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Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+1.17%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$35.7M
Cap. Flow
-$42.5M
Cap. Flow %
-17.64%
Top 10 Hldgs %
73.85%
Holding
186
New
58
Increased
36
Reduced
5
Closed
73

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.06M
2
SPXU icon
ProShares UltraPro Short S&P 500
SPXU
+$1.85M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.59M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$1.18M
5
ATHN
Athenahealth, Inc.
ATHN
+$1.13M

Top Sells

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$1.1M
2
EVFM
Evofem Biosciences, Inc. Common Stock
EVFM
+$964K
3
PII icon
Polaris
PII
+$756K
4
FTNT icon
Fortinet
FTNT
+$613K
5
HSTM icon
HealthStream
HSTM
+$590K

Sector Composition

Rank Sector Weight
1 Healthcare 5.56%
2 Technology 5.5%
3 Industrials 1.15%
4 Communication Services 1.07%
5 Consumer Discretionary 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVHC
51
DELISTED
Envision Healthcare Holdings Inc
EVHC
$384K 0.16%
+3,340
New +$363K
DGII icon
52
Digi International
DGII
$2.47B
$374K 0.16%
+37,500
New +$368K
TLGT
53
DELISTED
Teligent, Inc
TLGT
$367K 0.15%
+4,500
New +$434K
SUPN icon
54
Supernus Pharmaceuticals
SUPN
$2.7B
$363K 0.15%
+30,000
New +$283K
AXON
55
Axon Enterprise
AXON
$42.8B
$362K 0.15%
+15,000
New +$381K
MGNI icon
56
Magnite
MGNI
$2.83B
$358K 0.15%
20,000
– –
ANET icon
57
Arista Networks
ANET
$199B
$353K 0.15%
+80,000
New +$332K
AAOI icon
58
Applied Optoelectronics
AAOI
$6.14B
$347K 0.14%
+25,000
New +$274K
JASO
59
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$335K 0.14%
35,000
+25,000
+250% +$217K
ENPH icon
60
Enphase Energy
ENPH
$4.62B
$330K 0.14%
+25,000
New +$323K
VIAV icon
61
Viavi Solutions
VIAV
$7.95B
$328K 0.14%
+43,950
New +$334K
FNSR
62
DELISTED
Finisar Corp
FNSR
$320K 0.13%
+15,000
New +$305K
MWW
63
DELISTED
Monster Worldwide Inc
MWW
$317K 0.13%
+50,000
New +$274K
AWAY
64
DELISTED
HOMEAWAY INC COM
AWAY
$302K 0.13%
10,000
+5,000
+100% +$145K
IDTI
65
DELISTED
Integrated Device Technology I
IDTI
$300K 0.12%
15,000
+7,500
+100% +$148K
ORBC
66
DELISTED
ORBCOMM, Inc.
ORBC
$299K 0.12%
50,010
+26,122
+109% +$152K
OSIR
67
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$299K 0.12%
17,000
+2,000
+13% +$33.6K
CLVS
68
DELISTED
Clovis Oncology, Inc.
CLVS
$297K 0.12%
+4,000
New +$282K
ATEC icon
69
Alphatec Holdings
ATEC
$1.48B
$290K 0.12%
16,667
+1,667
+11% +$27.8K
WEB
70
DELISTED
Web.com Group, Inc.
WEB
$284K 0.12%
15,000
+5,000
+50% +$86.7K
MXWL
71
DELISTED
Maxwell Technologies Inc
MXWL
$282K 0.12%
+35,000
New +$267K
ADEP
72
DELISTED
Adept Technology Inc
ADEP
$277K 0.12%
45,000
+15,000
+50% +$111K
ENT
73
DELISTED
Global Eagle Entertainment Inc.
ENT
$266K 0.11%
+800
New +$281K
WIFI
74
DELISTED
Boingo Wireless, Inc.
WIFI
$264K 0.11%
+35,000
New +$272K
MCHX icon
75
Marchex
MCHX
$78M
$245K 0.1%
60,000
+10,000
+20% +$42.2K
1 2
3
4 5

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BGI
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ICM
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EC
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AV
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GEH
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SA
Seneschal Advisors Tacoma, Washington $135M AUM 13.18% 1-Year Est. Return
JAA
Joel Adams & Associates Asheville, North Carolina $135M AUM 10.83% 1-Year Est. Return

Piper Sandler & Co's Q1 2015 Portfolio in Review

As of Q1 2015, Piper Sandler & Co held 186 positions worth $241M, up 17% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Piper Sandler & Co withdrew a net $42.5M in Q1 2015, closing 73 positions and reducing 5 holdings. Its most notable exit was ProShares UltraShort S&P500, an estimated $1.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.6% of assets, up from 5.2% a quarter earlier, followed by Technology and Industrials.

Against the trend, Piper Sandler & Co opened a new position in Wells Fargo 7.5% Non Cumv Perp Conv worth $3.05M.

  • Piper Sandler & Co's largest Q1 2015 buy was Wells Fargo 7.5% Non Cumv Perp Conv: 2,500 shares worth $3.05M.
  • Piper Sandler & Co added most to OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q1 2015, an estimated $1.59M increase.
  • Piper Sandler & Co's biggest Q1 2015 reduction was Evofem Biosciences, Inc. Common Stock, cutting an estimated $964K.
  • Piper Sandler & Co fully exited ProShares UltraShort S&P500 in Q1 2015, selling an estimated $1.1M.
  • Piper Sandler & Co's ten largest holdings make up 74% of its $241M portfolio in Q1 2015.
  • Piper Sandler & Co opened 58 new positions and closed 73 in Q1 2015.
  • Piper Sandler & Co's portfolio value rose 17% quarter-over-quarter to $241M.

Based on Piper Sandler & Co's 13F filing for Q1 2015, filed 15 May 2015.