PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
+0.95%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$194M
AUM Growth
+$194M
Cap. Flow
+$14.2M
Cap. Flow %
7.32%
Top 10 Hldgs %
70.32%
Holding
191
New
58
Increased
35
Reduced
5
Closed
71

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.05M
2
SPXU icon
ProShares UltraPro Short S&P 500
SPXU
$1.8M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$1.62M
4
ALXN
Alexion Pharmaceuticals Inc
ALXN
$1.13M
5
WBMD
WebMD Health Corp.
WBMD
$1.03M

Top Sells

1
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
$1.11M
2
SDS icon
ProShares UltraShort S&P500
SDS
$1.1M
3
PII icon
Polaris
PII
$756K
4
FTNT icon
Fortinet
FTNT
$613K
5
HSTM icon
HealthStream
HSTM
$590K

Sector Composition

1 Healthcare 6.9%
2 Technology 6.82%
3 Industrials 1.43%
4 Communication Services 1.33%
5 Consumer Discretionary 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FIVE icon
101
Five Below
FIVE
$8.33B
– –
-10,000
Closed -$408K
COST icon
102
Costco
COST
$421B
– –
-2,000
Closed -$284K
BOOT icon
103
Boot Barn
BOOT
$5.5B
– –
-14,500
Closed -$264K
BDX icon
104
Becton Dickinson
BDX
$54.3B
– –
-3,639
Closed -$494K
BA icon
105
Boeing
BA
$176B
– –
-2,500
Closed -$325K
AORT icon
106
Artivion
AORT
$2.04B
– –
-17,500
Closed -$198K
ANGI icon
107
Angi Inc
ANGI
$792M
– –
-2,500
Closed -$156K
AMZN icon
108
Amazon
AMZN
$2.41T
– –
-20,000
Closed -$310K
ARMH
109
DELISTED
ARM HOLDINGS PLC ADS
ARMH
– –
-7,500
Closed -$347K
ONE
110
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
– –
-40,543
Closed -$171K
KKD
111
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
– –
-10,000
Closed -$197K
HTCH
112
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
– –
-75,000
Closed -$263K
SCTY
113
DELISTED
SolarCity Corporation
SCTY
– –
-5,000
Closed -$267K
WWAV
114
DELISTED
The WhiteWave Foods Company
WWAV
– –
-2,500
Closed -$87K
AFAM
115
DELISTED
Almost Family Inc
AFAM
– –
-6,000
Closed -$174K
ATVI
116
DELISTED
Activision Blizzard Inc.
ATVI
– –
-10,000
Closed -$202K
RXII
117
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
0
– –
VOLC
118
DELISTED
VOLCANO CORPORATION COM STK
VOLC
– –
-25,000
Closed -$447K
VTSS
119
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
– –
-40,000
Closed -$151K
LTM
120
DELISTED
LIFE TIME FITNESS INC
LTM
– –
-5,000
Closed -$283K
SPDC
121
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
– –
-25,000
Closed -$77K
MTSN
122
DELISTED
MATTSON TECHNOLOGY INC
MTSN
– –
-45,000
Closed -$153K
SKUL
123
DELISTED
SKULLCANDY INC
SKUL
– –
-20,000
Closed -$184K
LIOX
124
DELISTED
Lionbridge Technologies
LIOX
– –
-20,000
Closed -$115K
TSL
125
DELISTED
Trina Solar Limited
TSL
– –
-10,000
Closed -$93K
3 4
5
6 7