We are live on ! Find out more
PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+0.08%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$55.2M
Cap. Flow
-$49.5M
Cap. Flow %
-25.54%
Top 10 Hldgs %
66.82%
Holding
206
New
79
Increased
19
Reduced
10
Closed
74

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$1.55M
2
AAP icon
Advance Auto Parts
AAP
+$1.31M
3
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$1.26M
4
FINL
Finish Line
FINL
+$1.15M
5
GIII icon
G-III Apparel Group
GIII
+$1.08M

Top Sells

Rank Stock Value
1
INVN
Invensense Inc
INVN
+$511K
2
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$506K
3
WPRT
Westport Fuel Systems
WPRT
+$496K
4
AAPL icon
Apple
AAPL
+$465K
5
NMBL
Nimble Storage, Inc.
NMBL
+$461K

Sector Composition

Rank Sector Weight
1 Technology 4.94%
2 Consumer Discretionary 3.92%
3 Healthcare 2.22%
4 Financials 0.75%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTCT
176
DELISTED
CONSTANT CONTACT, INC COM
CTCT
– –
-7,500
Closed -$241K
AWAY
177
DELISTED
HOMEAWAY INC COM
AWAY
– –
-10,000
Closed -$348K
ADEP
178
DELISTED
Adept Technology Inc
ADEP
– –
-15,000
Closed -$157K
CKSW
179
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
– –
-25,000
Closed -$202K
ARUN
180
DELISTED
ARUBA NETWORKS, INC.
ARUN
– –
-15,000
Closed -$263K
RNA
181
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
– –
-800
Closed -$10K
KOG
182
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-10,000
Closed -$146K
GTAT
183
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-1,000
Closed -$19K
QUNR
184
DELISTED
Qunar Cayman Islands Limited
QUNR
– –
-12,500
Closed -$357K
RKUS
185
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
– –
-20,000
Closed -$238K
VG
186
DELISTED
Vonage Holdings Corporation
VG
– –
-100,000
Closed -$375K
HK
187
DELISTED
Halcon Resources Corporation
HK
– –
-145
Closed -$182K
4 5 6 7
8

Similar funds

UOP
University of Pittsburgh Pittsburgh, Pennsylvania $135M AUM 29.36% 1-Year Est. Return
BGI
B Group Inc Dallas, Texas $135M AUM 80% 1-Year Est. Return
ICM
Isabella Capital Management London $135M AUM
EC
Enhancing Capital Harrisburg, Pennsylvania $135M AUM 25.85% 1-Year Est. Return
AV
Alamea Verwaltungs Edison, New Jersey $135M AUM 36.32% 1-Year Est. Return
GEH
General Equity Holdings Brooklyn, New York $135M AUM 32.96% 1-Year Est. Return
SA
Seneschal Advisors Tacoma, Washington $135M AUM 13.18% 1-Year Est. Return
JAA
Joel Adams & Associates Asheville, North Carolina $135M AUM 10.83% 1-Year Est. Return

Piper Sandler & Co's Q3 2014 Portfolio in Review

As of Q3 2014, Piper Sandler & Co held 206 positions worth $194M, up 40% from $139M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Piper Sandler & Co withdrew a net $49.5M in Q3 2014, closing 74 positions and reducing 10 holdings. Its most notable exit was Invensense Inc, an estimated $511K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in Starbucks worth $1.51M.

  • Piper Sandler & Co's largest Q3 2014 buy was Starbucks: 40,000 shares worth $1.51M.
  • Piper Sandler & Co added most to Direxion Daily Small Cap Bear 3x ETF in Q3 2014, an estimated $1.26M increase.
  • Piper Sandler & Co's biggest Q3 2014 reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, cutting an estimated $506K.
  • Piper Sandler & Co fully exited Invensense Inc in Q3 2014, selling an estimated $511K.
  • Piper Sandler & Co's ten largest holdings make up 67% of its $194M portfolio in Q3 2014.
  • Piper Sandler & Co opened 79 new positions and closed 74 in Q3 2014.
  • Piper Sandler & Co's portfolio value rose 40% quarter-over-quarter to $194M.

Based on Piper Sandler & Co's 13F filing for Q3 2014, filed 14 Nov 2014.