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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRA icon
2576
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$182K ﹤0.01%
13,521
-37,806
-74% -$487K
WKHS icon
2577
Workhorse Group
WKHS
$32.4M
$182K ﹤0.01%
20
+3
+18% +$27.6K
BLKB icon
2578
Blackbaud
BLKB
$1.65B
$181K ﹤0.01%
2,266
-65
-3% -$5.44K
OPK icon
2579
Opko Health
OPK
$1.23B
$181K ﹤0.01%
122,631
-11,993
-9% -$20.1K
WSM icon
2580
Williams-Sonoma
WSM
$27.8B
$181K ﹤0.01%
4,964
-338
-6% -$11.7K
ETRN
2581
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$181K ﹤0.01%
13,554
+21
+0.2% +$261
FMK
2582
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
$181K ﹤0.01%
4,702
+68
+1% +$2.52K
MLKN icon
2583
MillerKnoll
MLKN
$1.61B
$180K ﹤0.01%
4,327
+199
+5% +$9.21K
NUS icon
2584
Nu Skin
NUS
$255M
$180K ﹤0.01%
4,379
+2,921
+200% +$119K
PBR icon
2585
Petrobras
PBR
$116B
$180K ﹤0.01%
11,291
+1,723
+18% +$26.3K
PEZ icon
2586
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.5M
$180K ﹤0.01%
3,272
+1,021
+45% +$55K
SNT
2587
Senstar Technologies
SNT
$40.6M
$180K ﹤0.01%
47,875
– –
SOHO
2588
DELISTED
Sotherly Hotels
SOHO
$180K ﹤0.01%
26,526
-834
-3% -$5.49K
TRIP icon
2589
TripAdvisor
TRIP
$1.74B
$180K ﹤0.01%
5,933
-2,706
-31% -$91.1K
AMRX icon
2590
Amneal Pharmaceuticals
AMRX
$5.99B
$178K ﹤0.01%
36,094
-7,373
-17% -$25.6K
HTB
2591
HomeTrust Bancshares
HTB
$856M
$178K ﹤0.01%
6,641
– –
BEN icon
2592
Franklin Resources
BEN
$17.3B
$177K ﹤0.01%
6,778
-8,266
-55% -$225K
CXE
2593
DELISTED
MFS High Income Municipal Trust
CXE
$177K ﹤0.01%
32,973
+900
+3% +$4.85K
DGT icon
2594
State Street SPDR Global Dow ETF
DGT
$611M
$177K ﹤0.01%
1,977
-1,061
-35% -$91.6K
SAND
2595
DELISTED
Sandstorm Gold
SAND
$177K ﹤0.01%
23,770
+5,600
+31% +$36.4K
SLGN icon
2596
Silgan Holdings
SLGN
$5.07B
$177K ﹤0.01%
5,689
+94
+2% +$2.87K
WGO icon
2597
Winnebago Industries
WGO
$908M
$177K ﹤0.01%
3,338
+194
+6% +$9.07K
XHS icon
2598
State Street SPDR S&P Health Care Services ETF
XHS
$211M
$177K ﹤0.01%
2,507
+321
+15% +$22K
XRT icon
2599
State Street SPDR S&P Retail ETF
XRT
$458M
$177K ﹤0.01%
3,913
-1,409
-26% -$62K
CHMI
2600
Cherry Hill Mortgage Investment Corp
CHMI
$81.9M
$176K ﹤0.01%
12,020
– –
102 103
104
105 106

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.