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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+1.17%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$35.7M
Cap. Flow
-$42.5M
Cap. Flow %
-17.64%
Top 10 Hldgs %
73.85%
Holding
186
New
58
Increased
36
Reduced
5
Closed
73

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.06M
2
SPXU icon
ProShares UltraPro Short S&P 500
SPXU
+$1.85M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.59M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$1.18M
5
ATHN
Athenahealth, Inc.
ATHN
+$1.13M

Top Sells

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$1.1M
2
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
+$964K
3
PII icon
Polaris
PII
+$756K
4
FTNT icon
Fortinet
FTNT
+$613K
5
HSTM icon
HealthStream
HSTM
+$590K

Sector Composition

Rank Sector Weight
1 Healthcare 5.56%
2 Technology 5.5%
3 Industrials 1.15%
4 Communication Services 1.07%
5 Consumer Discretionary 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARC
76
DELISTED
ARC Document Solutions, Inc.
ARC
$231K 0.1%
25,000
+10,000
+67% +$90.8K
NMBL
77
DELISTED
Nimble Storage, Inc.
NMBL
$223K 0.09%
+10,000
New +$243K
CPRX
78
DELISTED
Catalyst Pharmaceutical
CPRX
$217K 0.09%
+50,000
New +$180K
HIVE
79
DELISTED
Aerohive Networks
HIVE
$201K 0.08%
+45,000
New +$197K
QMCO icon
80
Quantum Corp
QMCO
$411M
$200K 0.08%
781
+468
+150% +$124K
MOBL
81
DELISTED
MobileIron, Inc.
MOBL
$185K 0.08%
+20,000
New +$182K
IL
82
DELISTED
IntraLinks Holdings Inc.
IL
$181K 0.08%
+17,500
New +$192K
XCRA
83
DELISTED
Xcerra Corporation
XCRA
$178K 0.07%
+20,000
New +$172K
SHOR
84
DELISTED
ShoreTel, Inc.
SHOR
$171K 0.07%
+25,000
New +$179K
EGHT icon
85
8x8 Inc
EGHT
$279M
$168K 0.07%
+20,000
New +$161K
SPCB icon
86
SuperCom
SPCB
$64.6M
$168K 0.07%
+100
New +$168K
PXLW icon
87
Pixelworks
PXLW
$37.2M
$151K 0.06%
2,500
+417
+20% +$25.4K
VCYT icon
88
Veracyte
VCYT
$4.45B
$146K 0.06%
20,000
-5,250
-21% -$43K
ZNGA
89
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$143K 0.06%
+50,000
New +$129K
RBS.PRL.CL
90
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$140K 0.06%
+5,757
New +$138K
AIQ
91
DELISTED
Alliance Healthcare Services
AIQ
$111K 0.05%
+5,000
New +$115K
PETX
92
DELISTED
Aratana Therapeutics, Inc.
PETX
$79K 0.03%
+4,934
New +$87.8K
BIOA.WS
93
DELISTED
BioAmber Inc.
BIOA.WS
$23K 0.01%
14,330
+2,904
+25% +$4.8K
CSCO icon
94
Cisco
CSCO
$443B
$11K ﹤0.01%
+386
New +$10.9K
RALY
95
DELISTED
RALLY SOFTWARE DEV CORP
RALY
$11K ﹤0.01%
+694
New +$8.51K
XLNX
96
DELISTED
Xilinx Inc
XLNX
$8K ﹤0.01%
+200
New +$8.2K
C.WS.B
97
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$6K ﹤0.01%
273,197
-545,162
-67% -$13.9K
BRCM
98
DELISTED
BROADCOM CORP CL-A
BRCM
$3K ﹤0.01%
+76
New +$3.31K
GPX
99
DELISTED
GP Strategies Corp.
GPX
$1K ﹤0.01%
+15
New +$517
AMZN icon
100
Amazon
AMZN
$2.44T
– –
-20,000
Closed -$310K
2 3
4
5 6

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EC
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AV
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GEH
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JAA
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Piper Sandler & Co's Q1 2015 Portfolio in Review

As of Q1 2015, Piper Sandler & Co held 186 positions worth $241M, up 17% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Piper Sandler & Co withdrew a net $42.5M in Q1 2015, closing 73 positions and reducing 5 holdings. Its most notable exit was ProShares UltraShort S&P500, an estimated $1.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.6% of assets, up from 5.2% a quarter earlier, followed by Technology and Industrials.

Against the trend, Piper Sandler & Co opened a new position in Wells Fargo 7.5% Non Cumv Perp Conv worth $3.05M.

  • Piper Sandler & Co's largest Q1 2015 buy was Wells Fargo 7.5% Non Cumv Perp Conv: 2,500 shares worth $3.05M.
  • Piper Sandler & Co added most to OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q1 2015, an estimated $1.59M increase.
  • Piper Sandler & Co's biggest Q1 2015 reduction was Evofem Biosciences, Inc. Common Stock, cutting an estimated $964K.
  • Piper Sandler & Co fully exited ProShares UltraShort S&P500 in Q1 2015, selling an estimated $1.1M.
  • Piper Sandler & Co's ten largest holdings make up 74% of its $241M portfolio in Q1 2015.
  • Piper Sandler & Co opened 58 new positions and closed 73 in Q1 2015.
  • Piper Sandler & Co's portfolio value rose 17% quarter-over-quarter to $241M.

Based on Piper Sandler & Co's 13F filing for Q1 2015, filed 15 May 2015.