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PSC

Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-3.94%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$46.1M
AUM Growth
+$6.69M
Cap. Flow
-$4.54M
Cap. Flow %
-9.85%
Top 10 Hldgs %
99.92%
Holding
34
New
11
Increased
2
Reduced
2
Closed
14

Top Buys

Rank Stock Value
1
SAAS
inContact, Inc.
SAAS
+$282K
2
GILD icon
Gilead Sciences
GILD
+$162K
3
PRLB icon
Protolabs
PRLB
+$70.7K
4
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$23.5K
5
KSU
Kansas City Southern
KSU
+$15.6K

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$759K
2
VRTX icon
Vertex Pharmaceuticals
VRTX
+$481K
3
VTVT icon
vTv Therapeutics
VTVT
+$435K
4
BHC icon
Bausch Health
BHC
+$201K
5
THC icon
Tenet Healthcare
THC
+$180K

Sector Composition

Rank Sector Weight
1 Healthcare 7.42%
2 Technology 0.63%
3 Industrials 0.22%
4 Consumer Discretionary 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYTO
26
DELISTED
Altamira Therapeutics Ltd
CYTO
– –
0
– –
GBT
27
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-700
Closed -$23K
SES
28
DELISTED
Synthesis Energy Systems Inc.
SES
$0 ﹤0.01%
+1
New +$52
RLYP
29
DELISTED
RELYPSA INC COM
RLYP
– –
-1,702
Closed -$48K
SGNT
30
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
– –
-185
Closed -$3K
OREX
31
DELISTED
Orexigen Therapeutics, Inc.
OREX
– –
-981
Closed -$17K
CSBK
32
DELISTED
Clifton Bancorp Inc.
CSBK
$0 ﹤0.01%
+29
New +$420
1
2

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IOOF
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BU
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MBAML
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BHFP
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IWA
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Piper Sandler & Co's Q1 2016 Portfolio in Review

As of Q1 2016, Piper Sandler & Co held 34 positions worth $46.1M, up 17% from $39.4M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Piper Sandler & Co withdrew a net $4.54M in Q1 2016, closing 14 positions and reducing 2 holdings. Its most notable exit was Teva Pharmaceuticals, an estimated $759K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 17% a quarter earlier, followed by Technology and Industrials.

Against the trend, Piper Sandler & Co opened a new position in inContact, Inc. worth $284K.

  • Piper Sandler & Co's largest Q1 2016 buy was inContact, Inc.: 32,000 shares worth $284K.
  • Piper Sandler & Co's biggest Q1 2016 reduction was vTv Therapeutics, cutting an estimated $435K.
  • Piper Sandler & Co fully exited Teva Pharmaceuticals in Q1 2016, selling an estimated $759K.
  • Piper Sandler & Co's ten largest holdings make up 100% of its $46.1M portfolio in Q1 2016.
  • Piper Sandler & Co opened 11 new positions and closed 14 in Q1 2016.
  • Piper Sandler & Co's portfolio value rose 17% quarter-over-quarter to $46.1M.

Based on Piper Sandler & Co's 13F filing for Q1 2016, filed 16 May 2016.