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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$11.4M
Cap. Flow
-$72.4M
Cap. Flow %
-35.3%
Top 10 Hldgs %
72.25%
Holding
202
New
75
Increased
13
Reduced
23
Closed
73

Top Buys

Rank Stock Value
1
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
+$3.69M
2
SDS icon
ProShares UltraShort S&P500
SDS
+$1.18M
3
PII icon
Polaris
PII
+$750K
4
RNG icon
RingCentral
RNG
+$628K
5
IMBI
iMedia Brands, Inc. Class A Common Stock
IMBI
+$625K

Top Sells

Rank Stock Value
1
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$7.15M
2
SBUX icon
Starbucks
SBUX
+$1.48M
3
AAP icon
Advance Auto Parts
AAP
+$1.3M
4
GIII icon
G-III Apparel Group
GIII
+$1.1M
5
V icon
Visa
V
+$1.07M

Sector Composition

Rank Sector Weight
1 Healthcare 5.16%
2 Technology 3.01%
3 Consumer Discretionary 2.56%
4 Communication Services 1.08%
5 Industrials 0.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MATR
101
DELISTED
Mattersight Corp.
MATR
$94K 0.05%
+15,000
New +$88.2K
TSL
102
DELISTED
Trina Solar Limited
TSL
$93K 0.05%
10,000
-32,500
-76% -$320K
QMCO icon
103
Quantum Corp
QMCO
$444M
$88K 0.04%
+313
New +$71.9K
WWAV
104
DELISTED
The WhiteWave Foods Company
WWAV
$87K 0.04%
+2,500
New +$88.7K
SBUX icon
105
Starbucks
SBUX
$118B
$82K 0.04%
2,000
-38,000
-95% -$1.48M
JASO
106
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$82K 0.04%
10,000
-55,000
-85% -$458K
RBBN icon
107
Ribbon Communications
RBBN
$361M
$79K 0.04%
4,000
-10,000
-71% -$177K
SPDC
108
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
$77K 0.04%
+25,000
New +$69.6K
SUMR
109
DELISTED
Summer Infant, Inc.
SUMR
$42K 0.02%
+1,444
New +$39.2K
NVGS icon
110
Navigator Holdings
NVGS
$1.34B
$32K 0.02%
+1,500
New +$32.9K
SVRA icon
111
CALL
Savara
SVRA
$1.09B
$31K 0.02%
+803
New +$28K
RXII
112
CALL
DELISTED
GALENA BIOPHARMA INC COM
RXII
$30K 0.01%
20,000
– –
C.WS.B
113
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$22K 0.01%
818,359
-1,036,673
-56% -$31.1K
BIOA.WS
114
DELISTED
BioAmber Inc.
BIOA.WS
$19K 0.01%
+11,426
New +$22.9K
AAOI icon
115
Applied Optoelectronics
AAOI
$7.07B
– –
-1,055
Closed -$17K
AAP icon
116
Advance Auto Parts
AAP
$3.54B
– –
-10,000
Closed -$1.3M
AMPH icon
117
Amphastar Pharmaceuticals
AMPH
$888M
– –
-8,428
Closed -$98K
APPS icon
118
Digital Turbine
APPS
$1.02B
– –
-30,000
Closed -$137K
ASYS icon
119
Amtech Systems
ASYS
$257M
– –
-30,000
Closed -$321K
AXON
120
Axon Enterprise
AXON
$44.1B
– –
-20,000
Closed -$309K
BABA icon
121
Alibaba
BABA
$276B
– –
-10,000
Closed -$889K
BIP icon
122
Brookfield Infrastructure Partners
BIP
$19.3B
– –
-116
Closed -$2K
CALX icon
123
Calix
CALX
$2.34B
– –
-15,100
Closed -$145K
CRM icon
124
Salesforce
CRM
$149B
– –
-22
Closed -$1K
CRNT icon
125
Ceragon Networks
CRNT
$195M
– –
-50,000
Closed -$119K
3 4
5
6 7

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JAA
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Piper Sandler & Co's Q4 2014 Portfolio in Review

As of Q4 2014, Piper Sandler & Co held 202 positions worth $205M, up 5.9% from $194M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Piper Sandler & Co withdrew a net $72.4M in Q4 2014, closing 73 positions and reducing 23 holdings. Its most notable exit was Advance Auto Parts, an estimated $1.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.2% of assets, up from 2.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Piper Sandler & Co opened a new position in Evofem Biosciences, Inc. Common Stock worth $3.29M.

  • Piper Sandler & Co's largest Q4 2014 buy was Evofem Biosciences, Inc. Common Stock: 4,879 shares worth $3.29M.
  • Piper Sandler & Co added most to Orthofix Medical in Q4 2014, an estimated $454K increase.
  • Piper Sandler & Co's biggest Q4 2014 reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, cutting an estimated $7.15M.
  • Piper Sandler & Co fully exited Advance Auto Parts in Q4 2014, selling an estimated $1.3M.
  • Piper Sandler & Co's ten largest holdings make up 72% of its $205M portfolio in Q4 2014.
  • Piper Sandler & Co opened 75 new positions and closed 73 in Q4 2014.
  • Piper Sandler & Co's portfolio value rose 5.9% quarter-over-quarter to $205M.

Based on Piper Sandler & Co's 13F filing for Q4 2014, filed 17 Feb 2015.