ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
This Quarter Return
+2.29%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$125M
AUM Growth
+$125M
Cap. Flow
-$4.89M
Cap. Flow %
-3.9%
Top 10 Hldgs %
35.87%
Holding
64
New
3
Increased
5
Reduced
18
Closed
4

Top Buys

1
CARO
Carolina Financial Corp.
CARO
$3.18M
2
SBT
Sterling Bancorp, Inc. Common Stock
SBT
$928K
3
TCF
TCF Financial Corporation
TCF
$564K
4
MRBK icon
Meridian
MRBK
$500K
5
EFSC icon
Enterprise Financial Services Corp
EFSC
$316K

Top Sells

1
FSBK
First South Bancorp Inc/VA
FSBK
$3.13M
2
EGBN icon
Eagle Bancorp
EGBN
$2.32M
3
TOWN icon
Towne Bank
TOWN
$812K
4
FCB
FCB Financial Holdings, Inc.
FCB
$662K
5
LBAI
Lakeland Bancorp Inc
LBAI
$616K

Sector Composition

1 Financials 88.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SFST icon
1
Southern First Bancshares
SFST
$369M
$7.69M 6.14% 186,433 -8,667 -4% -$357K
CNOB icon
2
Center Bancorp
CNOB
$1.29B
$4.66M 3.72% 181,000 – –
EFSC icon
3
Enterprise Financial Services Corp
EFSC
$2.27B
$4.52M 3.61% 100,000 +7,000 +8% +$316K
SFBS icon
4
ServisFirst Bancshares
SFBS
$4.81B
$4.15M 3.31% 100,000 -5,300 -5% -$220K
VBTX icon
5
Veritex Holdings
VBTX
$1.88B
$4.14M 3.31% 150,200 – –
CSFL
6
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$4.06M 3.24% 157,700 -20,700 -12% -$533K
ISTR icon
7
Investar Holding Corp
ISTR
$230M
$4.01M 3.2% 166,200 -4,600 -3% -$111K
PACW
8
DELISTED
PacWest Bancorp
PACW
$3.97M 3.17% 78,800 – –
ZION icon
9
Zions Bancorporation
ZION
$8.56B
$3.93M 3.14% 77,400 -3,600 -4% -$183K
LBAI
10
DELISTED
Lakeland Bancorp Inc
LBAI
$3.8M 3.03% 197,200 -32,000 -14% -$616K
TOWN icon
11
Towne Bank
TOWN
$2.77B
$3.67M 2.93% 119,300 -26,400 -18% -$812K
HMNF
12
DELISTED
HMN Financial Inc
HMNF
$3.61M 2.88% 188,800 – –
EWBC icon
13
East-West Bancorp
EWBC
$14.5B
$3.59M 2.87% 59,000 – –
SBCP
14
DELISTED
Sunshine Bancorp, Inc
SBCP
$3.19M 2.55% 139,042 – –
CARO
15
DELISTED
Carolina Financial Corp.
CARO
$3.18M 2.54% +85,581 New +$3.18M
SIVB
16
DELISTED
SVB Financial Group
SIVB
$3.09M 2.46% 13,200 +500 +4% +$117K
IBTX
17
DELISTED
Independent Bank Group, Inc.
IBTX
$3.07M 2.45% 45,432 – –
ABCB icon
18
Ameris Bancorp
ABCB
$5.03B
$3.01M 2.41% 62,500 – –
PEBK icon
19
Peoples Bancorp of North Carolina
PEBK
$168M
$3M 2.39% 97,580 -2,720 -3% -$83.5K
GNBC
20
DELISTED
Green Bancorp, Inc
GNBC
$2.69M 2.15% 132,600 -400 -0.3% -$8.12K
HWBK icon
21
Hawthorn Bancshares
HWBK
$231M
$2.58M 2.06% 124,300 -21,500 -15% -$446K
SMMF
22
DELISTED
Summit Financial Group, Inc.
SMMF
$2.56M 2.05% 97,400 -4,120 -4% -$108K
UVSP icon
23
Univest Financial
UVSP
$912M
$2.55M 2.03% 90,800 -3,395 -4% -$95.2K
ESXB
24
DELISTED
Community Bankers Trust Corporation
ESXB
$2.52M 2.01% 309,398 -16,602 -5% -$135K
SMBC icon
25
Southern Missouri Bancorp
SMBC
$650M
$2.46M 1.96% 65,356 -8,744 -12% -$329K
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