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FMK

First Trust Mega Cap AlphaDEX Fund

Delisted

FMK was delisted on the 11th of December, 2020.

21 hedge funds and large institutions have $5.77M invested in First Trust Mega Cap AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 4

5% less funds holding

Funds holding: 2221 (-1)

33% less capital invested

Capital invested by funds: $8.64M → $5.77M (-$2.87M)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
8
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.53M +$36.9K +1,022 +3%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.1M -$14.7K -408 -1%
Goldman Sachs
3
Goldman Sachs
New York
$602K
Deutsche Bank
4
Deutsche Bank
Germany
$468K +$233K +6,448 +105%
RJA
5
Raymond James & Associates
Florida
$354K -$191K -5,284 -36%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$289K +$36.4K +1,008 +15%
Morgan Stanley
7
Morgan Stanley
New York
$253K +$27.9K +774 +13%
NWM
8
Northwest Wealth Management
Iowa
$235K
CCA
9
Clearwater Capital Advisors
Illinois
$229K
Stifel Financial
10
Stifel Financial
Missouri
$207K +$201K +5,576 New
Wells Fargo
11
Wells Fargo
California
$89K
UBS Group
12
UBS Group
Switzerland
$87K +$21.5K +595 +34%
Bank of America
13
Bank of America
North Carolina
$84K
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$64K +$144 +4 +0.2%
CWA
15
Clarus Wealth Advisors
Arizona
$63K -$18K -500 -23%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$54K +$36K +997 +223%
AG
17
Advisor Group
Arizona
$38K +$72 +2 +0.2%
LFA
18
Legacy Financial Advisors
Kentucky
$23K
SPIA
19
Steward Partners Investment Advisory
New York
$9K
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
-$1.84M -52,598 Closed
GRP
21
Global Retirement Partners
California
-$956K -26,503 -100%
Citadel Advisors
22
Citadel Advisors
Florida
-$878K -25,170 Closed

FMK Hedge Fund Activity: Q3 2018 in Review

21 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Mega Cap AlphaDEX Fund (FMK) for Q3 2018, worth a combined $5.77M — down 33% from $8.64M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of FMK and 1 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 8 added.

The largest buyer was Deutsche Bank, adding an estimated $233K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.84M sold.

  • 21 institutional investors held First Trust Mega Cap AlphaDEX Fund (FMK) as of Q3 2018, down from 22 in Q2 2018.
  • Funds reported $5.77M of First Trust Mega Cap AlphaDEX Fund stock for Q3 2018, down 33% quarter-over-quarter.
  • 1 fund opened new First Trust Mega Cap AlphaDEX Fund positions in Q3 2018 and 2 closed out, a net change of -1 holder.
  • The largest First Trust Mega Cap AlphaDEX Fund buyer in Q3 2018 was Deutsche Bank, an estimated $233K added.
  • The largest First Trust Mega Cap AlphaDEX Fund seller in Q3 2018 was Susquehanna International Group, an estimated $1.84M sold.

Based on aggregated 13F filings for Q3 2018.