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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+1.17%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$35.7M
Cap. Flow
-$42.5M
Cap. Flow %
-17.64%
Top 10 Hldgs %
73.85%
Holding
186
New
58
Increased
36
Reduced
5
Closed
73

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.06M
2
SPXU icon
ProShares UltraPro Short S&P 500
SPXU
+$1.85M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.59M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$1.18M
5
ATHN
Athenahealth, Inc.
ATHN
+$1.13M

Top Sells

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$1.1M
2
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
+$964K
3
PII icon
Polaris
PII
+$756K
4
FTNT icon
Fortinet
FTNT
+$613K
5
HSTM icon
HealthStream
HSTM
+$590K

Sector Composition

Rank Sector Weight
1 Healthcare 5.56%
2 Technology 5.5%
3 Industrials 1.15%
4 Communication Services 1.07%
5 Consumer Discretionary 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBBN icon
126
Ribbon Communications
RBBN
$373M
– –
-4,000
Closed -$79K
SBUX icon
127
Starbucks
SBUX
$121B
– –
-2,000
Closed -$82K
SDS icon
128
ProShares UltraShort S&P500
SDS
$420M
– –
-500
Closed -$1.1M
SKX
129
DELISTED
Skechers
SKX
– –
-30,000
Closed -$553K
SVRA icon
130
CALL
Savara
SVRA
$1.14B
– –
-803
Closed -$31K
TECH icon
131
Bio-Techne
TECH
$11.2B
– –
-11,000
Closed -$254K
TEVA icon
132
Teva Pharmaceuticals
TEVA
$41.2B
– –
-5,250
Closed -$302K
YELP icon
133
Yelp
YELP
$1.44B
– –
-6,500
Closed -$356K
INFN
134
DELISTED
Infinera Corporation Common Stock
INFN
– –
-15,000
Closed -$221K
SPWR
135
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-15,270
Closed -$258K
CONN
136
DELISTED
Conn's Inc.
CONN
– –
-10,000
Closed -$187K
FRGI
137
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-6,000
Closed -$365K
HCCI
138
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
– –
-20,000
Closed -$247K
CSII
139
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-14,000
Closed -$421K
LCI
140
DELISTED
Lannett Company, Inc.
LCI
– –
-1,581
Closed -$271K
MNDT
141
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-7,500
Closed -$237K
SREV
142
DELISTED
ServiceSource International, Inc.
SREV
– –
-25,000
Closed -$117K
CSOD
143
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-7,500
Closed -$264K
SQBG
144
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
-1,025
Closed -$536K
SUMR
145
DELISTED
Summer Infant, Inc.
SUMR
– –
-1,444
Closed -$42K
OTIV
146
DELISTED
OTI On Track Innovations Ltd
OTIV
– –
-65,000
Closed -$107K
DFRG
147
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-15,360
Closed -$365K
CTRL
148
DELISTED
Control4 Corporation
CTRL
– –
-7,500
Closed -$115K
ZOES
149
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-5,000
Closed -$150K
WFC.WS
150
DELISTED
Wells Fargo & Company Ws
WFC.WS
– –
-21,242
Closed -$454K
3 4 5
6
7

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Piper Sandler & Co's Q1 2015 Portfolio in Review

As of Q1 2015, Piper Sandler & Co held 186 positions worth $241M, up 17% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Piper Sandler & Co withdrew a net $42.5M in Q1 2015, closing 73 positions and reducing 5 holdings. Its most notable exit was ProShares UltraShort S&P500, an estimated $1.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.6% of assets, up from 5.2% a quarter earlier, followed by Technology and Industrials.

Against the trend, Piper Sandler & Co opened a new position in Wells Fargo 7.5% Non Cumv Perp Conv worth $3.05M.

  • Piper Sandler & Co's largest Q1 2015 buy was Wells Fargo 7.5% Non Cumv Perp Conv: 2,500 shares worth $3.05M.
  • Piper Sandler & Co added most to OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q1 2015, an estimated $1.59M increase.
  • Piper Sandler & Co's biggest Q1 2015 reduction was Evofem Biosciences, Inc. Common Stock, cutting an estimated $964K.
  • Piper Sandler & Co fully exited ProShares UltraShort S&P500 in Q1 2015, selling an estimated $1.1M.
  • Piper Sandler & Co's ten largest holdings make up 74% of its $241M portfolio in Q1 2015.
  • Piper Sandler & Co opened 58 new positions and closed 73 in Q1 2015.
  • Piper Sandler & Co's portfolio value rose 17% quarter-over-quarter to $241M.

Based on Piper Sandler & Co's 13F filing for Q1 2015, filed 15 May 2015.