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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$139M
AUM Growth
+$23.2M
Cap. Flow
-$11.1M
Cap. Flow %
-7.99%
Top 10 Hldgs %
76.25%
Holding
179
New
80
Increased
5
Reduced
20
Closed
57

Top Buys

Rank Stock Value
1
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$12.6M
2
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$2.12M
3
IMPV
Imperva, Inc.
IMPV
+$452K
4
LDRH
LDR HOLDINGS CORP COM STK
LDRH
+$441K
5
EGHT icon
8x8 Inc
EGHT
+$438K

Top Sells

Rank Stock Value
1
RWM icon
ProShares Short Russell2000
RWM
+$1.24M
2
SDS icon
ProShares UltraShort S&P500
SDS
+$1.14M
3
KFX
KOFAX LIMITED COM STK
KFX
+$916K
4
TVIX
VelocityShares Daily 2x VIX Short Term ETN
TVIX
+$911K
5
FIO
FUSION-IO INC COM
FIO
+$894K

Sector Composition

Rank Sector Weight
1 Technology 7.2%
2 Communication Services 1.79%
3 Consumer Discretionary 1.54%
4 Healthcare 0.8%
5 Industrials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFN
51
DELISTED
Infinera Corporation Common Stock
INFN
$230K 0.17%
25,000
– –
RBBN icon
52
Ribbon Communications
RBBN
$354M
$215K 0.16%
12,000
-8,000
-40% -$135K
CHGG icon
53
Chegg
CHGG
$108M
$211K 0.15%
+30,000
New +$183K
LOCK
54
DELISTED
LifeLock, Inc.
LOCK
$209K 0.15%
+15,000
New +$205K
CKSW
55
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$202K 0.15%
25,000
-25,000
-50% -$215K
TER icon
56
Teradyne
TER
$54.8B
$196K 0.14%
+10,000
New +$186K
KONA
57
DELISTED
Kona Grill, Inc.
KONA
$194K 0.14%
+10,000
New +$207K
HK
58
DELISTED
Halcon Resources Corporation
HK
$182K 0.13%
+145
New +$145K
ACTG icon
59
Acacia Research
ACTG
$450M
$178K 0.13%
+10,000
New +$162K
KKD
60
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$160K 0.12%
+10,000
New +$174K
NSPH
61
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$158K 0.11%
+5,000
New +$160K
ADEP
62
DELISTED
Adept Technology Inc
ADEP
$157K 0.11%
+15,000
New +$192K
MCHX icon
63
Marchex
MCHX
$79.7M
$150K 0.11%
+12,500
New +$132K
RST
64
DELISTED
ROSETTA STONE INC
RST
$146K 0.11%
+15,000
New +$157K
KOG
65
DELISTED
KODIAK OIL & GAS CORP
KOG
$146K 0.11%
+10,000
New +$130K
FRGI
66
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$139K 0.1%
+3,000
New +$121K
MDXG icon
67
MiMedx Group
MDXG
$626M
$128K 0.09%
+18,000
New +$105K
VNCE icon
68
Vince Holding Corp
VNCE
$76.2M
$128K 0.09%
+350
New +$101K
CPRX
69
DELISTED
Catalyst Pharmaceutical
CPRX
$127K 0.09%
+50,000
New +$107K
CROX icon
70
Crocs
CROX
$6.69B
$119K 0.09%
7,900
-12,100
-61% -$180K
NVAX icon
71
Novavax
NVAX
$1.23B
$116K 0.08%
1,250
-2,500
-67% -$220K
EXTR icon
72
Extreme Networks
EXTR
$3.86B
$111K 0.08%
25,000
-60,000
-71% -$283K
C.WS.B
73
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$111K 0.08%
+3,700,000
New +$148K
TREE icon
74
LendingTree
TREE
$544M
$102K 0.07%
+3,500
New +$95.4K
TWTR
75
DELISTED
Twitter, Inc.
TWTR
$102K 0.07%
+2,500
New +$94.6K
1 2
3
4 5

Similar funds

LIC
Laurus Investment Counsel Toronto, Canada $102M AUM 0% 1-Year Est. Return
SAM
Stembrook Asset Management Red Bank, New Jersey $102M AUM
FHM
Framtiden Holdings Management Chicago, Illinois $102M AUM
IOOF
Independent Order of Foresters Toronto, Ontario, Canada $102M AUM 16.7% 1-Year Est. Return
BU
Brown University Providence, Rhode Island $102M AUM 26.79% 1-Year Est. Return
MBAML
Marble Bar Asset Management LLP London $102M AUM
BHFP
Blom & Howell Financial Planning Modesto, California $102M AUM
IWA
Independent Wealth Advisors Cary, North Carolina $102M AUM

Piper Sandler & Co's Q2 2014 Portfolio in Review

As of Q2 2014, Piper Sandler & Co held 179 positions worth $139M, up 20% from $115M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Piper Sandler & Co withdrew a net $11.1M in Q2 2014, closing 57 positions and reducing 20 holdings. Its most notable exit was ProShares Short Russell2000, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.9% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Piper Sandler & Co opened a new position in iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 worth $9.92M.

  • Piper Sandler & Co's largest Q2 2014 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 21,688 shares worth $9.92M.
  • Piper Sandler & Co added most to Apple in Q2 2014, an estimated $366K increase.
  • Piper Sandler & Co's biggest Q2 2014 reduction was Deckers Outdoor, cutting an estimated $725K.
  • Piper Sandler & Co fully exited ProShares Short Russell2000 in Q2 2014, selling an estimated $1.24M.
  • Piper Sandler & Co's ten largest holdings make up 76% of its $139M portfolio in Q2 2014.
  • Piper Sandler & Co opened 80 new positions and closed 57 in Q2 2014.
  • Piper Sandler & Co's portfolio value rose 20% quarter-over-quarter to $139M.

Based on Piper Sandler & Co's 13F filing for Q2 2014, filed 14 Aug 2014.