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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLF icon
2476
Sun Life Financial
SLF
$46.6B
$205K ﹤0.01%
4,529
-141
-3% -$6.34K
NATI
2477
DELISTED
National Instruments Corp
NATI
$205K ﹤0.01%
4,880
-468
-9% -$19.6K
APPF icon
2478
AppFolio
APPF
$6.31B
$204K ﹤0.01%
1,861
-206
-10% -$21K
DHF
2479
BNY Mellon High Yield Strategies Fund
DHF
$171M
$204K ﹤0.01%
65,571
+3,000
+5% +$9.16K
PMT
2480
PennyMac Mortgage Investment
PMT
$854M
$204K ﹤0.01%
9,163
-41,234
-82% -$933K
PRN icon
2481
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$405M
$204K ﹤0.01%
2,989
+54
+2% +$3.59K
SMMU icon
2482
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$204K ﹤0.01%
4,025
+105
+3% +$5.32K
BMTC
2483
DELISTED
Bryn Mawr Bank Corp
BMTC
$204K ﹤0.01%
4,947
-1,679
-25% -$64.7K
IBN icon
2484
ICICI Bank
IBN
$109B
$203K ﹤0.01%
13,477
-249
-2% -$3.38K
PZZA icon
2485
Papa John's
PZZA
$1.02B
$203K ﹤0.01%
3,205
+59
+2% +$3.49K
VALE icon
2486
Vale
VALE
$62.6B
$203K ﹤0.01%
15,403
-1,373
-8% -$16.5K
INXN
2487
DELISTED
Interxion Holding N.V.
INXN
$203K ﹤0.01%
2,514
+40
+2% +$3.34K
CMO
2488
DELISTED
Capstead Mortgage Corp.
CMO
$203K ﹤0.01%
25,680
-2,836
-10% -$21.9K
HFXI icon
2489
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$1.98B
$202K ﹤0.01%
+9,290
New +$196K
LAD icon
2490
Lithia Motors
LAD
$8.17B
$202K ﹤0.01%
1,376
+1,198
+673% +$180K
PBI icon
2491
Pitney Bowes
PBI
$2.41B
$202K ﹤0.01%
50,234
-7,196
-13% -$33K
MNK
2492
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$202K ﹤0.01%
56,800
-8,832
-13% -$27.6K
BOUT icon
2493
CapForce IBD Breakout Opportunities ETF
BOUT
$16.4M
$201K ﹤0.01%
9,600
-2,900
-23% -$57.5K
BSET icon
2494
Bassett Furniture
BSET
$171M
$201K ﹤0.01%
+12,295
New +$191K
HOMB icon
2495
Home BancShares
HOMB
$6.31B
$201K ﹤0.01%
10,209
+126
+1% +$2.38K
OZK icon
2496
Bank OZK
OZK
$5.62B
$201K ﹤0.01%
6,554
-218
-3% -$6.39K
ZROZ icon
2497
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.37B
$201K ﹤0.01%
1,503
-1,047
-41% -$146K
EFX icon
2498
Equifax
EFX
$22B
$200K ﹤0.01%
1,419
-4
-0.3% -$554
IMAX icon
2499
IMAX
IMAX
$2.59B
$200K ﹤0.01%
9,756
-888
-8% -$19K
NIM icon
2500
Nuveen Select Maturities Municipal Fund
NIM
$116M
$200K ﹤0.01%
18,765
+54
+0.3% +$565
98 99
100
101 102

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.