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Piper Sandler & Co Portfolio holdings

AUM $102M
1-Year Est. Return 0.13%
This Fund
S&P 500
This Quarter Est. Return
+0.08%
1 Year Est. Return
+0.13%
3 Year Est. Return
-0.09%
5 Year Est. Return
-7.67%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$55.2M
Cap. Flow
-$49.5M
Cap. Flow %
-25.54%
Top 10 Hldgs %
66.82%
Holding
206
New
79
Increased
19
Reduced
10
Closed
74

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$1.55M
2
AAP icon
Advance Auto Parts
AAP
+$1.31M
3
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$1.26M
4
FINL
Finish Line
FINL
+$1.15M
5
GIII icon
G-III Apparel Group
GIII
+$1.08M

Top Sells

Rank Stock Value
1
INVN
Invensense Inc
INVN
+$511K
2
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$506K
3
WPRT
Westport Fuel Systems
WPRT
+$496K
4
AAPL icon
Apple
AAPL
+$465K
5
NMBL
Nimble Storage, Inc.
NMBL
+$461K

Sector Composition

Rank Sector Weight
1 Technology 4.94%
2 Consumer Discretionary 3.92%
3 Healthcare 2.22%
4 Financials 0.75%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCTY
26
DELISTED
SolarCity Corporation
SCTY
$447K 0.23%
+7,500
New +$516K
INFN
27
DELISTED
Infinera Corporation Common Stock
INFN
$427K 0.22%
40,000
+15,000
+60% +$147K
NXTM
28
DELISTED
NxStage Medical Inc.
NXTM
$423K 0.22%
+32,200
New +$434K
TBHC
29
DELISTED
The Brand House Collective
TBHC
$403K 0.21%
+25,000
New +$454K
WEB
30
DELISTED
Web.com Group, Inc.
WEB
$399K 0.21%
20,000
+18,000
+900% +$404K
WT icon
31
WisdomTree
WT
$3.01B
$387K 0.2%
+34,000
New +$387K
FRGI
32
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$381K 0.2%
7,677
+4,677
+156% +$222K
CAMP
33
DELISTED
CalAmp Corp.
CAMP
$352K 0.18%
+870
New +$368K
CSOD
34
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$344K 0.18%
+10,000
New +$394K
DGI
35
DELISTED
DigitalGlobe Inc.
DGI
$342K 0.18%
12,001
+10,501
+700% +$306K
BEAT
36
DELISTED
BioTelemetry, Inc.
BEAT
$336K 0.17%
+50,000
New +$351K
WMGI
37
DELISTED
Wright Medical Group Inc
WMGI
$333K 0.17%
+11,000
New +$339K
FSLR icon
38
First Solar
FSLR
$22.1B
$329K 0.17%
5,000
– –
PXLW icon
39
Pixelworks
PXLW
$37.9M
$323K 0.17%
+4,167
New +$356K
ASYS icon
40
Amtech Systems
ASYS
$269M
$321K 0.17%
+30,000
New +$315K
DQ
41
Daqo New Energy
DQ
$815M
$321K 0.17%
+37,500
New +$250K
IDTI
42
DELISTED
Integrated Device Technology I
IDTI
$319K 0.16%
20,000
-5,000
-20% -$77.7K
AXON
43
Axon Enterprise
AXON
$42.4B
$309K 0.16%
+20,000
New +$283K
DWCH
44
DELISTED
Datawatch Corp
DWCH
$308K 0.16%
+30,000
New +$381K
ENPH icon
45
Enphase Energy
ENPH
$5.01B
$300K 0.15%
+20,000
New +$253K
OSUR icon
46
OraSure Technologies
OSUR
$273M
$289K 0.15%
+40,000
New +$320K
GLUU
47
DELISTED
Glu Mobile Inc.
GLUU
$284K 0.15%
55,000
-20,000
-27% -$112K
OSPN icon
48
OneSpan
OSPN
$562M
$282K 0.15%
+15,000
New +$219K
TNDM icon
49
Tandem Diabetes Care
TNDM
$1.18B
$272K 0.14%
+2,030
New +$284K
QLIK
50
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$270K 0.14%
+10,000
New +$262K
1
2
3 4 5

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IOOF
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BU
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BHFP
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RHCA
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Piper Sandler & Co's Q3 2014 Portfolio in Review

As of Q3 2014, Piper Sandler & Co held 206 positions worth $194M, up 40% from $139M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Piper Sandler & Co withdrew a net $49.5M in Q3 2014, closing 74 positions and reducing 10 holdings. Its most notable exit was Invensense Inc, an estimated $511K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Piper Sandler & Co opened a new position in Starbucks worth $1.51M.

  • Piper Sandler & Co's largest Q3 2014 buy was Starbucks: 40,000 shares worth $1.51M.
  • Piper Sandler & Co added most to Direxion Daily Small Cap Bear 3x ETF in Q3 2014, an estimated $1.26M increase.
  • Piper Sandler & Co's biggest Q3 2014 reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, cutting an estimated $506K.
  • Piper Sandler & Co fully exited Invensense Inc in Q3 2014, selling an estimated $511K.
  • Piper Sandler & Co's ten largest holdings make up 67% of its $194M portfolio in Q3 2014.
  • Piper Sandler & Co opened 79 new positions and closed 74 in Q3 2014.
  • Piper Sandler & Co's portfolio value rose 40% quarter-over-quarter to $194M.

Based on Piper Sandler & Co's 13F filing for Q3 2014, filed 14 Nov 2014.