PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
1-Year Return 0.04%
This Quarter Return
-4.05%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$85.9M
AUM Growth
-$66.6M
Cap. Flow
-$120M
Cap. Flow %
-139.96%
Top 10 Hldgs %
73.64%
Holding
172
New
71
Increased
4
Reduced
21
Closed
63

Top Buys

1
VTVT icon
vTv Therapeutics
VTVT
$5.06M
2
EW icon
Edwards Lifesciences
EW
$640K
3
LMNX
Luminex Corp
LMNX
$583K
4
NTUS
Natus Medical Inc
NTUS
$493K
5
IBB icon
iShares Biotechnology ETF
IBB
$485K

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$19.6M
2
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
$2.75M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$2.51M
4
TZA icon
Direxion Daily Small Cap Bear 3x Shares
TZA
$1.59M
5
IMMR icon
Immersion
IMMR
$919K

Sector Composition

1 Healthcare 16.93%
2 Technology 9.21%
3 Industrials 1.45%
4 Consumer Discretionary 1.38%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BOX icon
76
Box
BOX
$4.75B
$126K 0.13%
+10,000
New +$126K
CSIQ icon
77
Canadian Solar
CSIQ
$659M
$125K 0.13%
+7,500
New +$125K
NTRA icon
78
Natera
NTRA
$23.1B
$114K 0.12%
+10,528
New +$114K
SAAS
79
DELISTED
inContact, Inc.
SAAS
$113K 0.12%
15,000
-60,000
-80% -$452K
TVTY
80
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$111K 0.12%
+10,000
New +$111K
GLUU
81
DELISTED
Glu Mobile Inc.
GLUU
$109K 0.12%
25,000
-85,000
-77% -$371K
EMKR
82
DELISTED
Emcore Corp
EMKR
$102K 0.11%
+1,500
New +$102K
ENPH icon
83
Enphase Energy
ENPH
$4.75B
$93K 0.1%
+25,000
New +$93K
MRVL icon
84
Marvell Technology
MRVL
$55.4B
$91K 0.1%
+10,000
New +$91K
XENT
85
DELISTED
Intersect ENT, Inc
XENT
$85K 0.09%
+3,645
New +$85K
DQ
86
Daqo New Energy
DQ
$1.81B
$80K 0.09%
+25,000
New +$80K
ACLS icon
87
Axcelis
ACLS
$2.48B
$67K 0.07%
6,250
-18,750
-75% -$201K
VCYT icon
88
Veracyte
VCYT
$2.44B
$47K 0.05%
+10,000
New +$47K
HTCH
89
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$40K 0.04%
+25,000
New +$40K
SQNS
90
Sequans Communications
SQNS
$113M
$26K 0.03%
2,500
-7,500
-75% -$78K
CLCD
91
DELISTED
CoLucid Pharmaceuticals, Inc.
CLCD
$20K 0.02%
5,215
-37,245
-88% -$143K
COLL icon
92
Collegium Pharmaceutical
COLL
$1.23B
$18K 0.02%
800
-4,796
-86% -$108K
SIEN
93
DELISTED
Sientra, Inc.
SIEN
$10K 0.01%
+100
New +$10K
AACG
94
ATA Creativity
AACG
$69.3M
$6K 0.01%
+2,231
New +$6K
MLNX
95
DELISTED
Mellanox Technologies, Ltd.
MLNX
$3K ﹤0.01%
74
-9,926
-99% -$402K
C.WS.B
96
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$1K ﹤0.01%
+82,160
New +$1K
AAPL icon
97
Apple
AAPL
$3.53T
– –
-20,000
Closed -$627K
ADMA icon
98
ADMA Biologics
ADMA
$3.97B
$0 ﹤0.01%
+46
New –
AMD icon
99
Advanced Micro Devices
AMD
$261B
– –
-100,000
Closed -$240K
ANGI icon
100
Angi Inc
ANGI
$799M
– –
-2,500
Closed -$154K
2 3
4
5 6