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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBNY
2326
DELISTED
Signature Bank
SBNY
$255K ﹤0.01%
1,874
+959
+105% +$120K
ACM icon
2327
Aecom
ACM
$9.57B
$254K ﹤0.01%
5,841
+669
+13% +$27.7K
DIV icon
2328
Global X SuperDividend US ETF
DIV
$796M
$254K ﹤0.01%
10,774
-1,584
-13% -$37.1K
FLS icon
2329
Flowserve
FLS
$9.38B
$254K ﹤0.01%
5,198
-97
-2% -$4.64K
FTDR icon
2330
Frontdoor
FTDR
$5.22B
$254K ﹤0.01%
5,355
-8,648
-62% -$405K
NML
2331
Neuberger Energy Infrastructure and Income Fund Inc
NML
$569M
$254K ﹤0.01%
37,670
+26,700
+243% +$178K
PHD
2332
DELISTED
Pioneer Floating Rate Fund
PHD
$254K ﹤0.01%
23,122
-344
-1% -$3.63K
FOX icon
2333
Fox Class B
FOX
$21.7B
$252K ﹤0.01%
6,929
+6,284
+974% +$211K
VNO icon
2334
Vornado Realty Trust
VNO
$7.54B
$252K ﹤0.01%
4,241
-199
-4% -$12.9K
AROC icon
2335
Archrock
AROC
$6.19B
$251K ﹤0.01%
25,100
+509
+2% +$4.75K
CNX icon
2336
CNX Resources
CNX
$4.84B
$251K ﹤0.01%
28,469
-406
-1% -$3.17K
LEA icon
2337
Lear
LEA
$7.45B
$251K ﹤0.01%
1,830
+201
+12% +$24.9K
CGEN icon
2338
Compugen
CGEN
$214M
$250K ﹤0.01%
41,803
– –
QTWO icon
2339
Q2 Holdings
QTWO
$3.71B
$250K ﹤0.01%
3,082
-163
-5% -$12.5K
UWM icon
2340
ProShares Ultra Russell2000
UWM
$249M
$250K ﹤0.01%
6,636
+1,988
+43% +$69.7K
JHB
2341
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$250K ﹤0.01%
+24,935
New +$248K
APHA
2342
DELISTED
Aphria Inc. Common Shares
APHA
$250K ﹤0.01%
48,798
+5,853
+14% +$28.7K
AMCR icon
2343
Amcor
AMCR
$21.6B
$249K ﹤0.01%
4,564
+341
+8% +$17.1K
LEGR icon
2344
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$128M
$249K ﹤0.01%
7,763
+37
+0.5% +$1.13K
ECHO
2345
EchoStar
ECHO
$24.9B
$249K ﹤0.01%
5,748
+5,715
+17,318% +$229K
SGI
2346
Somnigroup International
SGI
$15.2B
$249K ﹤0.01%
11,448
-2,684
-19% -$56.1K
EVA
2347
DELISTED
Enviva Inc.
EVA
$249K ﹤0.01%
6,691
+235
+4% +$7.99K
CGO
2348
Calamos Global Total Return Fund
CGO
$122M
$248K ﹤0.01%
18,537
+450
+2% +$5.67K
NVEE
2349
DELISTED
NV5 Global
NVEE
$248K ﹤0.01%
19,712
-7,564
-28% -$110K
DRRX
2350
DELISTED
DURECT Corp
DRRX
$247K ﹤0.01%
6,500
– –
92 93
94
95 96

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.