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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$139M
AUM Growth
+$23.2M
Cap. Flow
-$11.1M
Cap. Flow %
-7.99%
Top 10 Hldgs %
76.25%
Holding
179
New
80
Increased
5
Reduced
20
Closed
57

Top Buys

Rank Stock Value
1
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$12.6M
2
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$2.12M
3
IMPV
Imperva, Inc.
IMPV
+$452K
4
LDRH
LDR HOLDINGS CORP COM STK
LDRH
+$441K
5
EGHT icon
8x8 Inc
EGHT
+$438K

Top Sells

Rank Stock Value
1
RWM icon
ProShares Short Russell2000
RWM
+$1.24M
2
SDS icon
ProShares UltraShort S&P500
SDS
+$1.14M
3
KFX
KOFAX LIMITED COM STK
KFX
+$916K
4
TVIX
VelocityShares Daily 2x VIX Short Term ETN
TVIX
+$911K
5
FIO
FUSION-IO INC COM
FIO
+$894K

Sector Composition

Rank Sector Weight
1 Technology 7.2%
2 Communication Services 1.79%
3 Consumer Discretionary 1.54%
4 Healthcare 0.8%
5 Industrials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
126
Newell Brands
NWL
$2.2B
– –
-11,500
Closed -$344K
QURE icon
127
uniQure
QURE
$2.63B
– –
-247
Closed -$4K
RWM icon
128
ProShares Short Russell2000
RWM
$132M
– –
-18,750
Closed -$1.24M
SDS icon
129
ProShares UltraShort S&P500
SDS
$424M
– –
-401
Closed -$1.14M
SIRI icon
130
SiriusXM
SIRI
$10.5B
$0 ﹤0.01%
+1
New +$33
SOL
131
DELISTED
Emeren Group
SOL
– –
-5,000
Closed -$80K
SQQQ icon
132
ProShares UltraPro Short QQQ
SQQQ
$2.11B
– –
-1
Closed -$276K
TTSH
133
DELISTED
Tile Shop Holdings
TTSH
– –
-10,000
Closed -$155K
WFC.PRL icon
134
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
– –
-473
Closed -$555K
WNC icon
135
Wabash National
WNC
$538M
– –
-23,568
Closed -$324K
ZTS icon
136
Zoetis
ZTS
$32.2B
– –
-15,000
Closed -$434K
EXPR
137
DELISTED
Express, Inc.
EXPR
– –
-750
Closed -$238K
AUTO
138
DELISTED
AutoWeb, Inc. Common Stock
AUTO
– –
-20,000
Closed -$249K
CSOD
139
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-3,000
Closed -$144K
ALXN
140
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-100
Closed -$15K
DZSI
141
DELISTED
DZS Inc. Common Stock
DZSI
– –
-20,000
Closed -$422K
ENT
142
PUT
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-480
Closed -$189K
AGN
143
DELISTED
Allergan plc
AGN
– –
-1,000
Closed -$206K
ELGX
144
DELISTED
Endologix Inc
ELGX
– –
-1,000
Closed -$129K
SHOR
145
DELISTED
ShoreTel, Inc.
SHOR
– –
-50,000
Closed -$430K
MYCC
146
DELISTED
ClubCorp Holdings, Inc.
MYCC
– –
-10,000
Closed -$189K
ISIL
147
DELISTED
Intersil Corp
ISIL
– –
-20,000
Closed -$258K
SAAS
148
DELISTED
inContact, Inc.
SAAS
$0 ﹤0.01%
2
-29,998
-100% -$254K
AVG
149
DELISTED
AVG Technologies N.V.
AVG
– –
-25,000
Closed -$524K
BLOX
150
DELISTED
Infoblox Inc
BLOX
– –
-15,000
Closed -$301K
3 4 5
6
7

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FHM
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IOOF
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BU
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MBAML
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BHFP
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RHCA
Rosenthal Henry Capital Advisors Mishawaka, Indiana $102M AUM 15.41% 1-Year Est. Return

Piper Sandler & Co's Q2 2014 Portfolio in Review

As of Q2 2014, Piper Sandler & Co held 179 positions worth $139M, up 20% from $115M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Piper Sandler & Co withdrew a net $11.1M in Q2 2014, closing 57 positions and reducing 20 holdings. Its most notable exit was ProShares Short Russell2000, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.9% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Piper Sandler & Co opened a new position in iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 worth $9.92M.

  • Piper Sandler & Co's largest Q2 2014 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 21,688 shares worth $9.92M.
  • Piper Sandler & Co added most to Apple in Q2 2014, an estimated $366K increase.
  • Piper Sandler & Co's biggest Q2 2014 reduction was Deckers Outdoor, cutting an estimated $725K.
  • Piper Sandler & Co fully exited ProShares Short Russell2000 in Q2 2014, selling an estimated $1.24M.
  • Piper Sandler & Co's ten largest holdings make up 76% of its $139M portfolio in Q2 2014.
  • Piper Sandler & Co opened 80 new positions and closed 57 in Q2 2014.
  • Piper Sandler & Co's portfolio value rose 20% quarter-over-quarter to $139M.

Based on Piper Sandler & Co's 13F filing for Q2 2014, filed 14 Aug 2014.