$4.79B
$2.7M 2.94%
80,000
-5,300
-6% -$181K
ABCB icon
16
Ameris Bancorp
ABCB
$5.89B
$2.53M 2.76%
73,700
+12,300
+20% +$457K
CZFC
17
DELISTED
Citizens First Corporation
CZFC
$2.34M 2.55%
94,243
-857
-0.9% -$20.1K
HWBK icon
18
Hawthorn Bancshares
HWBK
$265M
$2.08M 2.27%
109,179
-508
-0.5% -$9.61K
PNFP icon
19
Pinnacle Financial Partners Inc
PNFP
$15.5B
$2.01M 2.19%
36,800
+888
+2% +$49K
ESXB
20
DELISTED
Community Bankers Trust Corporation
ESXB
$1.98M 2.16%
270,725
-28,703
-10% -$220K
PEBK icon
21
Peoples Bancorp of North Carolina
PEBK
$229M
$1.93M 2.1%
72,500
-1,134
-2% -$30.8K
IBTX
22
DELISTED
Independent Bank Group, Inc.
IBTX
$1.84M 2%
35,800
– –
RNST icon
23
Renasant Corp
RNST
$4.01B
$1.77M 1.93%
52,300
– –
SBT
24
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$1.72M 1.87%
169,300
– –
CADE
25
DELISTED
Cadence Bancorporation
CADE
$1.69M 1.84%
91,000
+9,300
+11% +$177K
1
2 3

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River Oaks Capital's Q1 2019 Portfolio in Review

As of Q1 2019, River Oaks Capital held 54 positions worth $91.8M, up 9.8% from $83.6M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

River Oaks Capital's Q1 2019 filing shows 2 new, 10 increased, 20 reduced and 3 closed positions. Its largest new stake was Heritage Commerce: 92,000 shares worth $1.11M. The largest sale was Green Bancorp, Inc, an estimated $2.18M.

By sector, the portfolio is most concentrated in Financials at 87% of assets, up from 87% a quarter earlier.

  • River Oaks Capital's largest Q1 2019 buy was Heritage Commerce: 92,000 shares worth $1.11M.
  • River Oaks Capital added most to Veritex Holdings in Q1 2019, an estimated $2.47M increase.
  • River Oaks Capital's biggest Q1 2019 reduction was First Business Financial Services, cutting an estimated $655K.
  • River Oaks Capital fully exited Green Bancorp, Inc in Q1 2019, selling an estimated $2.18M.
  • River Oaks Capital's ten largest holdings make up 45% of its $91.8M portfolio in Q1 2019.
  • River Oaks Capital opened 2 new positions and closed 3 in Q1 2019.
  • River Oaks Capital's portfolio value rose 9.8% quarter-over-quarter to $91.8M.

Based on River Oaks Capital's 13F filing for Q1 2019, filed 14 May 2019.