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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGR
2376
DELISTED
Vector Group Ltd.
VGR
$238K ﹤0.01%
25,006
+277
+1% +$2.42K
INCE
2377
Franklin Income Equity Focus ETF
INCE
$133M
$237K ﹤0.01%
6,240
+1,948
+45% +$72.2K
BWXT icon
2378
BWX Technologies
BWXT
$15.5B
$236K ﹤0.01%
3,800
+1,109
+41% +$65.9K
NWE icon
2379
NorthWestern Energy
NWE
$4.45B
$236K ﹤0.01%
3,371
+48
+1% +$3.46K
TRN icon
2380
Trinity Industries
TRN
$3.03B
$236K ﹤0.01%
10,173
-522
-5% -$10.6K
AUY
2381
DELISTED
Yamana Gold, Inc.
AUY
$236K ﹤0.01%
47,836
-47,525
-50% -$167K
FEMS icon
2382
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$242M
$234K ﹤0.01%
6,025
+210
+4% +$7.62K
MQT
2383
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$234K ﹤0.01%
17,978
-2,353
-12% -$30.4K
QCLN icon
2384
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$589M
$234K ﹤0.01%
9,427
+1,081
+13% +$24.4K
SNN icon
2385
Smith & Nephew
SNN
$13.7B
$234K ﹤0.01%
4,881
+1,216
+33% +$54.9K
DWIN
2386
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$234K ﹤0.01%
9,120
-13,447
-60% -$343K
AMN icon
2387
AMN Healthcare
AMN
$1.35B
$233K ﹤0.01%
4,073
-1,824
-31% -$108K
STPZ icon
2388
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$505M
$233K ﹤0.01%
4,591
-232
-5% -$12.1K
LGND icon
2389
Ligand Pharmaceuticals
LGND
$5.94B
$232K ﹤0.01%
3,549
+1,823
+106% +$122K
LSTR icon
2390
Landstar System
LSTR
$6.29B
$232K ﹤0.01%
2,037
+326
+19% +$36.8K
MFLX icon
2391
First Trust Exchange-Traded Fund VIII First Trust Flexible Municipal High Income ETF
MFLX
$21.3M
$232K ﹤0.01%
11,599
-2,826
-20% -$54.8K
URTH icon
2392
iShares MSCI World ETF
URTH
$7.93B
$232K ﹤0.01%
2,338
+1,090
+87% +$104K
ATAXZ
2393
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$232K ﹤0.01%
30,117
+1,037
+4% +$7.99K
FXN icon
2394
First Trust Energy AlphaDEX Fund
FXN
$371M
$231K ﹤0.01%
21,490
-12,264
-36% -$118K
KBWB icon
2395
Invesco KBW Bank ETF
KBWB
$6.9B
$231K ﹤0.01%
3,966
+519
+15% +$28.6K
PALL icon
2396
abrdn Physical Palladium Shares ETF
PALL
$610M
$231K ﹤0.01%
6,300
+4,885
+345% +$166K
LSXMK
2397
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$231K ﹤0.01%
6,443
+3,906
+154% +$136K
BRKL
2398
DELISTED
Brookline Bancorp
BRKL
$230K ﹤0.01%
13,977
+10
+0.1% +$158
UI icon
2399
Ubiquiti
UI
$32.4B
$229K ﹤0.01%
1,212
+238
+24% +$38.4K
BKI
2400
DELISTED
Black Knight, Inc. Common Stock
BKI
$229K ﹤0.01%
3,667
-486
-12% -$30.1K
94 95
96
97 98

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.