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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+6.21%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$129M
AUM Growth
+$7.55M
Cap. Flow
+$175K
Cap. Flow %
0.14%
Top 10 Hldgs %
35.76%
Holding
65
New
5
Increased
13
Reduced
18
Closed
4

Top Buys

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$2.26M
2
EFSC icon
Enterprise Financial Services Corp
EFSC
+$1.4M
3
SMMF
Summit Financial Group, Inc.
SMMF
+$985K
4
PACW
PacWest Bancorp
PACW
+$645K
5
FIBK icon
First Interstate BancSystem
FIBK
+$565K

Top Sells

Rank Stock Value
1
SGBK
Stonegate Bank
SGBK
+$2.31M
2
PCBK
Pacific Continental Corp
PCBK
+$1.44M
3
FCB
FCB Financial Holdings, Inc.
FCB
+$593K
4
CSFL
CenterState Bank Corporation Common Stock
CSFL
+$445K
5
TOWN icon
Towne Bank
TOWN
+$423K

Sector Composition

Rank Sector Weight
1 Financials 85.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFST icon
1
Southern First Bancshares
SFST
$579M
$7.09M 5.51%
195,100
-3,300
-2% -$119K
TOWN icon
2
Towne Bank
TOWN
$3.46B
$4.88M 3.79%
145,700
-13,600
-9% -$423K
CSFL
3
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$4.78M 3.71%
178,400
-17,900
-9% -$445K
LBAI
4
DELISTED
Lakeland Bancorp Inc
LBAI
$4.68M 3.63%
229,200
-5,400
-2% -$102K
CNOB icon
5
Center Bancorp
CNOB
$1.64B
$4.45M 3.46%
181,000
– –
ISTR icon
6
Investar Holding Corp
ISTR
$411M
$4.12M 3.2%
170,800
-15,400
-8% -$349K
SFBS
7
ServisFirst Bancshares
SFBS
$4.84B
$4.09M 3.18%
105,300
– –
VBTX
8
DELISTED
Veritex Holdings
VBTX
$4.05M 3.14%
150,200
– –
PACW
9
DELISTED
PacWest Bancorp
PACW
$3.98M 3.09%
78,800
+13,800
+21% +$645K
EFSC icon
10
Enterprise Financial Services Corp
EFSC
$2.39B
$3.94M 3.06%
93,000
+35,500
+62% +$1.4M
ZION icon
11
Zions Bancorporation
ZION
$10.1B
$3.82M 2.97%
81,000
– –
PEBK icon
12
Peoples Bancorp of North Carolina
PEBK
$229M
$3.57M 2.77%
110,330
-9,900
-8% -$286K
EWBC icon
13
East-West Bancorp
EWBC
$17.9B
$3.53M 2.74%
59,000
– –
HMNF
14
DELISTED
HMN Financial Inc
HMNF
$3.37M 2.62%
188,800
– –
SBCP
15
DELISTED
Sunshine Bancorp, Inc
SBCP
$3.23M 2.51%
139,042
-250
-0.2% -$5.5K
GNBC
16
DELISTED
Green Bancorp, Inc
GNBC
$3.15M 2.44%
133,000
-16,994
-11% -$362K
FSBK
17
DELISTED
First South Bancorp Inc/VA
FSBK
$3.13M 2.43%
169,000
– –
HWBK icon
18
Hawthorn Bancshares
HWBK
$266M
$3.02M 2.34%
184,484
-21,591
-10% -$349K
UVSP icon
19
Univest Financial
UVSP
$1.22B
$3.01M 2.34%
94,195
-10,805
-10% -$323K
ABCB icon
20
Ameris Bancorp
ABCB
$5.85B
$3M 2.33%
62,500
– –
ESXB
21
DELISTED
Community Bankers Trust Corporation
ESXB
$3M 2.33%
326,000
-25,400
-7% -$218K
IBTX
22
DELISTED
Independent Bank Group, Inc.
IBTX
$2.74M 2.13%
45,432
+6,732
+17% +$392K
SMBC icon
23
Southern Missouri Bancorp
SMBC
$858M
$2.7M 2.1%
74,100
-4,700
-6% -$153K
SMMF
24
DELISTED
Summit Financial Group, Inc.
SMMF
$2.6M 2.02%
101,520
+44,020
+77% +$985K
PNFP icon
25
Pinnacle Financial Partners Inc
PNFP
$15.8B
$2.4M 1.87%
35,912
– –
1
2 3

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River Oaks Capital's Q3 2017 Portfolio in Review

As of Q3 2017, River Oaks Capital held 65 positions worth $129M, up 6.2% from $121M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

River Oaks Capital's Q3 2017 filing shows 5 new, 13 increased, 18 reduced and 4 closed positions. Its largest new stake was Home BancShares: 94,077 shares worth $2.37M. The largest sale was Stonegate Bank, an estimated $2.31M.

By sector, the portfolio is most concentrated in Financials at 85% of assets, up from 84% a quarter earlier.

  • River Oaks Capital's largest Q3 2017 buy was Home BancShares: 94,077 shares worth $2.37M.
  • River Oaks Capital added most to Enterprise Financial Services Corp in Q3 2017, an estimated $1.4M increase.
  • River Oaks Capital's biggest Q3 2017 reduction was FCB Financial Holdings, Inc., cutting an estimated $593K.
  • River Oaks Capital fully exited Stonegate Bank in Q3 2017, selling an estimated $2.31M.
  • River Oaks Capital's ten largest holdings make up 36% of its $129M portfolio in Q3 2017.
  • River Oaks Capital opened 5 new positions and closed 4 in Q3 2017.
  • River Oaks Capital's portfolio value rose 6.2% quarter-over-quarter to $129M.

Based on River Oaks Capital's 13F filing for Q3 2017, filed 14 Nov 2017.