We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUDM icon
2426
Nuveen ESG International Developed Markets Equity ETF
NUDM
$696M
$218K ﹤0.01%
8,072
+1,868
+30% +$50.1K
TNC icon
2427
Tennant Co
TNC
$1.5B
$218K ﹤0.01%
2,791
+877
+46% +$65.3K
REDV
2428
DELISTED
Invesco Emerging Markets Ultra Dividend Revenue ETF
REDV
$218K ﹤0.01%
9,094
+130
+1% +$2.98K
SYV
2429
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
$218K ﹤0.01%
4,756
-9,187
-66% -$639K
CATH icon
2430
Global X S&P 500 Catholic Values ETF
CATH
$1.27B
$217K ﹤0.01%
5,514
– –
EWX icon
2431
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$656M
$217K ﹤0.01%
4,760
+17
+0.4% +$760
IBMK
2432
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$217K ﹤0.01%
8,295
+207
+3% +$5.42K
KRP icon
2433
Kimbell Royalty Partners
KRP
$1.43B
$216K ﹤0.01%
12,700
-1,600
-11% -$23.8K
RL icon
2434
Ralph Lauren
RL
$22.5B
$216K ﹤0.01%
1,839
-6,791
-79% -$715K
VST icon
2435
Vistra
VST
$50.1B
$216K ﹤0.01%
9,414
+1,817
+24% +$46.9K
CN
2436
DELISTED
Xtrackers MSCI All China Equity ETF
CN
$216K ﹤0.01%
6,261
-997
-14% -$33.2K
CAE icon
2437
CAE Inc. Common Shares
CAE
$8.48B
$215K ﹤0.01%
8,114
+10
+0.1% +$257
WBT
2438
DELISTED
Welbilt, Inc.
WBT
$215K ﹤0.01%
13,863
-382
-3% -$6.54K
BXP icon
2439
Boston Properties
BXP
$11.2B
$214K ﹤0.01%
1,557
+154
+11% +$20.7K
CCEP icon
2440
Coca-Cola Europacific Partners
CCEP
$49.3B
$213K ﹤0.01%
4,346
-529
-11% -$27.9K
FAD icon
2441
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$559M
$213K ﹤0.01%
2,824
-2,545
-47% -$191K
HIO
2442
Western Asset High Income Opportunity Fund
HIO
$334M
$213K ﹤0.01%
41,923
-7,784
-16% -$39.1K
JELD icon
2443
JELD-WEN Holding
JELD
$98.2M
$213K ﹤0.01%
9,078
-8,636
-49% -$178K
MLAB icon
2444
Mesa Laboratories
MLAB
$559M
$213K ﹤0.01%
854
-20
-2% -$4.68K
MFD
2445
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$213K ﹤0.01%
19,267
+1,698
+10% +$17.3K
EMGF icon
2446
iShares Emerging Markets Equity Factor ETF
EMGF
$1.77B
$212K ﹤0.01%
4,668
+217
+5% +$9.37K
LRFC
2447
DELISTED
Logan Ridge Finance Corp
LRFC
$212K ﹤0.01%
4,059
+3,892
+2,331% +$199K
SFM icon
2448
Sprouts Farmers Market
SFM
$7.31B
$212K ﹤0.01%
10,984
-1,746
-14% -$33.8K
FXZ icon
2449
First Trust Materials AlphaDEX Fund
FXZ
$373M
$211K ﹤0.01%
5,278
+25
+0.5% +$964
IFGL icon
2450
iShares International Developed Real Estate ETF
IFGL
$83.1M
$211K ﹤0.01%
7,030
-1,281
-15% -$38.7K
96 97
98
99 100

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.