Ladenburg Thalmann Financial Services’s First Trust Mega Cap AlphaDEX Fund FMK Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FMK Stock Details FMK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$181K	Buy	4,702 +68	+1%	+$2.52K	﹤0.01%	2584
2019 Q3	$167K	Buy	4,634 +641	+16%	+$23.1K	﹤0.01%	2598
2019 Q2	$143K	Buy	3,993 +160	+4%	+$5.62K	﹤0.01%	2712
2019 Q1	$133K	Buy	3,833 +196	+5%	+$6.67K	﹤0.01%	2698
2018 Q4	$117K	Buy	3,637 +2,192	+152%	+$76.1K	﹤0.01%	2646
2018 Q3	$54K	Buy	1,445 +997	+223%	+$36K	﹤0.01%	3272
2018 Q2	$15K	Hold	448	–	–	﹤0.01%	4021
2018 Q1	$15K	Sell	448 -172	-28%	-$5.97K	﹤0.01%	4021
2017 Q4	$21K	Hold	620	–	–	﹤0.01%	3787
2017 Q3	$20K	Hold	620	–	–	﹤0.01%	3692
2017 Q2	$19K	Buy	+620	New	+$18.2K	﹤0.01%	3667

Other funds holding FMK

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

CWS

Cypress Wealth Services Palm Desert, California $815M AUM 27.86% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FMK Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Mega Cap AlphaDEX Fund (FMK) stake by 1.5% in Q4 2019, buying an estimated $2.52K and bringing the position to 4,702 shares worth $181K. The position accounts for ﹤0.01% of the portfolio, ranked #2584.

Ladenburg Thalmann Financial Services first reported a position in FMK in Q2 2017 and has held it in 11 quarters since. 23 funds tracked by Wall St. Rank hold FMK as of Q4 2019.

Ladenburg Thalmann Financial Services held 4,702 shares of First Trust Mega Cap AlphaDEX Fund worth $181K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 68 First Trust Mega Cap AlphaDEX Fund shares in Q4 2019, an estimated $2.52K.
First Trust Mega Cap AlphaDEX Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2584 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Mega Cap AlphaDEX Fund in Q2 2017 and has held it in 11 quarters since.
23 funds tracked by Wall St. Rank held First Trust Mega Cap AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.