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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-2.64%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$103M
AUM Growth
-$5.15M
Cap. Flow
-$738K
Cap. Flow %
-0.72%
Top 10 Hldgs %
44.19%
Holding
56
New
1
Increased
12
Reduced
19
Closed
3

Top Buys

Rank Stock Value
1
OSBC icon
Old Second Bancorp
OSBC
+$2.75M
2
UNTY icon
Unity Bancorp
UNTY
+$1.04M
3
SMMF
Summit Financial Group, Inc.
SMMF
+$346K
4
EFSC icon
Enterprise Financial Services Corp
EFSC
+$285K
5
FBIZ icon
First Business Financial Services
FBIZ
+$156K

Top Sells

Rank Stock Value
1
STXB
Spirit of Texas Bancshares, Inc. Common Stock
STXB
+$2M
2
ISTR icon
Investar Holding Corp
ISTR
+$840K
3
HMNF
HMN Financial Inc
HMNF
+$819K
4
FISI icon
Financial Institutions
FISI
+$722K
5
UBSI icon
United Bankshares
UBSI
+$421K

Sector Composition

Rank Sector Weight
1 Financials 97.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFST icon
1
Southern First Bancshares
SFST
$579M
$6.21M 6.03%
122,100
– –
WAL icon
2
Western Alliance Bancorporation
WAL
$8.87B
$5.54M 5.38%
66,900
– –
SFBS
3
ServisFirst Bancshares
SFBS
$4.88B
$5.14M 4.99%
53,900
-1,700
-3% -$148K
CNOB icon
4
Center Bancorp
CNOB
$1.66B
$4.42M 4.29%
138,000
– –
OSBC icon
5
Old Second Bancorp
OSBC
$1.29B
$4.37M 4.25%
301,100
+196,100
+187% +$2.75M
ORRF icon
6
Orrstown Financial Services
ORRF
$841M
$4.13M 4.01%
180,000
– –
PLBC icon
7
Plumas Bancorp
PLBC
$426M
$4.13M 4.01%
108,288
-412
-0.4% -$15.5K
FBIZ icon
8
First Business Financial Services
FBIZ
$562M
$4.12M 4.01%
125,700
+4,847
+4% +$156K
MRBK icon
9
Meridian
MRBK
$238M
$3.9M 3.79%
242,818
-1,176
-0.5% -$20.8K
PNFP icon
10
Pinnacle Financial Partners Inc
PNFP
$15.8B
$3.54M 3.44%
38,400
– –
CSTR
11
DELISTED
CapStar Financial Holdings, Inc
CSTR
$3.36M 3.26%
159,300
+6,824
+4% +$146K
EFSC icon
12
Enterprise Financial Services Corp
EFSC
$2.39B
$3.27M 3.18%
69,100
+5,800
+9% +$285K
FIBK icon
13
First Interstate BancSystem
FIBK
$3.74B
$2.82M 2.74%
76,700
-300
-0.4% -$11.8K
ABCB icon
14
Ameris Bancorp
ABCB
$5.88B
$2.81M 2.73%
64,100
– –
VBTX
15
DELISTED
Veritex Holdings
VBTX
$2.72M 2.64%
71,200
+1,000
+1% +$40.2K
SSB icon
16
SouthState Bank Corp
SSB
$10.2B
$2.57M 2.5%
31,500
-600
-2% -$51.7K
BWB icon
17
Bridgewater Bancshares
BWB
$572M
$2.51M 2.44%
150,500
+6,390
+4% +$111K
SMMF
18
DELISTED
Summit Financial Group, Inc.
SMMF
$2.44M 2.37%
95,400
+12,900
+16% +$346K
PACW
19
DELISTED
PacWest Bancorp
PACW
$2.22M 2.16%
51,500
+1,300
+3% +$61.4K
FISI icon
20
Financial Institutions
FISI
$812M
$2.08M 2.02%
69,100
-22,500
-25% -$722K
UBSI icon
21
United Bankshares
UBSI
$6.62B
$2.06M 2.01%
59,200
-11,600
-16% -$421K
BY icon
22
Byline Bancorp
BY
$1.78B
$1.97M 1.92%
74,000
-3,800
-5% -$104K
UNTY icon
23
Unity Bancorp
UNTY
$589M
$1.97M 1.92%
70,500
+36,330
+106% +$1.04M
PEBK icon
24
Peoples Bancorp of North Carolina
PEBK
$229M
$1.93M 1.87%
67,200
-6,554
-9% -$186K
EWBC icon
25
East-West Bancorp
EWBC
$17.9B
$1.86M 1.81%
23,600
– –
1
2 3

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River Oaks Capital's Q1 2022 Portfolio in Review

As of Q1 2022, River Oaks Capital held 56 positions worth $103M, down 4.8% from $108M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

River Oaks Capital's Q1 2022 filing shows 1 new, 12 increased, 19 reduced and 3 closed positions. Its largest new stake was CVB Financial: 1,735 shares worth $40K. The largest sale was Spirit of Texas Bancshares, Inc. Common Stock, an estimated $2M.

By sector, the portfolio is most concentrated in Financials at 98% of assets, down from 98% a quarter earlier.

  • River Oaks Capital's largest Q1 2022 buy was CVB Financial: 1,735 shares worth $40K.
  • River Oaks Capital added most to Old Second Bancorp in Q1 2022, an estimated $2.75M increase.
  • River Oaks Capital's biggest Q1 2022 reduction was Spirit of Texas Bancshares, Inc. Common Stock, cutting an estimated $2M.
  • River Oaks Capital fully exited HMN Financial Inc in Q1 2022, selling an estimated $819K.
  • River Oaks Capital's ten largest holdings make up 44% of its $103M portfolio in Q1 2022.
  • River Oaks Capital opened 1 new position and closed 3 in Q1 2022.
  • River Oaks Capital's portfolio value fell 4.8% quarter-over-quarter to $103M.

Based on River Oaks Capital's 13F filing for Q1 2022, filed 22 Apr 2022.