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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$139M
AUM Growth
+$23.2M
Cap. Flow
-$11.1M
Cap. Flow %
-7.99%
Top 10 Hldgs %
76.25%
Holding
179
New
80
Increased
5
Reduced
20
Closed
57

Top Buys

Rank Stock Value
1
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$12.6M
2
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$2.12M
3
IMPV
Imperva, Inc.
IMPV
+$452K
4
LDRH
LDR HOLDINGS CORP COM STK
LDRH
+$441K
5
EGHT icon
8x8 Inc
EGHT
+$438K

Top Sells

Rank Stock Value
1
RWM icon
ProShares Short Russell2000
RWM
+$1.24M
2
SDS icon
ProShares UltraShort S&P500
SDS
+$1.14M
3
KFX
KOFAX LIMITED COM STK
KFX
+$916K
4
TVIX
VelocityShares Daily 2x VIX Short Term ETN
TVIX
+$911K
5
FIO
FUSION-IO INC COM
FIO
+$894K

Sector Composition

Rank Sector Weight
1 Technology 7.2%
2 Communication Services 1.79%
3 Consumer Discretionary 1.54%
4 Healthcare 0.8%
5 Industrials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATML
151
DELISTED
ATMEL CORP
ATML
– –
-75,000
Closed -$627K
ALU
152
DELISTED
Alcatel-Lucent
ALU
– –
-50,000
Closed -$195K
SPDC
153
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
– –
-77,310
Closed -$281K
KFX
154
DELISTED
KOFAX LIMITED COM STK
KFX
– –
-105,665
Closed -$916K
RVBD
155
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
– –
-15,000
Closed -$296K
SIMG
156
DELISTED
SILICON IMAGE INC
SIMG
– –
-25,000
Closed -$173K
NPSP
157
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-5,000
Closed -$150K
DRIV
158
DELISTED
DIGITAL RIVER INC.
DRIV
– –
-15,000
Closed -$261K
TQNT
159
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
– –
-20,000
Closed -$268K
FIO
160
DELISTED
FUSION-IO INC COM
FIO
– –
-85,000
Closed -$894K
TVIX
161
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
-1
Closed -$911K
BEAT
162
DELISTED
BioTelemetry, Inc.
BEAT
– –
-35,000
Closed -$353K
QTWW
163
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
– –
-25,000
Closed -$242K
CELG
164
DELISTED
Celgene Corp
CELG
– –
-2,200
Closed -$154K
BIOA.WS
165
DELISTED
BioAmber Inc.
BIOA.WS
– –
-40,012
Closed -$87K
3 4 5 6
7

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Piper Sandler & Co's Q2 2014 Portfolio in Review

As of Q2 2014, Piper Sandler & Co held 179 positions worth $139M, up 20% from $115M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Piper Sandler & Co withdrew a net $11.1M in Q2 2014, closing 57 positions and reducing 20 holdings. Its most notable exit was ProShares Short Russell2000, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.9% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Piper Sandler & Co opened a new position in iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 worth $9.92M.

  • Piper Sandler & Co's largest Q2 2014 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 21,688 shares worth $9.92M.
  • Piper Sandler & Co added most to Apple in Q2 2014, an estimated $366K increase.
  • Piper Sandler & Co's biggest Q2 2014 reduction was Deckers Outdoor, cutting an estimated $725K.
  • Piper Sandler & Co fully exited ProShares Short Russell2000 in Q2 2014, selling an estimated $1.24M.
  • Piper Sandler & Co's ten largest holdings make up 76% of its $139M portfolio in Q2 2014.
  • Piper Sandler & Co opened 80 new positions and closed 57 in Q2 2014.
  • Piper Sandler & Co's portfolio value rose 20% quarter-over-quarter to $139M.

Based on Piper Sandler & Co's 13F filing for Q2 2014, filed 14 Aug 2014.