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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+0.45%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$115M
AUM Growth
-$3.77M
Cap. Flow
-$35.6M
Cap. Flow %
-30.89%
Top 10 Hldgs %
75.49%
Holding
155
New
60
Increased
8
Reduced
16
Closed
59

Top Buys

Rank Stock Value
1
TVIX
VelocityShares Daily 2x VIX Short Term ETN
TVIX
+$1.89M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.38M
3
RWM icon
ProShares Short Russell2000
RWM
+$1.26M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$1.2M
5
FIO
FUSION-IO INC COM
FIO
+$900K

Top Sells

Rank Stock Value
1
UIS.PRA
UNISYS CORP 6.25% MANDATORY CNV PFD
UIS.PRA
+$5.16M
2
HIMX
Himax Technologies
HIMX
+$1.46M
3
AAPL icon
Apple
AAPL
+$1.28M
4
FTNT icon
Fortinet
FTNT
+$1.15M
5
GE icon
GE Aerospace
GE
+$841K

Sector Composition

Rank Sector Weight
1 Technology 7.88%
2 Consumer Discretionary 2.99%
3 Healthcare 1.93%
4 Financials 0.97%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPAA icon
101
Motorcar Parts of America
MPAA
$267M
– –
-21,250
Closed -$410K
MTG icon
102
MGIC Investment
MTG
$6.55B
– –
-17,500
Closed -$148K
PANW icon
103
Palo Alto Networks
PANW
$257B
– –
-51,000
Closed -$488K
PGEN icon
104
Precigen
PGEN
$1.98B
– –
-5,232
Closed -$119K
PTEN icon
105
Patterson-UTI
PTEN
$3.59B
– –
-7,500
Closed -$190K
QUIK icon
106
QuickLogic
QUIK
$212M
– –
-1,518
Closed -$84K
RDWR icon
107
Radware
RDWR
$1B
– –
-25,500
Closed -$458K
STKL
108
DELISTED
SunOpta
STKL
– –
-25,500
Closed -$255K
STM icon
109
STMicroelectronics
STM
$44.1B
– –
-30,000
Closed -$240K
SWBI icon
110
Smith & Wesson
SWBI
$652M
– –
-27,646
Closed -$287K
TLPH icon
111
Talphera
TLPH
$68.5M
– –
-1,488
Closed -$336K
USB icon
112
US Bancorp
USB
$98.4B
– –
-12,000
Closed -$485K
XRX icon
113
Xerox
XRX
$360M
– –
-9,487
Closed -$304K
CMRX
114
DELISTED
Chimerix, Inc.
CMRX
– –
-21,250
Closed -$321K
BCOV
115
DELISTED
Brightcove, Inc.
BCOV
– –
-17,000
Closed -$240K
VTNR
116
DELISTED
Vertex Energy, Inc
VTNR
– –
-42,500
Closed -$142K
HOLI
117
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-12,500
Closed -$237K
BBQ
118
DELISTED
BBQ Holdings, Inc. Common Stock
BBQ
– –
-21,250
Closed -$389K
NUAN
119
DELISTED
Nuance Communications, Inc.
NUAN
– –
-19,635
Closed -$258K
ENT
120
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-1,600
Closed -$658K
OTIV
121
DELISTED
OTI On Track Innovations Ltd
OTIV
– –
-35,000
Closed -$114K
SFLY
122
DELISTED
Shutterfly, Inc.
SFLY
– –
-12,750
Closed -$649K
NXTM
123
DELISTED
NxStage Medical Inc.
NXTM
– –
-5,000
Closed -$50K
PRSS
124
DELISTED
CafePress Inc.
PRSS
– –
-25,500
Closed -$161K
XCRA
125
DELISTED
Xcerra Corporation
XCRA
– –
-34,000
Closed -$272K
2 3 4
5
6

Similar funds

UOP
University of Pittsburgh Pittsburgh, Pennsylvania $135M AUM 29.36% 1-Year Est. Return
BGI
B Group Inc Dallas, Texas $135M AUM 80% 1-Year Est. Return
ICM
Isabella Capital Management London $135M AUM
EC
Enhancing Capital Harrisburg, Pennsylvania $135M AUM 25.85% 1-Year Est. Return
AV
Alamea Verwaltungs Edison, New Jersey $135M AUM 36.32% 1-Year Est. Return
GEH
General Equity Holdings Brooklyn, New York $135M AUM 32.96% 1-Year Est. Return
SA
Seneschal Advisors Tacoma, Washington $135M AUM 13.18% 1-Year Est. Return
JAA
Joel Adams & Associates Asheville, North Carolina $135M AUM 10.83% 1-Year Est. Return

Piper Sandler & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Piper Sandler & Co held 155 positions worth $115M, down 3.2% from $119M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Piper Sandler & Co withdrew a net $35.6M in Q1 2014, closing 59 positions and reducing 16 holdings. Its most notable exit was UNISYS CORP 6.25% MANDATORY CNV PFD, an estimated $5.16M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $911K.

  • Piper Sandler & Co's largest Q1 2014 buy was VelocityShares Daily 2x VIX Short Term ETN: 1 share worth $911K.
  • Piper Sandler & Co added most to OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q1 2014, an estimated $1.38M increase.
  • Piper Sandler & Co's biggest Q1 2014 reduction was Himax Technologies, cutting an estimated $1.46M.
  • Piper Sandler & Co fully exited UNISYS CORP 6.25% MANDATORY CNV PFD in Q1 2014, selling an estimated $5.16M.
  • Piper Sandler & Co's ten largest holdings make up 75% of its $115M portfolio in Q1 2014.
  • Piper Sandler & Co opened 60 new positions and closed 59 in Q1 2014.
  • Piper Sandler & Co's portfolio value fell 3.2% quarter-over-quarter to $115M.

Based on Piper Sandler & Co's 13F filing for Q1 2014, filed 15 May 2014.