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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
+0.45%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$115M
AUM Growth
-$3.77M
Cap. Flow
-$35.6M
Cap. Flow %
-30.89%
Top 10 Hldgs %
75.49%
Holding
155
New
60
Increased
8
Reduced
16
Closed
59

Top Buys

Rank Stock Value
1
TVIX
VelocityShares Daily 2x VIX Short Term ETN
TVIX
+$1.89M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.38M
3
RWM icon
ProShares Short Russell2000
RWM
+$1.26M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$1.2M
5
FIO
FUSION-IO INC COM
FIO
+$900K

Top Sells

Rank Stock Value
1
UIS.PRA
UNISYS CORP 6.25% MANDATORY CNV PFD
UIS.PRA
+$5.16M
2
HIMX
Himax Technologies
HIMX
+$1.46M
3
AAPL icon
Apple
AAPL
+$1.28M
4
FTNT icon
Fortinet
FTNT
+$1.15M
5
GE icon
GE Aerospace
GE
+$841K

Sector Composition

Rank Sector Weight
1 Technology 7.88%
2 Consumer Discretionary 2.99%
3 Healthcare 1.93%
4 Financials 0.97%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
51
Bank of America
BAC
$439B
$258K 0.22%
15,000
-15,000
-50% -$252K
ISIL
52
DELISTED
Intersil Corp
ISIL
$258K 0.22%
+20,000
New +$239K
AUTO
53
DELISTED
AutoWeb, Inc. Common Stock
AUTO
$249K 0.22%
+20,000
New +$303K
IDTI
54
DELISTED
Integrated Device Technology I
IDTI
$245K 0.21%
+20,000
New +$227K
QTWW
55
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$242K 0.21%
25,000
-26,000
-51% -$226K
EXPR
56
DELISTED
Express, Inc.
EXPR
$238K 0.21%
+750
New +$263K
HIMX
57
Himax Technologies
HIMX
$2.09B
$230K 0.2%
20,000
-105,000
-84% -$1.46M
ECPG icon
58
Encore Capital Group
ECPG
$2.06B
$229K 0.2%
+5,000
New +$241K
INFN
59
DELISTED
Infinera Corporation Common Stock
INFN
$227K 0.2%
25,000
-25,000
-50% -$219K
RBCN
60
DELISTED
Rubicon Technology, Inc.
RBCN
$226K 0.2%
+2,000
New +$237K
IMOS
61
ChipMOS TECHNOLOGIES
IMOS
$1.73B
$221K 0.19%
+9,075
New +$207K
EXAS
62
DELISTED
Exact Sciences
EXAS
$213K 0.18%
+15,000
New +$203K
AGN
63
DELISTED
Allergan plc
AGN
$206K 0.18%
+1,000
New +$198K
MNKD icon
64
CALL
MannKind Corp
MNKD
$1.21B
$201K 0.17%
+10,000
New +$284K
ALU
65
DELISTED
Alcatel-Lucent
ALU
$195K 0.17%
50,000
-35,000
-41% -$145K
ENT
66
PUT
DELISTED
Global Eagle Entertainment Inc.
ENT
$189K 0.16%
+480
New +$197K
MYCC
67
DELISTED
ClubCorp Holdings, Inc.
MYCC
$189K 0.16%
+10,000
New +$179K
SIMG
68
DELISTED
SILICON IMAGE INC
SIMG
$173K 0.15%
+25,000
New +$154K
MS icon
69
Morgan Stanley
MS
$333B
$156K 0.14%
5,000
-15,000
-75% -$463K
TTSH
70
DELISTED
Tile Shop Holdings
TTSH
$155K 0.13%
+10,000
New +$156K
CELG
71
DELISTED
Celgene Corp
CELG
$154K 0.13%
+2,200
New +$174K
NPSP
72
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$150K 0.13%
+5,000
New +$172K
CSOD
73
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$144K 0.12%
+3,000
New +$167K
LAB icon
74
Standard BioTools
LAB
$311M
$132K 0.11%
+3,000
New +$132K
ELGX
75
DELISTED
Endologix Inc
ELGX
$129K 0.11%
+1,000
New +$155K
1 2
3
4 5

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UOP
University of Pittsburgh Pittsburgh, Pennsylvania $135M AUM 29.36% 1-Year Est. Return
BGI
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ICM
Isabella Capital Management London $135M AUM
EC
Enhancing Capital Harrisburg, Pennsylvania $135M AUM 25.85% 1-Year Est. Return
AV
Alamea Verwaltungs Edison, New Jersey $135M AUM 36.32% 1-Year Est. Return
GEH
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SA
Seneschal Advisors Tacoma, Washington $135M AUM 13.18% 1-Year Est. Return
JAA
Joel Adams & Associates Asheville, North Carolina $135M AUM 10.83% 1-Year Est. Return

Piper Sandler & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Piper Sandler & Co held 155 positions worth $115M, down 3.2% from $119M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Piper Sandler & Co withdrew a net $35.6M in Q1 2014, closing 59 positions and reducing 16 holdings. Its most notable exit was UNISYS CORP 6.25% MANDATORY CNV PFD, an estimated $5.16M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $911K.

  • Piper Sandler & Co's largest Q1 2014 buy was VelocityShares Daily 2x VIX Short Term ETN: 1 share worth $911K.
  • Piper Sandler & Co added most to OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q1 2014, an estimated $1.38M increase.
  • Piper Sandler & Co's biggest Q1 2014 reduction was Himax Technologies, cutting an estimated $1.46M.
  • Piper Sandler & Co fully exited UNISYS CORP 6.25% MANDATORY CNV PFD in Q1 2014, selling an estimated $5.16M.
  • Piper Sandler & Co's ten largest holdings make up 75% of its $115M portfolio in Q1 2014.
  • Piper Sandler & Co opened 60 new positions and closed 59 in Q1 2014.
  • Piper Sandler & Co's portfolio value fell 3.2% quarter-over-quarter to $115M.

Based on Piper Sandler & Co's 13F filing for Q1 2014, filed 15 May 2014.