PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
+3.15%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$152M
AUM Growth
-$41.6M
Cap. Flow
-$137M
Cap. Flow %
-89.98%
Top 10 Hldgs %
76.63%
Holding
169
New
51
Increased
11
Reduced
23
Closed
61

Top Buys

1
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
$2.75M
2
IMMR icon
Immersion
IMMR
$919K
3
TEVA icon
Teva Pharmaceuticals
TEVA
$857K
4
LCI
Lannett Company, Inc.
LCI
$713K
5
LOCK
LifeLock, Inc.
LOCK
$697K

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$3.52M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.05M
3
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
$2.25M
4
ALXN
Alexion Pharmaceuticals Inc
ALXN
$1.13M
5
ATHN
Athenahealth, Inc.
ATHN
$1.02M

Sector Composition

1 Technology 8.39%
2 Healthcare 5.8%
3 Communication Services 1.47%
4 Industrials 1.19%
5 Consumer Discretionary 0.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MDSO
51
DELISTED
Medidata Solutions, Inc.
MDSO
$326K 0.2%
+6,000
New +$326K
QRVO icon
52
Qorvo
QRVO
$8.42B
$321K 0.19%
+4,000
New +$321K
SPCB icon
53
SuperCom
SPCB
$41.1M
$317K 0.19%
125
+25
+25% +$63.4K
WIFI
54
DELISTED
Boingo Wireless, Inc.
WIFI
$310K 0.19%
37,500
+2,500
+7% +$20.7K
CLVS
55
DELISTED
Clovis Oncology, Inc.
CLVS
$308K 0.18%
3,500
-500
-13% -$44K
AKRX
56
DELISTED
Akorn, Inc.
AKRX
$306K 0.18%
+7,000
New +$306K
CBK
57
DELISTED
Christopher & Banks Corporation
CBK
$301K 0.18%
+75,000
New +$301K
ACLS icon
58
Axcelis
ACLS
$2.47B
$296K 0.18%
+25,000
New +$296K
CY
59
DELISTED
Cypress Semiconductor
CY
$294K 0.18%
25,000
-10,000
-29% -$118K
FIT
60
DELISTED
Fitbit, Inc. Class A common stock
FIT
$287K 0.17%
+7,500
New +$287K
ATEC icon
61
Alphatec Holdings
ATEC
$2.32B
$276K 0.17%
16,667
– –
CARB
62
DELISTED
Carbonite Inc
CARB
$266K 0.16%
+22,500
New +$266K
ADEP
63
DELISTED
ADEPT TECHNOLOGY, INC. NEW
ADEP
$252K 0.15%
35,000
-10,000
-22% -$72K
MNDT
64
DELISTED
Mandiant, Inc. Common Stock
MNDT
$245K 0.15%
+5,000
New +$245K
AMD icon
65
Advanced Micro Devices
AMD
$263B
$240K 0.14%
+100,000
New +$240K
JCP
66
DELISTED
J.C. Penney Company, Inc.
JCP
$233K 0.14%
+27,500
New +$233K
HSTM icon
67
HealthStream
HSTM
$831M
$228K 0.14%
+7,500
New +$228K
OSPN icon
68
OneSpan
OSPN
$580M
$226K 0.14%
+7,500
New +$226K
ININ
69
DELISTED
Interactive Intelligence Group, inc.
ININ
$222K 0.13%
+5,000
New +$222K
UVXY icon
70
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$694M
– –
0
– –
NMBL
71
DELISTED
Nimble Storage, Inc.
NMBL
$210K 0.13%
7,500
-2,500
-25% -$70K
ASYS icon
72
Amtech Systems
ASYS
$83M
$208K 0.12%
+20,000
New +$208K
OUTR
73
DELISTED
OUTERWALL INC
OUTR
$190K 0.11%
+2,500
New +$190K
RLD
74
DELISTED
REALD INC COM STK
RLD
$185K 0.11%
+15,000
New +$185K
MXWL
75
DELISTED
Maxwell Technologies Inc
MXWL
$179K 0.11%
30,000
-5,000
-14% -$29.8K
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3
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