Ladenburg Thalmann Financial Services’s PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund ZROZ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$201K	Sell	1,503 -1,047	-41%	-$146K	﹤0.01%	2499
2019 Q3	$369K	Buy	2,550 +492	+24%	+$67.8K	﹤0.01%	2005
2019 Q2	$264K	Sell	2,058 -14	-0.7%	-$1.68K	﹤0.01%	2250
2019 Q1	$248K	Buy	2,072 +305	+17%	+$34.5K	﹤0.01%	2236
2018 Q4	$199K	Buy	1,767 +890	+101%	+$94.2K	﹤0.01%	2256
2018 Q3	$96K	Buy	877 +1	+0.1%	+$113	﹤0.01%	2858
2018 Q2	$100K	Hold	876	–	–	﹤0.01%	2753
2018 Q1	$100K	Buy	876 +66	+8%	+$7.44K	﹤0.01%	2753
2017 Q4	$98K	Buy	810 +1	+0.1%	+$118	﹤0.01%	2744
2017 Q3	$94K	Sell	809 -133	-14%	-$15.6K	﹤0.01%	2648
2017 Q2	$110K	Buy	942 +79	+9%	+$9.03K	﹤0.01%	2459
2017 Q1	$96K	Buy	863 +187	+28%	+$20.6K	﹤0.01%	2432
2016 Q4	$74K	Buy	676 +466	+222%	+$54.6K	﹤0.01%	2552
2016 Q3	$29K	Sell	210 -880	-81%	-$120K	﹤0.01%	3171
2016 Q2	$148K	Buy	1,090 +602	+123%	+$75.5K	﹤0.01%	1871
2016 Q1	$61K	Buy	+488	New	+$59K	﹤0.01%	2438
2015 Q1	–	Sell	-200	Closed	-$24K	–	4674
2014 Q4	$24K	Sell	200 -100	-33%	-$11.2K	﹤0.01%	2879
2014 Q3	$31K	Hold	300	–	–	﹤0.01%	2335
2014 Q2	$30K	Hold	300	–	–	﹤0.01%	2375
2014 Q1	$28K	Hold	300	–	–	﹤0.01%	2358
2013 Q4	$25K	Sell	300 -500	-63%	-$43.2K	﹤0.01%	2400
2013 Q3	$71K	Sell	800 -500	-38%	-$44.3K	﹤0.01%	1596
2013 Q2	$123K	Buy	+1,300	New	+$135K	﹤0.01%	1208