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Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
-3.6%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$93.5M
AUM Growth
-$73.3M
Cap. Flow
-$82.1M
Cap. Flow %
-87.75%
Top 10 Hldgs %
75.11%
Holding
169
New
71
Increased
4
Reduced
22
Closed
63

Top Buys

Rank Stock Value
1
VTVT icon
vTv Therapeutics
VTVT
+$6.75M
2
AMBA icon
Ambarella
AMBA
+$708K
3
EW icon
Edwards Lifesciences
EW
+$652K
4
LMNX
Luminex Corp
LMNX
+$624K
5
IBB icon
iShares Biotechnology ETF
IBB
+$576K

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$19.6M
2
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$2.75M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$2.51M
4
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$1.31M
5
IMMR icon
Immersion
IMMR
+$919K

Sector Composition

Rank Sector Weight
1 Healthcare 15.55%
2 Technology 8.46%
3 Industrials 1.33%
4 Consumer Discretionary 1.27%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FN icon
26
Fabrinet
FN
$16.9B
$367K 0.39%
+20,000
New +$377K
PMCS
27
DELISTED
P M C SIERRA INC
PMCS
$339K 0.36%
+50,000
New +$340K
VNDA icon
28
Vanda Pharmaceuticals
VNDA
$314M
$338K 0.36%
+30,000
New +$367K
TNDM icon
29
Tandem Diabetes Care
TNDM
$1.18B
$326K 0.35%
+3,700
New +$431K
SSNI
30
DELISTED
Silver Spring Networks, Inc.
SSNI
$322K 0.34%
+25,000
New +$306K
P
31
DELISTED
Pandora Media Inc
P
$320K 0.34%
+15,000
New +$263K
AFAM
32
DELISTED
Almost Family Inc
AFAM
$320K 0.34%
8,000
-2,000
-20% -$89.3K
NBIX icon
33
Neurocrine Biosciences
NBIX
$17.7B
$318K 0.34%
+8,000
New +$387K
TCOM icon
34
Trip.com Group
TCOM
$28.2B
$316K 0.34%
+10,000
New +$347K
GPRO icon
35
GoPro
GPRO
$119M
$312K 0.33%
10,000
-2,500
-20% -$123K
ATRC icon
36
AtriCure
ATRC
$1.89B
$307K 0.33%
+14,000
New +$350K
OXFD
37
DELISTED
Oxford Immunotec Global PLC Ordinary Shares
OXFD
$304K 0.33%
22,500
-7,500
-25% -$102K
RBS.PRL.CL
38
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$303K 0.32%
+12,487
New +$307K
ZEN
39
DELISTED
ZENDESK INC
ZEN
$296K 0.32%
+15,000
New +$315K
DGII icon
40
Digi International
DGII
$2.55B
$295K 0.32%
+25,000
New +$255K
INFN
41
DELISTED
Infinera Corporation Common Stock
INFN
$293K 0.31%
+15,000
New +$327K
POWR
42
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$288K 0.31%
+25,000
New +$336K
CMD
43
DELISTED
Cantel Medical Corporation
CMD
$284K 0.3%
+5,000
New +$265K
KN icon
44
Knowles
KN
$3.2B
$276K 0.3%
+15,000
New +$256K
CALX icon
45
Calix
CALX
$2.32B
$273K 0.29%
+35,000
New +$266K
AVG
46
DELISTED
AVG Technologies N.V.
AVG
$272K 0.29%
+12,500
New +$317K
ADPT
47
DELISTED
Adeptus Health Inc
ADPT
$271K 0.29%
+3,350
New +$346K
JD icon
48
JD.com
JD
$41.8B
$261K 0.28%
+10,000
New +$289K
CYBR
49
DELISTED
CyberArk
CYBR
$251K 0.27%
+5,000
New +$273K
PDFS icon
50
PDF Solutions
PDFS
$2B
$250K 0.27%
+25,000
New +$314K
1
2
3 4 5

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LIC
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SAM
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FHM
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IOOF
Independent Order of Foresters Toronto, Ontario, Canada $102M AUM 16.7% 1-Year Est. Return
BU
Brown University Providence, Rhode Island $102M AUM 26.79% 1-Year Est. Return
MBAML
Marble Bar Asset Management LLP London $102M AUM
BHFP
Blom & Howell Financial Planning Modesto, California $102M AUM
RHCA
Rosenthal Henry Capital Advisors Mishawaka, Indiana $102M AUM 15.41% 1-Year Est. Return

Piper Sandler & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Piper Sandler & Co held 169 positions worth $93.5M, down 44% from $167M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Piper Sandler & Co withdrew a net $82.1M in Q3 2015, closing 63 positions and reducing 22 holdings. Its most notable exit was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, an estimated $19.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

Against the trend, Piper Sandler & Co opened a new position in vTv Therapeutics worth $5.05M.

  • Piper Sandler & Co's largest Q3 2015 buy was vTv Therapeutics: 19,381 shares worth $5.05M.
  • Piper Sandler & Co added most to Twitter, Inc. in Q3 2015, an estimated $150K increase.
  • Piper Sandler & Co's biggest Q3 2015 reduction was Direxion Daily Small Cap Bear 3x ETF, cutting an estimated $1.31M.
  • Piper Sandler & Co fully exited OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q3 2015, selling an estimated $19.6M.
  • Piper Sandler & Co's ten largest holdings make up 75% of its $93.5M portfolio in Q3 2015.
  • Piper Sandler & Co opened 71 new positions and closed 63 in Q3 2015.
  • Piper Sandler & Co's portfolio value fell 44% quarter-over-quarter to $93.5M.

Based on Piper Sandler & Co's 13F filing for Q3 2015, filed 16 Nov 2015.