ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
This Quarter Return
+2.2%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$121M
AUM Growth
+$121M
Cap. Flow
-$2.56M
Cap. Flow %
-2.11%
Top 10 Hldgs %
36.92%
Holding
63
New
6
Increased
13
Reduced
16
Closed
3

Top Buys

1
PNFP icon
Pinnacle Financial Partners
PNFP
$2.26M
2
SIVB
SVB Financial Group
SIVB
$756K
3
SFST icon
Southern First Bancshares
SFST
$721K
4
WAL icon
Western Alliance Bancorporation
WAL
$556K
5
SMMF
Summit Financial Group, Inc.
SMMF
$526K

Top Sells

1
BNCN
BNC Bancorp
BNCN
$2.4M
2
FCB
FCB Financial Holdings, Inc.
FCB
$1.61M
3
FSBK
First South Bancorp Inc/VA
FSBK
$1.37M
4
SVBI
Severn Bancorp Inc/MD
SVBI
$697K
5
SNBC
Sun Bancorp Inc
SNBC
$611K

Sector Composition

1 Financials 83.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SFST icon
1
Southern First Bancshares
SFST
$369M
$7.35M 6.06% 198,400 +19,452 +11% +$721K
TOWN icon
2
Towne Bank
TOWN
$2.77B
$4.91M 4.05% 159,300 -7,200 -4% -$222K
CSFL
3
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$4.88M 4.03% 196,300 – –
LBAI
4
DELISTED
Lakeland Bancorp Inc
LBAI
$4.42M 3.65% 234,600 -7,400 -3% -$139K
ISTR icon
5
Investar Holding Corp
ISTR
$230M
$4.26M 3.52% 186,200 -23,000 -11% -$527K
CNOB icon
6
Center Bancorp
CNOB
$1.29B
$4.08M 3.37% 181,000 +15,820 +10% +$357K
VBTX icon
7
Veritex Holdings
VBTX
$1.88B
$3.96M 3.26% 150,200 – –
SFBS icon
8
ServisFirst Bancshares
SFBS
$4.81B
$3.89M 3.2% 105,300 – –
ZION icon
9
Zions Bancorporation
ZION
$8.56B
$3.56M 2.93% 81,000 – –
EWBC icon
10
East-West Bancorp
EWBC
$14.5B
$3.46M 2.85% 59,000 – –
PEBK icon
11
Peoples Bancorp of North Carolina
PEBK
$168M
$3.45M 2.85% 109,300 -16,217 -13% -$512K
HWBK icon
12
Hawthorn Bancshares
HWBK
$231M
$3.41M 2.81% 162,864 +6,264 +4% +$131K
HMNF
13
DELISTED
HMN Financial Inc
HMNF
$3.31M 2.73% 188,800 – –
UVSP icon
14
Univest Financial
UVSP
$912M
$3.15M 2.59% 105,000 +8,400 +9% +$252K
PACW
15
DELISTED
PacWest Bancorp
PACW
$3.04M 2.5% 65,000 +4,500 +7% +$210K
ABCB icon
16
Ameris Bancorp
ABCB
$5.03B
$3.01M 2.49% 62,500 – –
SBCP
17
DELISTED
Sunshine Bancorp, Inc
SBCP
$2.97M 2.45% 139,292 – –
GNBC
18
DELISTED
Green Bancorp, Inc
GNBC
$2.91M 2.4% 149,994 -13,606 -8% -$264K
ESXB
19
DELISTED
Community Bankers Trust Corporation
ESXB
$2.9M 2.39% 351,400 +3,200 +0.9% +$26.4K
FSBK
20
DELISTED
First South Bancorp Inc/VA
FSBK
$2.8M 2.31% 169,000 -82,800 -33% -$1.37M
SMBC icon
21
Southern Missouri Bancorp
SMBC
$650M
$2.54M 2.1% 78,800 – –
EFSC icon
22
Enterprise Financial Services Corp
EFSC
$2.27B
$2.35M 1.94% 57,500 – –
RNST icon
23
Renasant Corp
RNST
$3.72B
$2.34M 1.93% 53,400 -1,900 -3% -$83.1K
SGBK
24
DELISTED
Stonegate Bank
SGBK
$2.31M 1.91% 50,100 – –
IBTX
25
DELISTED
Independent Bank Group, Inc.
IBTX
$2.3M 1.9% 38,700 – –
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