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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$67.9M
AUM Growth
+$2.32M
Cap. Flow
-$644K
Cap. Flow %
-0.95%
Top 10 Hldgs %
45.91%
Holding
47
New
–
Increased
7
Reduced
19
Closed
1

Top Buys

1
PEBO icon
Peoples Bancorp
PEBO
+$2.29M
2
COLB icon
Columbia Banking Systems
COLB
+$1.14M
3
FRME icon
First Merchants
FRME
+$293K
4
WBS icon
Webster Financial
WBS
+$174K
5
BKU icon
Bankunited
BKU
+$154K

Top Sells

1
SMMF
Summit Financial Group, Inc.
SMMF
+$2.48M
2
TFC icon
Truist Financial
TFC
+$403K
3
HWC icon
Hancock Whitney
HWC
+$355K
4
CADE
Cadence Bank
CADE
+$307K
5
ORRF icon
Orrstown Financial Services
ORRF
+$286K

Sector Composition

1 Financials 100%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBBK icon
26
The Bancorp
TBBK
$2.85B
$876K 1.29%
25,400
– –
BCAL icon
27
Southern California Bancorp
BCAL
$683M
$850K 1.25%
60,700
– –
FXNC icon
28
First National Corp
FXNC
$267M
$846K 1.25%
48,057
-1
-0% -$17
BKU icon
29
Bankunited
BKU
$3.55B
$783K 1.15%
34,500
+6,000
+21% +$154K
CCB icon
30
Coastal Financial
CCB
$1.2B
$772K 1.14%
18,000
– –
BWB icon
31
Bridgewater Bancshares
BWB
$615M
$761K 1.12%
80,296
-3,782
-4% -$39K
FIBK icon
32
First Interstate BancSystem
FIBK
$3.81B
$716K 1.05%
28,700
-300
-1% -$7.83K
TOWN icon
33
Towne Bank
TOWN
$3.34B
$660K 0.97%
28,800
– –
CNOB icon
34
Center Bancorp
CNOB
$1.68B
$653K 0.96%
36,600
– –
SMMF
35
DELISTED
Summit Financial Group, Inc.
SMMF
$595K 0.88%
26,386
-107,671
-80% -$2.48M
CVBF icon
36
CVB Financial
CVBF
$4.03B
$562K 0.83%
33,900
-1,300
-4% -$22.1K
UBSI icon
37
United Bankshares
UBSI
$6.56B
$516K 0.76%
18,700
-5,500
-23% -$166K
TFC icon
38
Truist Financial
TFC
$65.4B
$435K 0.64%
15,200
-13,100
-46% -$403K
SMBC icon
39
Southern Missouri Bancorp
SMBC
$853M
$417K 0.61%
10,769
-731
-6% -$31.3K
BOH icon
40
Bank of Hawaii
BOH
$3.4B
$373K 0.55%
7,500
– –
ISTR icon
41
Investar Holding Corp
ISTR
$412M
$213K 0.31%
20,150
-3,150
-14% -$40.5K
MPB icon
42
Mid Penn Bancorp
MPB
$898M
$153K 0.23%
7,600
– –
CADE
43
DELISTED
Cadence Bank
CADE
$153K 0.23%
7,200
-13,600
-65% -$307K
VBTX
44
DELISTED
Veritex Holdings
VBTX
$88K 0.13%
4,900
-4,200
-46% -$81K
HWC icon
45
Hancock Whitney
HWC
$6.37B
$59.2K 0.09%
1,600
-8,700
-84% -$355K
PEBK icon
46
Peoples Bancorp of North Carolina
PEBK
$226M
$15.4K 0.02%
700
– –
OCFC icon
47
OceanFirst Financial
OCFC
$1.73B
– –
-4,000
Closed -$62.5K
1
2

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River Oaks Capital's Q3 2023 Portfolio in Review

As of Q3 2023, River Oaks Capital held 47 positions worth $67.9M, up 3.5% from $65.6M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Trading was light in Q3 2023: portfolio turnover was 2.1%. River Oaks Capital opened no new positions and exited 1, leaving the 47-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 100% of assets, unchanged from a quarter earlier.

  • River Oaks Capital added most to Peoples Bancorp in Q3 2023, an estimated $2.29M increase.
  • River Oaks Capital's biggest Q3 2023 reduction was Summit Financial Group, Inc., cutting an estimated $2.48M.
  • River Oaks Capital fully exited OceanFirst Financial in Q3 2023, selling an estimated $62.5K.
  • River Oaks Capital's ten largest holdings make up 46% of its $67.9M portfolio in Q3 2023.
  • River Oaks Capital opened 0 new positions and closed 1 in Q3 2023.
  • River Oaks Capital's portfolio value rose 3.5% quarter-over-quarter to $67.9M.

Based on River Oaks Capital's 13F filing for Q3 2023, filed 27 Oct 2023.