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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
-3.6%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$93.5M
AUM Growth
-$73.3M
Cap. Flow
-$82.1M
Cap. Flow %
-87.75%
Top 10 Hldgs %
75.11%
Holding
169
New
71
Increased
4
Reduced
22
Closed
63

Top Buys

Rank Stock Value
1
VTVT icon
vTv Therapeutics
VTVT
+$6.75M
2
AMBA icon
Ambarella
AMBA
+$708K
3
EW icon
Edwards Lifesciences
EW
+$652K
4
LMNX
Luminex Corp
LMNX
+$624K
5
IBB icon
iShares Biotechnology ETF
IBB
+$576K

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$19.6M
2
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$2.75M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$2.51M
4
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$1.31M
5
IMMR icon
Immersion
IMMR
+$919K

Sector Composition

Rank Sector Weight
1 Healthcare 15.55%
2 Technology 8.46%
3 Industrials 1.33%
4 Consumer Discretionary 1.27%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMBI
76
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$131K 0.14%
5,000
-7,500
-60% -$182K
BOX icon
77
Box
BOX
$4.49B
$126K 0.13%
+10,000
New +$149K
CSIQ icon
78
Canadian Solar
CSIQ
$938M
$125K 0.13%
+7,500
New +$167K
NTRA icon
79
Natera
NTRA
$36.3B
$114K 0.12%
+10,528
New +$179K
SAAS
80
DELISTED
inContact, Inc.
SAAS
$113K 0.12%
15,000
-60,000
-80% -$495K
TVTY
81
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$111K 0.12%
+10,000
New +$122K
GLUU
82
DELISTED
Glu Mobile Inc.
GLUU
$109K 0.12%
25,000
-85,000
-77% -$436K
EMKR
83
DELISTED
Emcore Corp
EMKR
$102K 0.11%
+1,500
New +$99.3K
ENPH icon
84
Enphase Energy
ENPH
$4.74B
$93K 0.1%
+25,000
New +$133K
MRVL icon
85
Marvell Technology
MRVL
$152B
$91K 0.1%
+10,000
New +$114K
XENT
86
DELISTED
Intersect ENT, Inc
XENT
$85K 0.09%
+3,645
New +$101K
DQ
87
Daqo New Energy
DQ
$817M
$80K 0.09%
+25,000
New +$82.9K
ACLS icon
88
Axcelis
ACLS
$3.54B
$67K 0.07%
6,250
-18,750
-75% -$228K
VCYT icon
89
Veracyte
VCYT
$4.45B
$47K 0.05%
+10,000
New +$95.2K
HTCH
90
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$40K 0.04%
+25,000
New +$37.9K
SQNS
91
Sequans Communications SA
SQNS
$39.4M
$26K 0.03%
250
-750
-75% -$97.1K
CLCD
92
DELISTED
CoLucid Pharmaceuticals, Inc.
CLCD
$20K 0.02%
5,215
-37,245
-88% -$275K
COLL icon
93
Collegium Pharmaceutical
COLL
$1.18B
$18K 0.02%
800
-4,796
-86% -$86.7K
SIEN
94
DELISTED
Sientra, Inc.
SIEN
$10K 0.01%
+100
New +$22.7K
AACG
95
ATA Creativity
AACG
$39.3M
$6K 0.01%
+2,231
New +$7.24K
MLNX
96
DELISTED
Mellanox Technologies, Ltd.
MLNX
$3K ﹤0.01%
74
-9,926
-99% -$426K
C.WS.B
97
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$1K ﹤0.01%
+82,160
New +$1.11K
AAPL icon
98
Apple
AAPL
$5.05T
– –
-20,000
Closed -$627K
ADMA icon
99
ADMA Biologics
ADMA
$2.05B
$0 ﹤0.01%
+46
New +$425
AMD icon
100
Advanced Micro Devices
AMD
$718B
– –
-100,000
Closed -$240K
2 3
4
5 6

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ICM
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EC
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AV
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GEH
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SA
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JAA
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Piper Sandler & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Piper Sandler & Co held 169 positions worth $93.5M, down 44% from $167M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Piper Sandler & Co withdrew a net $82.1M in Q3 2015, closing 63 positions and reducing 22 holdings. Its most notable exit was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, an estimated $19.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

Against the trend, Piper Sandler & Co opened a new position in vTv Therapeutics worth $5.05M.

  • Piper Sandler & Co's largest Q3 2015 buy was vTv Therapeutics: 19,381 shares worth $5.05M.
  • Piper Sandler & Co added most to Twitter, Inc. in Q3 2015, an estimated $150K increase.
  • Piper Sandler & Co's biggest Q3 2015 reduction was Direxion Daily Small Cap Bear 3x ETF, cutting an estimated $1.31M.
  • Piper Sandler & Co fully exited OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q3 2015, selling an estimated $19.6M.
  • Piper Sandler & Co's ten largest holdings make up 75% of its $93.5M portfolio in Q3 2015.
  • Piper Sandler & Co opened 71 new positions and closed 63 in Q3 2015.
  • Piper Sandler & Co's portfolio value fell 44% quarter-over-quarter to $93.5M.

Based on Piper Sandler & Co's 13F filing for Q3 2015, filed 16 Nov 2015.