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FMK

First Trust Mega Cap AlphaDEX Fund

Delisted

FMK was delisted on the 11th of December, 2020.

22 hedge funds and large institutions have $8.87M invested in First Trust Mega Cap AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

2% less capital invested

Capital invested by funds: $9.07M → $8.87M (-$200K)

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$1.74M +$533K +14,813 +45%
LPL Financial
2
LPL Financial
California
$1.6M -$22.8K -634 -1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.01M +$12.5K +347 +1%
BFEC
4
Benjamin F. Edwards & Company
Missouri
$756K -$3.02K -84 -0.4%
CS
5
Credit Suisse
Switzerland
$655K +$653K +18,139 New
Goldman Sachs
6
Goldman Sachs
New York
$573K
CWS
7
Cypress Wealth Services
California
$555K +$6.12K +170 +1%
PAG
8
Private Advisor Group
New Jersey
$476K +$224K +6,234 +90%
LFAS
9
Level Four Advisory Services
Texas
$261K +$47.6K +1,321 +22%
Morgan Stanley
10
Morgan Stanley
New York
$242K -$2.66K -74 -1%
NWM
11
Northwest Wealth Management
Iowa
$208K
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$167K +$23.1K +641 +16%
AG
13
Advisor Group
Arizona
$159K -$5.44K -151 -3%
UBS Group
14
UBS Group
Switzerland
$148K
Wells Fargo
15
Wells Fargo
California
$87K -$720 -20 -0.8%
Bank of America
16
Bank of America
North Carolina
$82K +$72 +2 +0.1%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$63K +$288 +8 +0.5%
IA
18
IFP Advisors
Florida
$46K +$46.4K +1,290 New
FAAS
19
First Allied Advisory Services
California
$22K +$22.3K +620 New
AF
20
Advisornet Financial
Minnesota
$10K
SPIA
21
Steward Partners Investment Advisory
New York
$9K
Deutsche Bank
22
Deutsche Bank
Germany
-$1.8M -50,527 Closed
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
-$8K -229 Closed
GRP
24
Global Retirement Partners
California
-$7.2K -200 -100%

FMK Hedge Fund Activity: Q3 2019 in Review

22 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Mega Cap AlphaDEX Fund (FMK) for Q3 2019, worth a combined $8.87M — down 2.2% from $9.07M a quarter earlier.

Fund positioning in FMK was balanced in Q3 2019: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 6 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $653K. The largest seller was Deutsche Bank, exiting entirely with an estimated $1.8M sold.

  • 22 institutional investors held First Trust Mega Cap AlphaDEX Fund (FMK) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $8.87M of First Trust Mega Cap AlphaDEX Fund stock for Q3 2019, down 2.2% quarter-over-quarter.
  • 3 funds opened new First Trust Mega Cap AlphaDEX Fund positions in Q3 2019 and 3 closed out, a net change of 0 holders.
  • The largest First Trust Mega Cap AlphaDEX Fund buyer in Q3 2019 was Credit Suisse, an estimated $653K added.
  • The largest First Trust Mega Cap AlphaDEX Fund seller in Q3 2019 was Deutsche Bank, an estimated $1.8M sold.

Based on aggregated 13F filings for Q3 2019.