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FMK

First Trust Mega Cap AlphaDEX Fund

Delisted

FMK was delisted on the 11th of December, 2020.

23 hedge funds and large institutions have $8.88M invested in First Trust Mega Cap AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

5% more funds holding

Funds holding: 2223 (+1)

0% more capital invested

Capital invested by funds: $8.87M → $8.88M (+$6K)

Holders
23
Holders Change
+1
Holders Change %
+4.55%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.7M +$4.19K +113 +0.3%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.42M -$407K -10,995 -23%
BFEC
3
Benjamin F. Edwards & Company
Missouri
$804K
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$775K -$293K -7,906 -28%
Goldman Sachs
5
Goldman Sachs
New York
$609K
CWS
6
Cypress Wealth Services
California
$590K
PAG
7
Private Advisor Group
New Jersey
$541K +$34.1K +919 +7%
CS
8
Credit Suisse
Switzerland
$414K -$272K -7,347 -41%
Morgan Stanley
9
Morgan Stanley
New York
$296K +$38.2K +1,030 +15%
LFAS
10
Level Four Advisory Services
Texas
$279K +$1.93K +52 +0.7%
SFPG
11
Stonebridge Financial Planning Group
Florida
$231K +$223K +6,025 New
IAA
12
Independent Advisor Alliance
North Carolina
$229K +$221K +5,970 New
Jane Street
13
Jane Street
New York
$218K +$210K +5,676 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$181K +$2.52K +68 +1%
UBS Group
15
UBS Group
Switzerland
$173K +$14.7K +397 +10%
AG
16
Advisor Group
Arizona
$116K -$52.8K -1,425 -32%
Wells Fargo
17
Wells Fargo
California
$92K
Bank of America
18
Bank of America
North Carolina
$87K -$630 -17 -0.7%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$67K +$334 +9 +0.5%
VCP
20
Verus Capital Partners
Arizona
$27K +$26.2K +707 New
AF
21
Advisornet Financial
Minnesota
$11K
SPIA
22
Steward Partners Investment Advisory
New York
$9K
NWM
23
Northwest Wealth Management
Iowa
-$208K -5,747 Closed
IA
24
IFP Advisors
Florida
-$46K -1,290 Closed
FAAS
25
First Allied Advisory Services
California
-$22K -620 Closed

FMK Hedge Fund Activity: Q4 2019 in Review

23 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Mega Cap AlphaDEX Fund (FMK) for Q4 2019, worth a combined $8.88M — up 0.07% from $8.87M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FMK positions and 3 closed out — a net gain of 1 holder — while 7 added to existing stakes and 5 trimmed.

The largest buyer was Independent Advisor Alliance, opening a new position worth an estimated $221K. The largest seller was Susquehanna International Group, cutting an estimated $407K.

  • 23 institutional investors held First Trust Mega Cap AlphaDEX Fund (FMK) as of Q4 2019, up from 22 in Q3 2019.
  • Funds reported $8.88M of First Trust Mega Cap AlphaDEX Fund stock for Q4 2019, up 0.07% quarter-over-quarter.
  • 4 funds opened new First Trust Mega Cap AlphaDEX Fund positions in Q4 2019 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Mega Cap AlphaDEX Fund buyer in Q4 2019 was Independent Advisor Alliance, an estimated $221K added.
  • The largest First Trust Mega Cap AlphaDEX Fund seller in Q4 2019 was Susquehanna International Group, an estimated $407K sold.

Based on aggregated 13F filings for Q4 2019.