We are live on ! Find out more
PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+0.08%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$55.2M
Cap. Flow
-$49.5M
Cap. Flow %
-25.54%
Top 10 Hldgs %
66.82%
Holding
206
New
79
Increased
19
Reduced
10
Closed
74

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$1.55M
2
AAP icon
Advance Auto Parts
AAP
+$1.31M
3
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$1.26M
4
FINL
Finish Line
FINL
+$1.15M
5
GIII icon
G-III Apparel Group
GIII
+$1.08M

Top Sells

Rank Stock Value
1
INVN
Invensense Inc
INVN
+$511K
2
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$506K
3
WPRT
Westport Fuel Systems
WPRT
+$496K
4
AAPL icon
Apple
AAPL
+$465K
5
NMBL
Nimble Storage, Inc.
NMBL
+$461K

Sector Composition

Rank Sector Weight
1 Technology 4.94%
2 Consumer Discretionary 3.92%
3 Healthcare 2.22%
4 Financials 0.75%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIMO
51
DELISTED
Gigamon Inc.
GIMO
$262K 0.14%
+25,000
New +$297K
SPWR
52
DELISTED
SunPower Corporation Common Stock
SPWR
$254K 0.13%
11,453
-3,817
-25% -$93.1K
SIMG
53
DELISTED
SILICON IMAGE INC
SIMG
$252K 0.13%
+50,000
New +$249K
XCRA
54
DELISTED
Xcerra Corporation
XCRA
$245K 0.13%
25,000
-2,500
-9% -$24.8K
HOLX
55
DELISTED
Hologic
HOLX
$243K 0.13%
+10,000
New +$253K
RBBN icon
56
Ribbon Communications
RBBN
$354M
$239K 0.12%
14,000
+2,000
+17% +$38.2K
VOLC
57
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$239K 0.12%
+22,500
New +$312K
SUNE
58
DELISTED
SUNEDISON, INC COM
SUNE
$236K 0.12%
12,500
-5,000
-29% -$107K
TNAV
59
DELISTED
Telenav Inc.
TNAV
$235K 0.12%
+35,000
New +$215K
YGE
60
DELISTED
Yingli Green Energy Holding Comp
YGE
$233K 0.12%
+7,500
New +$260K
GTIV
61
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$233K 0.12%
+13,910
New +$244K
CODE
62
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$228K 0.12%
+10,000
New +$212K
GPRE icon
63
Green Plains
GPRE
$1.14B
$224K 0.12%
+6,000
New +$240K
QDEL icon
64
QuidelOrtho
QDEL
$1.15B
$215K 0.11%
+8,000
New +$191K
BIG
65
DELISTED
Big Lots, Inc.
BIG
$215K 0.11%
5,000
+4,900
+4,900% +$223K
MBLY
66
DELISTED
Mobileye N.V.
MBLY
$214K 0.11%
+4,000
New +$175K
NOK icon
67
Nokia
NOK
$49.7B
$212K 0.11%
+25,000
New +$201K
OFIX icon
68
Orthofix Medical
OFIX
$499M
$201K 0.1%
+6,500
New +$216K
THS
69
DELISTED
Treehouse Foods
THS
$201K 0.1%
+2,500
New +$197K
HILL
70
DELISTED
DOT HILL SYSTEMS CORP
HILL
$189K 0.1%
+50,000
New +$196K
CALD
71
DELISTED
Callidus Software, Inc.
CALD
$180K 0.09%
15,000
-12,500
-45% -$143K
KKD
72
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$172K 0.09%
10,000
– –
VNCE icon
73
Vince Holding Corp
VNCE
$78M
$151K 0.08%
500
+150
+43% +$51.2K
LHCG
74
DELISTED
LHC Group LLC
LHCG
$151K 0.08%
+6,500
New +$154K
BDBD
75
DELISTED
BOULDER BRANDS INC
BDBD
$146K 0.08%
+10,700
New +$142K
1 2
3
4 5

Similar funds

UOP
University of Pittsburgh Pittsburgh, Pennsylvania $135M AUM 29.36% 1-Year Est. Return
BGI
B Group Inc Dallas, Texas $135M AUM 80% 1-Year Est. Return
ICM
Isabella Capital Management London $135M AUM
EC
Enhancing Capital Harrisburg, Pennsylvania $135M AUM 25.85% 1-Year Est. Return
AV
Alamea Verwaltungs Edison, New Jersey $135M AUM 36.32% 1-Year Est. Return
GEH
General Equity Holdings Brooklyn, New York $135M AUM 32.96% 1-Year Est. Return
SA
Seneschal Advisors Tacoma, Washington $135M AUM 13.18% 1-Year Est. Return
JAA
Joel Adams & Associates Asheville, North Carolina $135M AUM 10.83% 1-Year Est. Return

Piper Sandler & Co's Q3 2014 Portfolio in Review

As of Q3 2014, Piper Sandler & Co held 206 positions worth $194M, up 40% from $139M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Piper Sandler & Co withdrew a net $49.5M in Q3 2014, closing 74 positions and reducing 10 holdings. Its most notable exit was Invensense Inc, an estimated $511K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in Starbucks worth $1.51M.

  • Piper Sandler & Co's largest Q3 2014 buy was Starbucks: 40,000 shares worth $1.51M.
  • Piper Sandler & Co added most to Direxion Daily Small Cap Bear 3x ETF in Q3 2014, an estimated $1.26M increase.
  • Piper Sandler & Co's biggest Q3 2014 reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, cutting an estimated $506K.
  • Piper Sandler & Co fully exited Invensense Inc in Q3 2014, selling an estimated $511K.
  • Piper Sandler & Co's ten largest holdings make up 67% of its $194M portfolio in Q3 2014.
  • Piper Sandler & Co opened 79 new positions and closed 74 in Q3 2014.
  • Piper Sandler & Co's portfolio value rose 40% quarter-over-quarter to $194M.

Based on Piper Sandler & Co's 13F filing for Q3 2014, filed 14 Nov 2014.