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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+1.17%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$35.7M
Cap. Flow
-$42.5M
Cap. Flow %
-17.64%
Top 10 Hldgs %
73.85%
Holding
186
New
58
Increased
36
Reduced
5
Closed
73

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.06M
2
SPXU icon
ProShares UltraPro Short S&P 500
SPXU
+$1.85M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.59M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$1.18M
5
ATHN
Athenahealth, Inc.
ATHN
+$1.13M

Top Sells

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$1.1M
2
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
+$964K
3
PII icon
Polaris
PII
+$756K
4
FTNT icon
Fortinet
FTNT
+$613K
5
HSTM icon
HealthStream
HSTM
+$590K

Sector Composition

Rank Sector Weight
1 Healthcare 5.56%
2 Technology 5.5%
3 Industrials 1.15%
4 Communication Services 1.07%
5 Consumer Discretionary 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC.WS.B
151
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
– –
-273,435
Closed -$195K
MATR
152
DELISTED
Mattersight Corp.
MATR
– –
-15,000
Closed -$94K
GIMO
153
DELISTED
Gigamon Inc.
GIMO
– –
-15,000
Closed -$266K
UAM
154
DELISTED
Universal American Corp
UAM
– –
-40,000
Closed -$371K
ADPT
155
DELISTED
Adeptus Health Inc
ADPT
– –
-8,000
Closed -$299K
TSL
156
DELISTED
Trina Solar Limited
TSL
– –
-10,000
Closed -$93K
LIOX
157
DELISTED
Lionbridge Technologies
LIOX
– –
-20,000
Closed -$115K
SKUL
158
DELISTED
SKULLCANDY INC
SKUL
– –
-20,000
Closed -$184K
MTSN
159
DELISTED
MATTSON TECHNOLOGY INC
MTSN
– –
-45,000
Closed -$153K
SPDC
160
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
– –
-25,000
Closed -$77K
LTM
161
DELISTED
LIFE TIME FITNESS INC
LTM
– –
-5,000
Closed -$283K
VTSS
162
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
– –
-40,000
Closed -$151K
VOLC
163
DELISTED
VOLCANO CORPORATION COM STK
VOLC
– –
-25,000
Closed -$447K
RXII
164
CALL
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
-20,000
Closed -$30K
ATVI
165
DELISTED
Activision Blizzard
ATVI
– –
-10,000
Closed -$202K
AFAM
166
DELISTED
Almost Family Inc
AFAM
– –
-6,000
Closed -$174K
WWAV
167
DELISTED
The WhiteWave Foods Company
WWAV
– –
-2,500
Closed -$87K
SCTY
168
DELISTED
SolarCity Corporation
SCTY
– –
-5,000
Closed -$267K
HTCH
169
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
– –
-75,000
Closed -$263K
KKD
170
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
– –
-10,000
Closed -$197K
ONE
171
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
– –
-40,543
Closed -$171K
ARMH
172
DELISTED
ARM HOLDINGS PLC ADS
ARMH
– –
-7,500
Closed -$347K
3 4 5 6
7

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ICM
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EC
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AV
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GEH
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Piper Sandler & Co's Q1 2015 Portfolio in Review

As of Q1 2015, Piper Sandler & Co held 186 positions worth $241M, up 17% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Piper Sandler & Co withdrew a net $42.5M in Q1 2015, closing 73 positions and reducing 5 holdings. Its most notable exit was ProShares UltraShort S&P500, an estimated $1.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.6% of assets, up from 5.2% a quarter earlier, followed by Technology and Industrials.

Against the trend, Piper Sandler & Co opened a new position in Wells Fargo 7.5% Non Cumv Perp Conv worth $3.05M.

  • Piper Sandler & Co's largest Q1 2015 buy was Wells Fargo 7.5% Non Cumv Perp Conv: 2,500 shares worth $3.05M.
  • Piper Sandler & Co added most to OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q1 2015, an estimated $1.59M increase.
  • Piper Sandler & Co's biggest Q1 2015 reduction was Evofem Biosciences, Inc. Common Stock, cutting an estimated $964K.
  • Piper Sandler & Co fully exited ProShares UltraShort S&P500 in Q1 2015, selling an estimated $1.1M.
  • Piper Sandler & Co's ten largest holdings make up 74% of its $241M portfolio in Q1 2015.
  • Piper Sandler & Co opened 58 new positions and closed 73 in Q1 2015.
  • Piper Sandler & Co's portfolio value rose 17% quarter-over-quarter to $241M.

Based on Piper Sandler & Co's 13F filing for Q1 2015, filed 15 May 2015.