PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
+0.95%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$194M
AUM Growth
+$194M
Cap. Flow
+$14.2M
Cap. Flow %
7.32%
Top 10 Hldgs %
70.32%
Holding
191
New
58
Increased
35
Reduced
5
Closed
71

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.05M
2
SPXU icon
ProShares UltraPro Short S&P 500
SPXU
$1.8M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$1.62M
4
ALXN
Alexion Pharmaceuticals Inc
ALXN
$1.13M
5
WBMD
WebMD Health Corp.
WBMD
$1.03M

Top Sells

1
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
$1.11M
2
SDS icon
ProShares UltraShort S&P500
SDS
$1.1M
3
PII icon
Polaris
PII
$756K
4
FTNT icon
Fortinet
FTNT
$613K
5
HSTM icon
HealthStream
HSTM
$590K

Sector Composition

1 Healthcare 6.9%
2 Technology 6.82%
3 Industrials 1.43%
4 Communication Services 1.33%
5 Consumer Discretionary 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NMBL
76
DELISTED
Nimble Storage, Inc.
NMBL
$223K 0.09%
+10,000
New +$223K
CPRX icon
77
Catalyst Pharmaceutical
CPRX
$2.42B
$217K 0.09%
+50,000
New +$217K
HIVE
78
DELISTED
AEROHIVE NETWORKS, INC.
HIVE
$201K 0.08%
+45,000
New +$201K
QMCO icon
79
Quantum Corp
QMCO
$96M
$200K 0.08%
781
+468
+150% +$120K
MOBL
80
DELISTED
MobileIron, Inc.
MOBL
$185K 0.08%
+20,000
New +$185K
IL
81
DELISTED
IntraLinks Holdings Inc.
IL
$181K 0.08%
+17,500
New +$181K
XCRA
82
DELISTED
Xcerra Corporation
XCRA
$178K 0.07%
+20,000
New +$178K
SHOR
83
DELISTED
ShoreTel, Inc.
SHOR
$171K 0.07%
+25,000
New +$171K
SPCB icon
84
SuperCom
SPCB
$41.1M
$168K 0.07%
+100
New +$168K
EGHT icon
85
8x8 Inc
EGHT
$270M
$168K 0.07%
+20,000
New +$168K
PXLW icon
86
Pixelworks
PXLW
$44.7M
$151K 0.06%
2,500
+417
+20% +$25.2K
VCYT icon
87
Veracyte
VCYT
$2.41B
$146K 0.06%
20,000
-5,250
-21% -$38.3K
ZNGA
88
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$143K 0.06%
+50,000
New +$143K
RBS.PRL.CL
89
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$140K 0.06%
+5,757
New +$140K
AIQ
90
DELISTED
Alliance Healthcare Services, Inc.
AIQ
$111K 0.05%
+5,000
New +$111K
PETX
91
DELISTED
Aratana Therapeutics, Inc.
PETX
$79K 0.03%
+4,934
New +$79K
TRTLW
92
DELISTED
Terrapin 3 Acquisition Corporation
TRTLW
$25K 0.01%
78,980
+20,000
+34% +$6.33K
BIOA.WS
93
DELISTED
BioAmber Inc.
BIOA.WS
$23K 0.01%
14,330
+2,904
+25% +$4.66K
RALY
94
DELISTED
RALLY SOFTWARE DEV CORP
RALY
$11K ﹤0.01%
+694
New +$11K
CSCO icon
95
Cisco
CSCO
$268B
$11K ﹤0.01%
+386
New +$11K
XLNX
96
DELISTED
Xilinx Inc
XLNX
$8K ﹤0.01%
+200
New +$8K
C.WS.B
97
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$6K ﹤0.01%
273,197
-545,162
-67% -$12K
BRCM
98
DELISTED
BROADCOM CORP CL-A
BRCM
$3K ﹤0.01%
+76
New +$3K
GPX
99
DELISTED
GP Strategies Corp.
GPX
$1K ﹤0.01%
+15
New +$1K
FL icon
100
Foot Locker
FL
$2.3B
– –
-5,000
Closed -$281K
2 3
4
5 6