PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
1-Year Return 0.04%
This Quarter Return
+0.95%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$194M
AUM Growth
+$5.25M
Cap. Flow
-$120M
Cap. Flow %
-61.73%
Top 10 Hldgs %
70.32%
Holding
191
New
58
Increased
35
Reduced
5
Closed
71

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.05M
2
SPXU icon
ProShares UltraPro Short S&P 500
SPXU
$1.8M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$1.62M
4
ALXN
Alexion Pharmaceuticals Inc
ALXN
$1.13M
5
WBMD
WebMD Health Corp.
WBMD
$1.03M

Top Sells

1
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
$1.11M
2
SDS icon
ProShares UltraShort S&P500
SDS
$1.1M
3
PII icon
Polaris
PII
$756K
4
FTNT icon
Fortinet
FTNT
$613K
5
HSTM icon
HealthStream
HSTM
$590K

Sector Composition

1 Healthcare 6.9%
2 Technology 6.82%
3 Industrials 1.43%
4 Communication Services 1.33%
5 Consumer Discretionary 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INFN
126
DELISTED
Infinera Corporation Common Stock
INFN
– –
-15,000
Closed -$221K
SPWR
127
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-15,270
Closed -$258K
CONN
128
DELISTED
Conn's Inc.
CONN
– –
-10,000
Closed -$187K
FRGI
129
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-6,000
Closed -$365K
HCCI
130
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
– –
-20,000
Closed -$247K
CSII
131
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-14,000
Closed -$421K
LCI
132
DELISTED
Lannett Company, Inc.
LCI
– –
-1,581
Closed -$271K
MNDT
133
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-7,500
Closed -$237K
SREV
134
DELISTED
ServiceSource International, Inc.
SREV
– –
-25,000
Closed -$117K
CSOD
135
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-7,500
Closed -$264K
SQBG
136
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
-1,025
Closed -$536K
SUMR
137
DELISTED
Summer Infant, Inc.
SUMR
– –
-1,444
Closed -$42K
OTIV
138
DELISTED
OTI On Track Innovations Ltd
OTIV
– –
-65,000
Closed -$107K
DFRG
139
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-15,360
Closed -$365K
CTRL
140
DELISTED
Control4 Corporation
CTRL
– –
-7,500
Closed -$115K
ZOES
141
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-5,000
Closed -$150K
WFC.WS
142
DELISTED
Wells Fargo & Company Ws
WFC.WS
– –
-21,242
Closed -$454K
BAC.WS.B
143
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
– –
-273,435
Closed -$195K
MATR
144
DELISTED
Mattersight Corp.
MATR
– –
-15,000
Closed -$94K
GIMO
145
DELISTED
Gigamon Inc.
GIMO
– –
-15,000
Closed -$266K
UAM
146
DELISTED
Universal American Corp
UAM
– –
-40,000
Closed -$371K
ADPT
147
DELISTED
Adeptus Health Inc.
ADPT
– –
-8,000
Closed -$299K
TSL
148
DELISTED
Trina Solar Limited
TSL
– –
-10,000
Closed -$93K
LIOX
149
DELISTED
Lionbridge Technologies
LIOX
– –
-20,000
Closed -$115K
SKUL
150
DELISTED
SKULLCANDY INC
SKUL
– –
-20,000
Closed -$184K
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