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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
-0.43%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$124M
AUM Growth
+$13.6M
Cap. Flow
-$36.2M
Cap. Flow %
-29.3%
Top 10 Hldgs %
81.82%
Holding
50
New
3
Increased
2
Reduced
–
Closed
11

Top Buys

Rank Stock Value
1
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$2.39M
2
HARP
Harpoon Therapeutics, Inc. Common Stock
HARP
+$1.08M
3
RENEW
Cartesian Growth Corporation II Warrant
RENEW
+$67.6K
4
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$151
5
USWS
U.S. Well Services, Inc. Class A Common Stock
USWS
+$6

Top Sells

Rank Stock Value
1
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$1.67M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$258K
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$164K
4
CABA icon
Cabaletta Bio
CABA
+$154K
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5K

Sector Composition

Rank Sector Weight
1 Financials 1.58%
2 Healthcare 0.54%
3 Technology 0.4%
4 Energy 0.1%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGF icon
26
Invesco Financial Preferred ETF
PGF
$677M
– –
-100
Closed -$2K
PGX icon
27
Invesco Preferred ETF
PGX
$3.81B
– –
-100
Closed -$1K
WFC.PRL icon
28
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
– –
-1
Closed -$1K
FTCH
29
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$0 ﹤0.01%
+17
New +$151
CHNGU
30
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-22,576
Closed -$1.67M
1
2

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EC
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AV
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Piper Sandler & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Piper Sandler & Co held 50 positions worth $124M, up 12% from $110M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Piper Sandler & Co withdrew a net $36.2M in Q3 2022, closing 11 positions. Its most notable exit was Change Healthcare Inc. Tangible Equity Units, an estimated $1.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.6% of assets, down from 1.8% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Piper Sandler & Co opened a new position in Harpoon Therapeutics, Inc. Common Stock worth $563K.

  • Piper Sandler & Co's largest Q3 2022 buy was Harpoon Therapeutics, Inc. Common Stock: 58,082 shares worth $563K.
  • Piper Sandler & Co added most to DTE Energy Company 2019 Corporate Units in Q3 2022, an estimated $2.39M increase.
  • Piper Sandler & Co fully exited Change Healthcare Inc. Tangible Equity Units in Q3 2022, selling an estimated $1.67M.
  • Piper Sandler & Co's ten largest holdings make up 82% of its $124M portfolio in Q3 2022.
  • Piper Sandler & Co opened 3 new positions and closed 11 in Q3 2022.
  • Piper Sandler & Co's portfolio value rose 12% quarter-over-quarter to $124M.

Based on Piper Sandler & Co's 13F filing for Q3 2022, filed 14 Nov 2022.