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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+0.08%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$55.2M
Cap. Flow
-$49.5M
Cap. Flow %
-25.54%
Top 10 Hldgs %
66.82%
Holding
206
New
79
Increased
19
Reduced
10
Closed
74

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$1.55M
2
AAP icon
Advance Auto Parts
AAP
+$1.31M
3
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$1.26M
4
FINL
Finish Line
FINL
+$1.15M
5
GIII icon
G-III Apparel Group
GIII
+$1.08M

Top Sells

Rank Stock Value
1
INVN
Invensense Inc
INVN
+$511K
2
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$506K
3
WPRT
Westport Fuel Systems
WPRT
+$496K
4
AAPL icon
Apple
AAPL
+$465K
5
NMBL
Nimble Storage, Inc.
NMBL
+$461K

Sector Composition

Rank Sector Weight
1 Technology 4.94%
2 Consumer Discretionary 3.92%
3 Healthcare 2.22%
4 Financials 0.75%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
126
SPDR Gold Trust
GLD
$130B
– –
-2,000
Closed -$256K
GOOG icon
127
Alphabet (Google) Class C
GOOG
$4.08T
– –
-10,027
Closed -$292K
HLT icon
128
Hilton Worldwide
HLT
$72.1B
– –
-3,500
Closed -$245K
HRTX icon
129
Heron Therapeutics
HRTX
$92.3M
– –
-27
Closed –
JD icon
130
JD.com
JD
$43.2B
– –
-10,000
Closed -$285K
JNPR
131
DELISTED
Juniper Networks
JNPR
– –
-10,000
Closed -$245K
LSCC icon
132
Lattice Semiconductor
LSCC
$16B
– –
-42,500
Closed -$351K
MCHX icon
133
Marchex
MCHX
$74.9M
– –
-12,500
Closed -$150K
MDT icon
134
Medtronic
MDT
$113B
– –
-500
Closed -$32K
MDXG icon
135
MiMedx Group
MDXG
$645M
– –
-18,000
Closed -$128K
META icon
136
Meta Platforms (Facebook)
META
$1.49T
– –
-5,500
Closed -$370K
NVAX icon
137
Novavax
NVAX
$1.19B
– –
-1,250
Closed -$116K
PCRX icon
138
Pacira BioSciences
PCRX
$1.04B
– –
-100
Closed -$9K
PRGS icon
139
Progress Software
PRGS
$1.74B
– –
-88
Closed -$2K
RF icon
140
Regions Financial
RF
$26.5B
– –
-5,500
Closed -$58K
SIMO icon
141
Silicon Motion
SIMO
$6.94B
– –
-17,500
Closed -$358K
SIRI icon
142
SiriusXM
SIRI
$10.6B
– –
-1
Closed –
TER icon
143
Teradyne
TER
$51.7B
– –
-10,000
Closed -$196K
THRM icon
144
Gentherm
THRM
$1.31B
– –
-1,000
Closed -$44K
TREE icon
145
LendingTree
TREE
$563M
– –
-3,500
Closed -$102K
TVTX icon
146
Travere Therapeutics
TVTX
$5.12B
– –
-337
Closed -$4K
VECO icon
147
Veeco
VECO
$2.64B
– –
-8,500
Closed -$317K
VIAV icon
148
Viavi Solutions
VIAV
$7.78B
– –
-8,790
Closed -$62K
WB icon
149
Weibo
WB
$1.98B
– –
-17,500
Closed -$358K
WPRT
150
Westport Fuel Systems
WPRT
$31.7M
– –
-2,750
Closed -$496K
4 5
6
7 8

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BGI
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ICM
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EC
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AV
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GEH
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SA
Seneschal Advisors Tacoma, Washington $135M AUM 13.18% 1-Year Est. Return
JAA
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Piper Sandler & Co's Q3 2014 Portfolio in Review

As of Q3 2014, Piper Sandler & Co held 206 positions worth $194M, up 40% from $139M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Piper Sandler & Co withdrew a net $49.5M in Q3 2014, closing 74 positions and reducing 10 holdings. Its most notable exit was Invensense Inc, an estimated $511K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in Starbucks worth $1.51M.

  • Piper Sandler & Co's largest Q3 2014 buy was Starbucks: 40,000 shares worth $1.51M.
  • Piper Sandler & Co added most to Direxion Daily Small Cap Bear 3x ETF in Q3 2014, an estimated $1.26M increase.
  • Piper Sandler & Co's biggest Q3 2014 reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, cutting an estimated $506K.
  • Piper Sandler & Co fully exited Invensense Inc in Q3 2014, selling an estimated $511K.
  • Piper Sandler & Co's ten largest holdings make up 67% of its $194M portfolio in Q3 2014.
  • Piper Sandler & Co opened 79 new positions and closed 74 in Q3 2014.
  • Piper Sandler & Co's portfolio value rose 40% quarter-over-quarter to $194M.

Based on Piper Sandler & Co's 13F filing for Q3 2014, filed 14 Nov 2014.