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PSC

Piper Sandler & Co Portfolio holdings

AUM $135M
1-Year Est. Return 0.15%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+0.15%
3 Year Est. Return
-0.04%
5 Year Est. Return
-7.65%
10 Year Est. Return
–
AUM
$115M
AUM Growth
+$39.3M
Cap. Flow
-$48.8M
Cap. Flow %
-42.36%
Top 10 Hldgs %
94.47%
Holding
36
New
13
Increased
–
Reduced
–
Closed
13

Top Buys

Rank Stock Value
1
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$3.94M
2
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$1.89M
3
SJIU
South Jersey Industries, Inc.
SJIU
+$1.4M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$1.13M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$619K

Top Sells

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$28.7M
2
DYNC
Vistra Energy Corp.
DYNC
+$18.1M
3
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$5.71M
4
TMDX icon
Transmedics
TMDX
+$870K
5
SEEL
Seelos Therapeutics, Inc. Common Stock
SEEL
+$361K

Sector Composition

Rank Sector Weight
1 Energy 0.98%
2 Communication Services 0.03%
3 Healthcare 0%
4 Industrials 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRSS
26
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
– –
-200
Closed -$9K
DYNC
27
DELISTED
Vistra Energy Corp.
DYNC
– –
-195,582
Closed -$18.1M
1
2

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Piper Sandler & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Piper Sandler & Co held 36 positions worth $115M, up 52% from $75.8M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Piper Sandler & Co withdrew a net $48.8M in Q3 2019, closing 13 positions. Its most notable exit was Dominion Energy, Inc 2016 Series A Corporate Units, an estimated $28.7M position sold in full.

By sector, the portfolio is most concentrated in Energy at 0.98% of assets, down from 3.2% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S worth $4.04M.

  • Piper Sandler & Co's largest Q3 2019 buy was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S: 77,390 shares worth $4.04M.
  • Piper Sandler & Co fully exited Dominion Energy, Inc 2016 Series A Corporate Units in Q3 2019, selling an estimated $28.7M.
  • Piper Sandler & Co's ten largest holdings make up 94% of its $115M portfolio in Q3 2019.
  • Piper Sandler & Co opened 13 new positions and closed 13 in Q3 2019.
  • Piper Sandler & Co's portfolio value rose 52% quarter-over-quarter to $115M.

Based on Piper Sandler & Co's 13F filing for Q3 2019, filed 14 Nov 2019.