We are live on ! Find out more
ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$91.5M
AUM Growth
-$1.65M
Cap. Flow
-$481K
Cap. Flow %
-0.53%
Top 10 Hldgs %
43.77%
Holding
51
New
–
Increased
15
Reduced
17
Closed
–

Top Buys

Rank Stock Value
1
USCB icon
USCB Financial Holdings
USCB
+$615K
2
FRME icon
First Merchants
FRME
+$489K
3
CADE
Cadence Bank
CADE
+$401K
4
PLBC icon
Plumas Bancorp
PLBC
+$315K
5
FXNC icon
First National Corp
FXNC
+$94.8K

Top Sells

Rank Stock Value
1
CWBC
Community West BanCshares
CWBC
+$735K
2
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$656K
3
SFST icon
Southern First Bancshares
SFST
+$367K
4
MYFW icon
First Western Financial
MYFW
+$226K
5
UVSP icon
Univest Financial
UVSP
+$157K

Sector Composition

Rank Sector Weight
1 Financials 98.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSBC icon
1
Old Second Bancorp
OSBC
$1.28B
$5.22M 5.7%
400,000
+3,700
+0.9% +$51.9K
SFST icon
2
Southern First Bancshares
SFST
$578M
$4.74M 5.18%
113,800
-8,300
-7% -$367K
ORRF icon
3
Orrstown Financial Services
ORRF
$825M
$4.31M 4.7%
180,000
– –
WAL icon
4
Western Alliance Bancorporation
WAL
$8.82B
$4.21M 4.6%
64,100
– –
FBIZ icon
5
First Business Financial Services
FBIZ
$574M
$4.11M 4.49%
127,200
– –
SFBS
6
ServisFirst Bancshares
SFBS
$4.85B
$3.98M 4.35%
49,800
-1,500
-3% -$127K
MRBK icon
7
Meridian
MRBK
$241M
$3.54M 3.87%
242,818
– –
PLBC icon
8
Plumas Bancorp
PLBC
$424M
$3.37M 3.68%
118,800
+10,512
+10% +$315K
FIBK icon
9
First Interstate BancSystem
FIBK
$3.7B
$3.36M 3.67%
83,300
– –
CSTR
10
DELISTED
CapStar Financial Holdings, Inc
CSTR
$3.21M 3.51%
173,400
– –
EFSC icon
11
Enterprise Financial Services Corp
EFSC
$2.39B
$3.08M 3.37%
70,000
+900
+1% +$40.9K
SMMF
12
DELISTED
Summit Financial Group, Inc.
SMMF
$3.03M 3.31%
112,500
– –
PNFP icon
13
Pinnacle Financial Partners Inc
PNFP
$15.9B
$2.98M 3.25%
36,700
-600
-2% -$47.9K
CNOB icon
14
Center Bancorp
CNOB
$1.64B
$2.94M 3.22%
127,703
-700
-0.5% -$17.9K
ABCB icon
15
Ameris Bancorp
ABCB
$5.84B
$2.83M 3.09%
63,300
– –
SSB icon
16
SouthState Bank Corp
SSB
$10.2B
$2.49M 2.72%
31,500
– –
BWB icon
17
Bridgewater Bancshares
BWB
$568M
$2.46M 2.69%
149,300
-1,200
-0.8% -$20.5K
UNTY icon
18
Unity Bancorp
UNTY
$590M
$2.38M 2.61%
95,000
+600
+0.6% +$16.5K
UBSI icon
19
United Bankshares
UBSI
$6.6B
$2.06M 2.25%
57,700
– –
VBTX
20
DELISTED
Veritex Holdings
VBTX
$1.79M 1.96%
67,500
-3,000
-4% -$90.8K
EWBC icon
21
East-West Bancorp
EWBC
$17.9B
$1.75M 1.91%
26,000
+1,200
+5% +$85.4K
FISI icon
22
Financial Institutions
FISI
$807M
$1.67M 1.83%
69,469
+69
+0.1% +$1.79K
BY icon
23
Byline Bancorp
BY
$1.76B
$1.54M 1.68%
76,000
– –
VBFC
24
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$1.48M 1.61%
31,859
-2
-0% -$99
USCB icon
25
USCB Financial Holdings
USCB
$405M
$1.4M 1.53%
107,072
+47,872
+81% +$615K
1
2 3

Similar funds

IVMX
Institutional Venture Management XIV Menlo Park, California $67.7M AUM 8.12% 1-Year Est. Return
E
Ergoteles New York $68.2M AUM 36.16% 1-Year Est. Return
AM
Anqa Management Sag Harbor, New York $66.5M AUM 36.45% 1-Year Est. Return
FA
Financial Advantage Columbia, Maryland $65.2M AUM 14.55% 1-Year Est. Return
JCG
John C. Goff $70.7M AUM 4.99% 1-Year Est. Return
JAMONY
Jacob Asset Management of New York Hermosa Beach, California $70.9M AUM 14.28% 1-Year Est. Return
MCMI
Matrix China Management IV Grand Cayman, Cayman Islands $64.3M AUM 53.64% 1-Year Est. Return
LCM
Lewis Capital Management Beverly Hills, California $64.2M AUM 18.3% 1-Year Est. Return

River Oaks Capital's Q3 2022 Portfolio in Review

As of Q3 2022, River Oaks Capital held 51 positions worth $91.5M, down 1.8% from $93.2M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 0%. River Oaks Capital opened no new positions and made no exits, leaving the 51-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 99% of assets, up from 98% a quarter earlier.

  • River Oaks Capital added most to USCB Financial Holdings in Q3 2022, an estimated $615K increase.
  • River Oaks Capital's biggest Q3 2022 reduction was Community West BanCshares, cutting an estimated $735K.
  • River Oaks Capital's ten largest holdings make up 44% of its $91.5M portfolio in Q3 2022.
  • River Oaks Capital opened 0 new positions and closed 0 in Q3 2022.
  • River Oaks Capital's portfolio value fell 1.8% quarter-over-quarter to $91.5M.

Based on River Oaks Capital's 13F filing for Q3 2022, filed 4 Nov 2022.