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PSC
Piper Sandler & Co Portfolio holdings
AUM
$135M
1-Year Est. Return
0.15%
This Fund
S&P 500
This Quarter
Est. Return
-3.6%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$93.5M
AUM Growth
-$73.3M
(-44%)
Cap. Flow
-$82.1M
Cap. Flow
% of AUM
-87.75%
Top 10 Holdings %
Top 10 Hldgs %
75.11%
Holding
169
New
71
Increased
4
Reduced
22
Closed
63
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
vTv Therapeutics
VTVT
|
+$6.75M |
| 2 |
Ambarella
AMBA
|
+$708K |
| 3 |
Edwards Lifesciences
EW
|
+$652K |
| 4 |
LMNX
Luminex Corp
LMNX
|
+$624K |
| 5 |
iShares Biotechnology ETF
IBB
|
+$576K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
|
+$19.6M |
| 2 |
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
|
+$2.75M |
| 3 |
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
|
+$2.51M |
| 4 |
Direxion Daily Small Cap Bear 3x ETF
TZA
|
+$1.31M |
| 5 |
Immersion
IMMR
|
+$919K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.55% |
| 2 | Technology | 8.46% |
| 3 | Industrials | 1.33% |
| 4 | Consumer Discretionary | 1.27% |
| 5 | Communication Services | 0.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Angi Inc
ANGI
$247M
| – | – |
-2,500
| Closed | -$154K |
|
102
Artivion
AORT
$1.34B
| – | – |
-35,000
| Closed | -$395K |
|
103
Accuray
ARAY
$27.5M
| – | – |
-25,000
| Closed | -$169K |
|
104
Amtech Systems
ASYS
$239M
| – | – |
-20,000
| Closed | -$208K |
|
105
Alphatec Holdings
ATEC
$1.48B
| – | – |
-16,667
| Closed | -$276K |
|
106
Chegg
CHGG
$116M
| – | – |
-50,000
| Closed | -$392K |
|
|
CTLP
107
DELISTED
Cantaloupe
CTLP
| – | – |
-40,000
| Closed | -$108K |
|
|
GTLS
108
DELISTED
Chart Industries
GTLS
| – | – |
-12,500
| Closed | -$447K |
|
109
HealthStream
HSTM
$863M
| – | – |
-7,500
| Closed | -$228K |
|
110
IMAX
IMAX
$2.67B
| – | – |
-15,000
| Closed | -$604K |
|
|
111
Immersion
IMMR
$243M
| – | – |
-72,500
| Closed | -$919K |
|
112
Kohl's
KSS
$2.16B
| – | – |
-4
| Closed | – |
|
113
Marchex
MCHX
$78M
| – | – |
-35,000
| Closed | -$173K |
|
114
Meta Platforms (Facebook)
META
$1.49T
| – | – |
-5,000
| Closed | -$429K |
|
115
OneSpan
OSPN
$584M
| – | – |
-7,500
| Closed | -$226K |
|
116
Quantum Corp
QMCO
$411M
| – | – |
-1,406
| Closed | -$378K |
|
117
Qorvo
QRVO
$7.9B
| – | – |
-4,000
| Closed | -$321K |
|
118
RingCentral
RNG
$4.83B
| – | – |
-27,500
| Closed | -$508K |
|
119
SuperCom
SPCB
$64.6M
| – | – |
-125
| Closed | -$317K |
|
120
Synaptics
SYNA
$4.05B
| – | – |
-5,000
| Closed | -$434K |
|
121
Teva Pharmaceuticals
TEVA
$40.4B
| – | – |
-14,500
| Closed | -$857K |
|
122
Tecnoglass
TGLS
$1.99B
| – | – |
-30,000
| Closed | -$379K |
|
123
Tower Semiconductor
TSEM
$21.2B
| – | – |
-30,000
| Closed | -$463K |
|
124
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$259M
| – | – |
0
| – | -$220K |
|
|
SGI
125
Somnigroup International
SGI
$14.4B
| – | – |
-204
| Closed | -$3K |
|
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Piper Sandler & Co's Q3 2015 Portfolio in Review
As of Q3 2015, Piper Sandler & Co held 169 positions worth $93.5M, down 44% from $167M the previous quarter. Its ten largest holdings account for 75% of the portfolio.
Piper Sandler & Co withdrew a net $82.1M in Q3 2015, closing 63 positions and reducing 22 holdings. Its most notable exit was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, an estimated $19.6M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 16% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.
Against the trend, Piper Sandler & Co opened a new position in vTv Therapeutics worth $5.05M.
- Piper Sandler & Co's largest Q3 2015 buy was vTv Therapeutics: 19,381 shares worth $5.05M.
- Piper Sandler & Co added most to Twitter, Inc. in Q3 2015, an estimated $150K increase.
- Piper Sandler & Co's biggest Q3 2015 reduction was Direxion Daily Small Cap Bear 3x ETF, cutting an estimated $1.31M.
- Piper Sandler & Co fully exited OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q3 2015, selling an estimated $19.6M.
- Piper Sandler & Co's ten largest holdings make up 75% of its $93.5M portfolio in Q3 2015.
- Piper Sandler & Co opened 71 new positions and closed 63 in Q3 2015.
- Piper Sandler & Co's portfolio value fell 44% quarter-over-quarter to $93.5M.
Based on Piper Sandler & Co's 13F filing for Q3 2015, filed 16 Nov 2015.