Ladenburg Thalmann Financial Services’s BlackRock Floating Rate Income Strategies Fund FRA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FRA Stock Details FRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$182K	Sell	13,521 -37,806	-74%	-$487K	﹤0.01%	2578
2019 Q3	$648K	Sell	51,327 -11,814	-19%	-$150K	﹤0.01%	1557
2019 Q2	$810K	Sell	63,141 -33,567	-35%	-$431K	0.01%	1371
2019 Q1	$1.21M	Sell	96,708 -14,636	-13%	-$185K	0.01%	1056
2018 Q4	$1.32M	Sell	111,344 -20,429	-16%	-$263K	0.01%	876
2018 Q3	$1.82M	Buy	131,773 +89,387	+211%	+$1.24M	0.02%	769
2018 Q2	$615K	Hold	42,386	–	–	0.01%	1412
2018 Q1	$615K	Buy	42,386 +2,048	+5%	+$29.3K	0.01%	1412
2017 Q4	$557K	Buy	40,338 +774	+2%	+$10.9K	0.01%	1473
2017 Q3	$567K	Sell	39,564 -1,737	-4%	-$24.5K	0.01%	1376
2017 Q2	$581K	Sell	41,301 -5,080	-11%	-$72.7K	0.01%	1288
2017 Q1	$672K	Sell	46,381 -15	-0%	-$220	0.01%	1128
2016 Q4	$668K	Buy	46,396 +19,101	+70%	+$266K	0.01%	1089
2016 Q3	$379K	Buy	27,295 +872	+3%	+$11.8K	0.01%	1343
2016 Q2	$347K	Sell	26,423 -418	-2%	-$5.51K	0.01%	1341
2016 Q1	$351K	Sell	26,841 -1,643	-6%	-$20.6K	0.01%	1243
2015 Q4	$368K	Sell	28,484 -407	-1%	-$5.21K	0.01%	1195
2015 Q3	$374K	Buy	28,891 +1,076	+4%	+$14.2K	0.01%	1119
2015 Q2	$377K	Buy	27,815 +2,100	+8%	+$29.1K	0.01%	1203
2015 Q1	$358K	Buy	25,715 +7,217	+39%	+$98.2K	0.01%	1209
2014 Q4	$248K	Buy	18,498 +358	+2%	+$4.87K	0.01%	1291
2014 Q3	$255K	Buy	18,140 +17,500	+2,734%	+$250K	0.01%	1095
2014 Q2	$9K	Hold	640	–	–	﹤0.01%	3130
2014 Q1	$9K	Hold	640	–	–	﹤0.01%	3003
2013 Q4	$9K	Hold	640	–	–	﹤0.01%	2984
2013 Q3	$9K	Hold	640	–	–	﹤0.01%	2903
2013 Q2	$10K	Buy	+640	New	+$10.2K	﹤0.01%	2718

Other funds holding FRA

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

NCM

Next Capital Management New York $330M AUM 11.54% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FRA Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its BlackRock Floating Rate Income Strategies Fund (FRA) stake by 74% in Q4 2019, selling an estimated $487K and leaving 13,521 shares worth $182K. The position accounts for ﹤0.01% of the portfolio, ranked #2578.

Ladenburg Thalmann Financial Services first reported a position in FRA in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.82M in Q3 2018. 109 funds tracked by Wall St. Rank hold FRA as of Q4 2019.

Ladenburg Thalmann Financial Services held 13,521 shares of BlackRock Floating Rate Income Strategies Fund worth $182K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 37,806 BlackRock Floating Rate Income Strategies Fund shares in Q4 2019, an estimated $487K.
BlackRock Floating Rate Income Strategies Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2578 holding.
Ladenburg Thalmann Financial Services first reported a position in BlackRock Floating Rate Income Strategies Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's BlackRock Floating Rate Income Strategies Fund position peaked at $1.82M in Q3 2018.
109 funds tracked by Wall St. Rank held BlackRock Floating Rate Income Strategies Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.