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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$9.46M
Cap. Flow
-$3.46M
Cap. Flow %
-2.97%
Top 10 Hldgs %
41.3%
Holding
55
New
–
Increased
11
Reduced
19
Closed
2

Top Buys

Rank Stock Value
1
FIBK icon
First Interstate BancSystem
FIBK
+$2.55M
2
PLBC icon
Plumas Bancorp
PLBC
+$961K
3
WAL icon
Western Alliance Bancorporation
WAL
+$662K
4
PACW
PacWest Bancorp
PACW
+$196K
5
CADE
Cadence Bancorporation
CADE
+$196K

Top Sells

Rank Stock Value
1
OZK icon
Bank OZK
OZK
+$1.98M
2
LBAI
Lakeland Bancorp Inc
LBAI
+$1.04M
3
CNOB icon
Center Bancorp
CNOB
+$646K
4
ZION icon
Zions Bancorporation
ZION
+$623K
5
BKJ
Bancorp of New Jersey, Inc.
BKJ
+$618K

Sector Composition

Rank Sector Weight
1 Financials 87.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSFL
1
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$7.31M 6.26%
260,700
-13,600
-5% -$406K
SFST icon
2
Southern First Bancshares
SFST
$582M
$6.46M 5.54%
164,473
– –
EFSC icon
3
Enterprise Financial Services Corp
EFSC
$2.41B
$5.42M 4.64%
102,200
-236
-0.2% -$13.1K
TOWN icon
4
Towne Bank
TOWN
$3.35B
$4.67M 4%
151,300
-10,500
-6% -$339K
SIVB
5
DELISTED
SVB Financial Group
SIVB
$4.57M 3.91%
14,700
+500
+4% +$158K
PACW
6
DELISTED
PacWest Bancorp
PACW
$4.33M 3.71%
90,800
+3,900
+4% +$196K
ISTR icon
7
Investar Holding Corp
ISTR
$411M
$4.03M 3.45%
149,960
-17,034
-10% -$463K
VBTX
8
DELISTED
Veritex Holdings
VBTX
$3.93M 3.36%
139,000
– –
HMNF
9
DELISTED
HMN Financial Inc
HMNF
$3.86M 3.31%
188,424
-376
-0.2% -$7.77K
FIBK icon
10
First Interstate BancSystem
FIBK
$3.7B
$3.65M 3.12%
81,351
+57,276
+238% +$2.55M
SFBS
11
ServisFirst Bancshares
SFBS
$4.79B
$3.56M 3.04%
90,800
– –
EWBC icon
12
East-West Bancorp
EWBC
$17.9B
$3.53M 3.02%
58,500
– –
CARO
13
DELISTED
Carolina Financial Corp.
CARO
$3.23M 2.76%
85,581
– –
PLBC icon
14
Plumas Bancorp
PLBC
$427M
$2.96M 2.53%
119,000
+35,783
+43% +$961K
GNBC
15
DELISTED
Green Bancorp, Inc
GNBC
$2.93M 2.51%
132,600
– –
ABCB icon
16
Ameris Bancorp
ABCB
$5.9B
$2.86M 2.45%
62,500
– –
PEBK icon
17
Peoples Bancorp of North Carolina
PEBK
$229M
$2.76M 2.36%
95,634
-566
-0.6% -$17.4K
ESXB
18
DELISTED
Community Bankers Trust Corporation
ESXB
$2.64M 2.26%
300,200
-1,497
-0.5% -$13.8K
IBTX
19
DELISTED
Independent Bank Group, Inc.
IBTX
$2.55M 2.19%
38,500
-6,932
-15% -$473K
CZFC
20
DELISTED
Citizens First Corporation
CZFC
$2.51M 2.15%
95,789
– –
WAL icon
21
Western Alliance Bancorporation
WAL
$9.07B
$2.42M 2.07%
42,500
+11,500
+37% +$662K
SMMF
22
DELISTED
Summit Financial Group, Inc.
SMMF
$2.27M 1.94%
97,700
+300
+0.3% +$7.61K
CNOB icon
23
Center Bancorp
CNOB
$1.63B
$2.17M 1.86%
91,500
-26,000
-22% -$646K
PNFP icon
24
Pinnacle Financial Partners Inc
PNFP
$15.5B
$2.16M 1.85%
35,912
– –
RNST icon
25
Renasant Corp
RNST
$4.01B
$2.15M 1.85%
52,300
– –
1
2 3

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River Oaks Capital's Q3 2018 Portfolio in Review

As of Q3 2018, River Oaks Capital held 55 positions worth $117M, down 7.5% from $126M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Trading was light in Q3 2018: portfolio turnover was 3.6%. River Oaks Capital opened no new positions and exited 2, leaving the 55-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 88% of assets, down from 88% a quarter earlier.

  • River Oaks Capital added most to First Interstate BancSystem in Q3 2018, an estimated $2.55M increase.
  • River Oaks Capital's biggest Q3 2018 reduction was Lakeland Bancorp Inc, cutting an estimated $1.04M.
  • River Oaks Capital fully exited Bank OZK in Q3 2018, selling an estimated $1.98M.
  • River Oaks Capital's ten largest holdings make up 41% of its $117M portfolio in Q3 2018.
  • River Oaks Capital opened 0 new positions and closed 2 in Q3 2018.
  • River Oaks Capital's portfolio value fell 7.5% quarter-over-quarter to $117M.

Based on River Oaks Capital's 13F filing for Q3 2018, filed 13 Nov 2018.