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Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+3.47%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$167M
AUM Growth
-$74M
Cap. Flow
-$105M
Cap. Flow %
-62.81%
Top 10 Hldgs %
77.31%
Holding
160
New
51
Increased
11
Reduced
24
Closed
61

Top Buys

Rank Stock Value
1
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$2.7M
2
TEVA icon
Teva Pharmaceuticals
TEVA
+$894K
3
IMMR icon
Immersion
IMMR
+$819K
4
LCI
Lannett Company, Inc.
LCI
+$720K
5
GLUU
Glu Mobile Inc.
GLUU
+$674K

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$3.33M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.05M
3
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
+$1.79M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$1.13M
5
ATHN
Athenahealth, Inc.
ATHN
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 7.67%
2 Healthcare 5.3%
3 Communication Services 1.34%
4 Industrials 1.09%
5 Consumer Discretionary 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XCRA
126
DELISTED
Xcerra Corporation
XCRA
– –
-20,000
Closed -$178K
JASO
127
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-35,000
Closed -$335K
IL
128
DELISTED
IntraLinks Holdings Inc.
IL
– –
-17,500
Closed -$181K
TUBE
129
DELISTED
TubeMogul, Inc.
TUBE
– –
-30,113
Closed -$416K
AEGR
130
DELISTED
Aegerion Pharmaceuticals
AEGR
– –
-18,000
Closed -$471K
HTWR
131
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-4,592
Closed -$403K
MKTO
132
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-17,500
Closed -$448K
UNIS
133
DELISTED
Unilife Corporation
UNIS
– –
-15,000
Closed -$602K
POWR
134
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
– –
-30,000
Closed -$395K
SUNE
135
DELISTED
SUNEDISON, INC COM
SUNE
– –
-25,000
Closed -$600K
BRCM
136
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-76
Closed -$3K
C.WS.B
137
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
– –
-273,197
Closed -$6K
ZU
138
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
– –
-35,000
Closed -$455K
KYTH
139
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
– –
-8,000
Closed -$401K
RALY
140
DELISTED
RALLY SOFTWARE DEV CORP
RALY
– –
-694
Closed -$11K
MOBL
141
DELISTED
MobileIron, Inc.
MOBL
– –
-20,000
Closed -$185K
ARC
142
DELISTED
ARC Document Solutions, Inc.
ARC
– –
-25,000
Closed -$231K
AIQ
143
DELISTED
Alliance Healthcare Services
AIQ
– –
-5,000
Closed -$111K
BDSI
144
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– –
-48,000
Closed -$504K
ORBC
145
DELISTED
ORBCOMM, Inc.
ORBC
– –
-50,010
Closed -$299K
OSIR
146
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
– –
-17,000
Closed -$299K
OREX
147
DELISTED
Orexigen Therapeutics, Inc.
OREX
– –
-7,000
Closed -$548K
RBS.PRL.CL
148
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
– –
-5,757
Closed -$140K
BIOA.WS
149
DELISTED
BioAmber Inc.
BIOA.WS
– –
-14,330
Closed -$23K
MWW
150
DELISTED
Monster Worldwide Inc
MWW
– –
-50,000
Closed -$317K
3 4 5
6
7

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Piper Sandler & Co's Q2 2015 Portfolio in Review

As of Q2 2015, Piper Sandler & Co held 160 positions worth $167M, down 31% from $241M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Piper Sandler & Co withdrew a net $105M in Q2 2015, closing 61 positions and reducing 24 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $3.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Piper Sandler & Co opened a new position in CATAMARAN CORP COM STK (CDA) worth $2.75M.

  • Piper Sandler & Co's largest Q2 2015 buy was CATAMARAN CORP COM STK (CDA): 45,000 shares worth $2.75M.
  • Piper Sandler & Co added most to Pixelworks in Q2 2015, an estimated $288K increase.
  • Piper Sandler & Co's biggest Q2 2015 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $3.33M.
  • Piper Sandler & Co fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q2 2015, selling an estimated $3.05M.
  • Piper Sandler & Co's ten largest holdings make up 77% of its $167M portfolio in Q2 2015.
  • Piper Sandler & Co opened 51 new positions and closed 61 in Q2 2015.
  • Piper Sandler & Co's portfolio value fell 31% quarter-over-quarter to $167M.

Based on Piper Sandler & Co's 13F filing for Q2 2015, filed 14 Aug 2015.