PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
1-Year Return 0.04%
This Quarter Return
+3.15%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$152M
AUM Growth
-$41.6M
Cap. Flow
-$137M
Cap. Flow %
-89.98%
Top 10 Hldgs %
76.63%
Holding
169
New
51
Increased
11
Reduced
23
Closed
61

Top Buys

1
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
$2.75M
2
IMMR icon
Immersion
IMMR
$919K
3
TEVA icon
Teva Pharmaceuticals
TEVA
$857K
4
LCI
Lannett Company, Inc.
LCI
$713K
5
LOCK
LifeLock, Inc.
LOCK
$697K

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$3.52M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.05M
3
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
$2.25M
4
ALXN
Alexion Pharmaceuticals Inc
ALXN
$1.13M
5
ATHN
Athenahealth, Inc.
ATHN
$1.02M

Sector Composition

1 Technology 8.39%
2 Healthcare 5.8%
3 Communication Services 1.47%
4 Industrials 1.19%
5 Consumer Discretionary 0.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PODD icon
101
Insulet
PODD
$24.4B
– –
-16,500
Closed -$550K
SPY icon
102
SPDR S&P 500 ETF Trust
SPY
$658B
– –
0
– –
SUPN icon
103
Supernus Pharmaceuticals
SUPN
$2.52B
– –
-30,000
Closed -$363K
TNDM icon
104
Tandem Diabetes Care
TNDM
$822M
– –
-4,500
Closed -$568K
VCYT icon
105
Veracyte
VCYT
$2.41B
– –
-20,000
Closed -$146K
VIAV icon
106
Viavi Solutions
VIAV
$2.63B
– –
-43,950
Closed -$328K
WFC.PRL icon
107
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.84B
– –
-2,500
Closed -$3.05M
NXGN
108
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-40,000
Closed -$639K
LHCG
109
DELISTED
LHC Group LLC
LHCG
– –
-14,000
Closed -$462K
TVTY
110
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-35,000
Closed -$690K
ZNGA
111
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-50,000
Closed -$143K
XLNX
112
DELISTED
Xilinx Inc
XLNX
– –
-200
Closed -$8K
TLGT
113
DELISTED
Teligent, Inc
TLGT
– –
-4,500
Closed -$367K
GPX
114
DELISTED
GP Strategies Corp.
GPX
– –
-15
Closed -$1K
ALXN
115
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-6,500
Closed -$1.13M
VSLR
116
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-45,000
Closed -$546K
HIVE
117
DELISTED
AEROHIVE NETWORKS, INC.
HIVE
– –
-45,000
Closed -$201K
PETX
118
DELISTED
Aratana Therapeutics, Inc.
PETX
– –
-4,934
Closed -$79K
IDTI
119
DELISTED
Integrated Device Technology I
IDTI
– –
-15,000
Closed -$300K
ATHN
120
DELISTED
Athenahealth, Inc.
ATHN
– –
-8,500
Closed -$1.02M
P
121
DELISTED
Pandora Media Inc
P
– –
-25,000
Closed -$405K
WEB
122
DELISTED
Web.com Group, Inc.
WEB
– –
-15,000
Closed -$284K
XCRA
123
DELISTED
Xcerra Corporation
XCRA
– –
-20,000
Closed -$178K
JASO
124
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-35,000
Closed -$335K
IL
125
DELISTED
IntraLinks Holdings Inc.
IL
– –
-17,500
Closed -$181K
3 4
5
6 7