ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
This Quarter Return
-4.38%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$117M
AUM Growth
+$117M
Cap. Flow
-$3.23M
Cap. Flow %
-2.76%
Top 10 Hldgs %
41.3%
Holding
55
New
–
Increased
11
Reduced
19
Closed
2

Top Buys

1
FIBK icon
First Interstate BancSystem
FIBK
$2.57M
2
PLBC icon
Plumas Bancorp
PLBC
$889K
3
WAL icon
Western Alliance Bancorporation
WAL
$654K
4
PACW
PacWest Bancorp
PACW
$186K
5
CADE
Cadence Bancorporation
CADE
$183K

Top Sells

1
OZK icon
Bank OZK
OZK
$1.98M
2
LBAI
Lakeland Bancorp Inc
LBAI
$969K
3
CNOB icon
Center Bancorp
CNOB
$617K
4
ZION icon
Zions Bancorporation
ZION
$592K
5
BKJ
Bancorp of New Jersey, Inc.
BKJ
$549K

Sector Composition

1 Financials 87.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CSFL
1
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$7.31M 6.26% 260,700 -13,600 -5% -$381K
SFST icon
2
Southern First Bancshares
SFST
$369M
$6.46M 5.54% 164,473 – –
EFSC icon
3
Enterprise Financial Services Corp
EFSC
$2.27B
$5.42M 4.64% 102,200 -236 -0.2% -$12.5K
TOWN icon
4
Towne Bank
TOWN
$2.77B
$4.67M 4% 151,300 -10,500 -6% -$324K
SIVB
5
DELISTED
SVB Financial Group
SIVB
$4.57M 3.91% 14,700 +500 +4% +$155K
PACW
6
DELISTED
PacWest Bancorp
PACW
$4.33M 3.71% 90,800 +3,900 +4% +$186K
ISTR icon
7
Investar Holding Corp
ISTR
$230M
$4.03M 3.45% 149,960 -17,034 -10% -$457K
VBTX icon
8
Veritex Holdings
VBTX
$1.88B
$3.93M 3.36% 139,000 – –
HMNF
9
DELISTED
HMN Financial Inc
HMNF
$3.86M 3.31% 188,424 -376 -0.2% -$7.71K
FIBK icon
10
First Interstate BancSystem
FIBK
$3.43B
$3.65M 3.12% 81,351 +57,276 +238% +$2.57M
SFBS icon
11
ServisFirst Bancshares
SFBS
$4.81B
$3.56M 3.04% 90,800 – –
EWBC icon
12
East-West Bancorp
EWBC
$14.5B
$3.53M 3.02% 58,500 – –
CARO
13
DELISTED
Carolina Financial Corp.
CARO
$3.23M 2.76% 85,581 – –
PLBC icon
14
Plumas Bancorp
PLBC
$301M
$2.96M 2.53% 119,000 +35,783 +43% +$889K
GNBC
15
DELISTED
Green Bancorp, Inc
GNBC
$2.93M 2.51% 132,600 – –
ABCB icon
16
Ameris Bancorp
ABCB
$5.03B
$2.86M 2.45% 62,500 – –
PEBK icon
17
Peoples Bancorp of North Carolina
PEBK
$168M
$2.76M 2.36% 95,634 -566 -0.6% -$16.3K
ESXB
18
DELISTED
Community Bankers Trust Corporation
ESXB
$2.64M 2.26% 300,200 -1,497 -0.5% -$13.2K
IBTX
19
DELISTED
Independent Bank Group, Inc.
IBTX
$2.55M 2.19% 38,500 -6,932 -15% -$460K
CZFC
20
DELISTED
Citizens First Corporation
CZFC
$2.51M 2.15% 95,789 – –
WAL icon
21
Western Alliance Bancorporation
WAL
$9.88B
$2.42M 2.07% 42,500 +11,500 +37% +$654K
SMMF
22
DELISTED
Summit Financial Group, Inc.
SMMF
$2.27M 1.94% 97,700 +300 +0.3% +$6.96K
CNOB icon
23
Center Bancorp
CNOB
$1.29B
$2.17M 1.86% 91,500 -26,000 -22% -$617K
PNFP icon
24
Pinnacle Financial Partners
PNFP
$7.54B
$2.16M 1.85% 35,912 – –
RNST icon
25
Renasant Corp
RNST
$3.72B
$2.16M 1.85% 52,300 – –
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