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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$125M
AUM Growth
-$3.55M
Cap. Flow
-$5.45M
Cap. Flow %
-4.35%
Top 10 Hldgs %
35.87%
Holding
64
New
3
Increased
5
Reduced
18
Closed
4

Top Buys

Rank Stock Value
1
CARO
Carolina Financial Corp.
CARO
+$3.16M
2
SBT
Sterling Bancorp, Inc. Common Stock
SBT
+$934K
3
TCF
TCF Financial Corporation
TCF
+$514K
4
MRBK icon
Meridian
MRBK
+$471K
5
EFSC icon
Enterprise Financial Services Corp
EFSC
+$306K

Top Sells

Rank Stock Value
1
FSBK
First South Bancorp Inc/VA
FSBK
+$3.13M
2
EGBN icon
Eagle Bancorp
EGBN
+$2.32M
3
TOWN icon
Towne Bank
TOWN
+$881K
4
FCB
FCB Financial Holdings, Inc.
FCB
+$662K
5
LBAI
Lakeland Bancorp Inc
LBAI
+$649K

Sector Composition

Rank Sector Weight
1 Financials 88.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFST icon
1
Southern First Bancshares
SFST
$579M
$7.69M 6.14%
186,433
-8,667
-4% -$344K
CNOB icon
2
Center Bancorp
CNOB
$1.64B
$4.66M 3.72%
181,000
– –
EFSC icon
3
Enterprise Financial Services Corp
EFSC
$2.39B
$4.51M 3.61%
100,000
+7,000
+8% +$306K
SFBS
4
ServisFirst Bancshares
SFBS
$4.84B
$4.15M 3.31%
100,000
-5,300
-5% -$215K
VBTX
5
DELISTED
Veritex Holdings
VBTX
$4.14M 3.31%
150,200
– –
CSFL
6
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$4.06M 3.24%
157,700
-20,700
-12% -$552K
ISTR icon
7
Investar Holding Corp
ISTR
$412M
$4M 3.2%
166,200
-4,600
-3% -$109K
PACW
8
DELISTED
PacWest Bancorp
PACW
$3.97M 3.17%
78,800
– –
ZION icon
9
Zions Bancorporation
ZION
$10.1B
$3.93M 3.14%
77,400
-3,600
-4% -$172K
LBAI
10
DELISTED
Lakeland Bancorp Inc
LBAI
$3.8M 3.03%
197,200
-32,000
-14% -$649K
TOWN icon
11
Towne Bank
TOWN
$3.46B
$3.67M 2.93%
119,300
-26,400
-18% -$881K
HMNF
12
DELISTED
HMN Financial Inc
HMNF
$3.61M 2.88%
188,800
– –
EWBC icon
13
East-West Bancorp
EWBC
$17.9B
$3.59M 2.87%
59,000
– –
SBCP
14
DELISTED
Sunshine Bancorp, Inc
SBCP
$3.19M 2.55%
139,042
– –
CARO
15
DELISTED
Carolina Financial Corp.
CARO
$3.18M 2.54%
+85,581
New +$3.16M
SIVB
16
DELISTED
SVB Financial Group
SIVB
$3.09M 2.46%
13,200
+500
+4% +$107K
IBTX
17
DELISTED
Independent Bank Group, Inc.
IBTX
$3.07M 2.45%
45,432
– –
ABCB icon
18
Ameris Bancorp
ABCB
$5.84B
$3.01M 2.41%
62,500
– –
PEBK icon
19
Peoples Bancorp of North Carolina
PEBK
$229M
$3M 2.39%
97,580
-12,750
-12% -$400K
GNBC
20
DELISTED
Green Bancorp, Inc
GNBC
$2.69M 2.15%
132,600
-400
-0.3% -$8.88K
HWBK icon
21
Hawthorn Bancshares
HWBK
$266M
$2.58M 2.06%
157,279
-27,205
-15% -$439K
SMMF
22
DELISTED
Summit Financial Group, Inc.
SMMF
$2.56M 2.05%
97,400
-4,120
-4% -$110K
UVSP icon
23
Univest Financial
UVSP
$1.22B
$2.55M 2.03%
90,800
-3,395
-4% -$100K
ESXB
24
DELISTED
Community Bankers Trust Corporation
ESXB
$2.52M 2.01%
309,398
-16,602
-5% -$143K
SMBC icon
25
Southern Missouri Bancorp
SMBC
$858M
$2.46M 1.96%
65,356
-8,744
-12% -$333K
1
2 3

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River Oaks Capital's Q4 2017 Portfolio in Review

As of Q4 2017, River Oaks Capital held 64 positions worth $125M, down 2.8% from $129M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

River Oaks Capital withdrew a net $5.45M in Q4 2017, closing 4 positions and reducing 18 holdings. Its most notable exit was First South Bancorp Inc/VA, an estimated $3.13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 88% of assets, up from 85% a quarter earlier.

Against the trend, River Oaks Capital opened a new position in Carolina Financial Corp. worth $3.18M.

  • River Oaks Capital's largest Q4 2017 buy was Carolina Financial Corp.: 85,581 shares worth $3.18M.
  • River Oaks Capital added most to TCF Financial Corporation in Q4 2017, an estimated $514K increase.
  • River Oaks Capital's biggest Q4 2017 reduction was Towne Bank, cutting an estimated $881K.
  • River Oaks Capital fully exited First South Bancorp Inc/VA in Q4 2017, selling an estimated $3.13M.
  • River Oaks Capital's ten largest holdings make up 36% of its $125M portfolio in Q4 2017.
  • River Oaks Capital opened 3 new positions and closed 4 in Q4 2017.
  • River Oaks Capital's portfolio value fell 2.8% quarter-over-quarter to $125M.

Based on River Oaks Capital's 13F filing for Q4 2017, filed 12 Feb 2018.