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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BILI icon
2526
Bilibili
BILI
$7.56B
$194K ﹤0.01%
10,427
+850
+9% +$13.8K
CPA icon
2527
Copa Holdings
CPA
$5.71B
$194K ﹤0.01%
1,790
+150
+9% +$15.6K
EQH icon
2528
Equitable Holdings
EQH
$13.5B
$194K ﹤0.01%
7,764
-374
-5% -$8.67K
UOCT icon
2529
Innovator US Equity Ultra Buffer ETF October
UOCT
$179M
$194K ﹤0.01%
7,780
+5,739
+281% +$143K
XRX icon
2530
Xerox
XRX
$360M
$194K ﹤0.01%
5,266
+273
+5% +$9.55K
IHTA
2531
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$194K ﹤0.01%
18,606
+100
+0.5% +$1.04K
MUJ icon
2532
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$643M
$193K ﹤0.01%
13,454
-1,591
-11% -$22.6K
SBGI icon
2533
Sinclair Inc
SBGI
$1.02B
$193K ﹤0.01%
5,891
+321
+6% +$12K
SPWH icon
2534
Sportsman's Warehouse
SPWH
$45.7M
$193K ﹤0.01%
24,000
-12,000
-33% -$84.8K
MLPA icon
2535
Global X MLP ETF
MLPA
$2.27B
$192K ﹤0.01%
4,037
+363
+10% +$16.9K
PCTY icon
2536
Paylocity
PCTY
$7.43B
$192K ﹤0.01%
1,565
+466
+42% +$51K
PGJ icon
2537
Invesco Golden Dragon China ETF
PGJ
$94.7M
$192K ﹤0.01%
4,607
+132
+3% +$5.13K
PGZ
2538
Principal Real Estate Income Fund
PGZ
$68.9M
$192K ﹤0.01%
9,081
+1,625
+22% +$33.9K
SRG
2539
Seritage Growth Properties
SRG
$129M
$192K ﹤0.01%
4,822
+4,686
+3,446% +$198K
MFV
2540
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$192K ﹤0.01%
29,761
– –
EFSC icon
2541
Enterprise Financial Services Corp
EFSC
$2.42B
$191K ﹤0.01%
3,965
+1,514
+62% +$67.2K
OIH icon
2542
VanEck Oil Services ETF
OIH
$1.99B
$191K ﹤0.01%
721
-152
-17% -$36.4K
PIZ icon
2543
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$713M
$191K ﹤0.01%
6,642
-1,314
-17% -$36.1K
NTG
2544
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$191K ﹤0.01%
1,735
+93
+6% +$10.2K
ENZL icon
2545
iShares MSCI New Zealand ETF
ENZL
$77.6M
$190K ﹤0.01%
3,298
+653
+25% +$35.4K
XSVM icon
2546
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$684M
$190K ﹤0.01%
5,623
-115
-2% -$3.69K
CNK icon
2547
Cinemark Holdings
CNK
$4.09B
$189K ﹤0.01%
5,592
+815
+17% +$28.8K
MCY icon
2548
Mercury Insurance
MCY
$6.07B
$189K ﹤0.01%
3,896
-81
-2% -$4.07K
MDLY
2549
DELISTED
Medley Management Inc
MDLY
$189K ﹤0.01%
6,400
– –
ASH icon
2550
Ashland
ASH
$3.11B
$188K ﹤0.01%
2,452
-246
-9% -$18.7K
100 101
102
103 104

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.