PSC

Piper Sandler & Co Portfolio holdings

AUM $130M
This Quarter Return
-3.75%
1 Year Return
-0.04%
3 Year Return
-0.42%
5 Year Return
-3.12%
10 Year Return
–
AUM
$132M
AUM Growth
+$132M
Cap. Flow
+$38.4M
Cap. Flow %
29.05%
Top 10 Hldgs %
93.61%
Holding
53
New
24
Increased
–
Reduced
2
Closed
5

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$26.2M
2
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$13.8M
3
VRP icon
Invesco Variable Rate Preferred ETF
VRP
$1.71M
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
$1.26M
5
ASAQ
Atlantic Avenue Acquisition Corp
ASAQ
$247K

Top Sells

1
SJIU
South Jersey Industries, Inc.
SJIU
$5.29M
2
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$631K
3
USWS
U.S. Well Services, Inc. Class A Common Stock
USWS
$400K
4
AYTU icon
AYTU BioPharma
AYTU
$297K
5
STTK icon
Shattuck Labs
STTK
$296K

Sector Composition

1 Financials 1.53%
2 Technology 0.37%
3 Healthcare 0.13%
4 Energy 0.12%
5 Consumer Discretionary 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RBB icon
26
RBB Bancorp
RBB
$349M
– –
-10,777
Closed -$166K
BERY
27
DELISTED
Berry Global Group, Inc.
BERY
$0 ﹤0.01%
+1
New –
FGNA.U
28
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
– –
-59,437
Closed -$631K
SJIU
29
DELISTED
South Jersey Industries, Inc.
SJIU
– –
-148,256
Closed -$5.29M
EV
30
DELISTED
Eaton Vance Corp.
EV
– –
-500
Closed -$34K
MVIS icon
31
Microvision
MVIS
$346M
$0 ﹤0.01%
+86
New –
1
2