We are live on ! Find out more
PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+0.08%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$55.2M
Cap. Flow
-$49.5M
Cap. Flow %
-25.54%
Top 10 Hldgs %
66.82%
Holding
206
New
79
Increased
19
Reduced
10
Closed
74

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$1.55M
2
AAP icon
Advance Auto Parts
AAP
+$1.31M
3
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$1.26M
4
FINL
Finish Line
FINL
+$1.15M
5
GIII icon
G-III Apparel Group
GIII
+$1.08M

Top Sells

Rank Stock Value
1
INVN
Invensense Inc
INVN
+$511K
2
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$506K
3
WPRT
Westport Fuel Systems
WPRT
+$496K
4
AAPL icon
Apple
AAPL
+$465K
5
NMBL
Nimble Storage, Inc.
NMBL
+$461K

Sector Composition

Rank Sector Weight
1 Technology 4.94%
2 Consumer Discretionary 3.92%
3 Healthcare 2.22%
4 Financials 0.75%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALX icon
76
Calix
CALX
$2.34B
$145K 0.07%
+15,100
New +$140K
APPS icon
77
Digital Turbine
APPS
$1.02B
$137K 0.07%
+30,000
New +$133K
ORBC
78
DELISTED
ORBCOMM, Inc.
ORBC
$137K 0.07%
23,888
+17,888
+298% +$112K
SAAS
79
DELISTED
inContact, Inc.
SAAS
$131K 0.07%
15,044
+15,042
+752,100% +$133K
CTRL
80
DELISTED
Control4 Corporation
CTRL
$129K 0.07%
+10,000
New +$157K
INWK
81
DELISTED
InnerWorkings, Inc.
INWK
$121K 0.06%
+15,000
New +$126K
ONE
82
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
$120K 0.06%
+48,500
New +$184K
CRNT icon
83
Ceragon Networks
CRNT
$195M
$119K 0.06%
+50,000
New +$116K
SKUL
84
DELISTED
SKULLCANDY INC
SKUL
$117K 0.06%
+15,000
New +$115K
MLNX
85
DELISTED
Mellanox Technologies, Ltd.
MLNX
$112K 0.06%
+2,500
New +$102K
SANW
86
DELISTED
S&W Seed Co
SANW
$103K 0.05%
+1,276
New +$143K
AMPH icon
87
Amphastar Pharmaceuticals
AMPH
$888M
$98K 0.05%
+8,428
New +$87.8K
AFAM
88
DELISTED
Almost Family Inc
AFAM
$98K 0.05%
+3,598
New +$93.2K
REGI
89
DELISTED
Renewable Energy Group, Inc.
REGI
$97K 0.05%
+9,600
New +$108K
TLYS icon
90
Tilly's
TLYS
$118M
$75K 0.04%
+10,000
New +$78.8K
C.WS.B
91
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$65K 0.03%
1,855,032
-1,844,968
-50% -$60K
SRPT icon
92
Sarepta Therapeutics
SRPT
$1.63B
$53K 0.03%
+2,500
New +$56.4K
LPDX
93
DELISTED
LIPOSCIENCE INC COM
LPDX
$45K 0.02%
8,701
– –
RXII
94
CALL
DELISTED
GALENA BIOPHARMA INC COM
RXII
$41K 0.02%
+20,000
New +$41K
HSTO
95
DELISTED
Histogen Inc. Common Stock
HSTO
$38K 0.02%
31
+26
+520% +$37.4K
JCP
96
DELISTED
J.C. Penney Company, Inc.
JCP
$36K 0.02%
3,600
-46,400
-93% -$455K
SVRA icon
97
PUT
Savara
SVRA
$1.09B
$31K 0.02%
+803
New +$33.8K
RVNC
98
DELISTED
Revance Therapeutics, Inc.
RVNC
$30K 0.02%
+1,546
New +$40.3K
MMSI icon
99
Merit Medical Systems
MMSI
$4.67B
$28K 0.01%
+2,362
New +$31.3K
FIVE icon
100
Five Below
FIVE
$11.5B
$27K 0.01%
+680
New +$26.4K
2 3
4
5 6

Similar funds

UOP
University of Pittsburgh Pittsburgh, Pennsylvania $135M AUM 29.36% 1-Year Est. Return
BGI
B Group Inc Dallas, Texas $135M AUM 80% 1-Year Est. Return
ICM
Isabella Capital Management London $135M AUM
EC
Enhancing Capital Harrisburg, Pennsylvania $135M AUM 25.85% 1-Year Est. Return
AV
Alamea Verwaltungs Edison, New Jersey $135M AUM 36.32% 1-Year Est. Return
GEH
General Equity Holdings Brooklyn, New York $135M AUM 32.96% 1-Year Est. Return
SA
Seneschal Advisors Tacoma, Washington $135M AUM 13.18% 1-Year Est. Return
JAA
Joel Adams & Associates Asheville, North Carolina $135M AUM 10.83% 1-Year Est. Return

Piper Sandler & Co's Q3 2014 Portfolio in Review

As of Q3 2014, Piper Sandler & Co held 206 positions worth $194M, up 40% from $139M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Piper Sandler & Co withdrew a net $49.5M in Q3 2014, closing 74 positions and reducing 10 holdings. Its most notable exit was Invensense Inc, an estimated $511K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in Starbucks worth $1.51M.

  • Piper Sandler & Co's largest Q3 2014 buy was Starbucks: 40,000 shares worth $1.51M.
  • Piper Sandler & Co added most to Direxion Daily Small Cap Bear 3x ETF in Q3 2014, an estimated $1.26M increase.
  • Piper Sandler & Co's biggest Q3 2014 reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, cutting an estimated $506K.
  • Piper Sandler & Co fully exited Invensense Inc in Q3 2014, selling an estimated $511K.
  • Piper Sandler & Co's ten largest holdings make up 67% of its $194M portfolio in Q3 2014.
  • Piper Sandler & Co opened 79 new positions and closed 74 in Q3 2014.
  • Piper Sandler & Co's portfolio value rose 40% quarter-over-quarter to $194M.

Based on Piper Sandler & Co's 13F filing for Q3 2014, filed 14 Nov 2014.