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FMK

First Trust Mega Cap AlphaDEX Fund

Delisted

FMK was delisted on the 11th of December, 2020.

23 hedge funds and large institutions have $11.8M invested in First Trust Mega Cap AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

10% more funds holding

Funds holding: 2123 (+2)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

45% less capital invested

Capital invested by funds: $21.2M → $11.8M (-$9.44M)

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
1
Deutsche Bank
Germany
$1.75M -$4.55M -133,781 -73%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.67M -$1.76M -51,766 -52%
Jane Street
3
Jane Street
New York
$1.58M -$3.01M -88,552 -66%
LPL Financial
4
LPL Financial
California
$1.42M +$162K +4,752 +13%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$886K -$1.25M -36,773 -59%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$861K +$844K +24,805 New
Citadel Advisors
7
Citadel Advisors
Florida
$611K +$362K +10,640 +154%
Goldman Sachs
8
Goldman Sachs
New York
$551K
CWS
9
Cypress Wealth Services
California
$507K
AG
10
Advisor Group
Arizona
$349K -$35.2K -1,036 -9%
UBS Group
11
UBS Group
Switzerland
$243K -$1.24M -36,447 -84%
Morgan Stanley
12
Morgan Stanley
New York
$234K -$93.5K -2,749 -29%
PAG
13
Private Advisor Group
New Jersey
$231K +$227K +6,661 New
NWM
14
Northwest Wealth Management
Iowa
$219K
Wells Fargo
15
Wells Fargo
California
$185K +$99.5K +2,925 +122%
Bank of America
16
Bank of America
North Carolina
$170K -$755K -22,181 -82%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$133K +$6.67K +196 +5%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$60K +$170 +5 +0.3%
IA
19
IFP Advisors
Florida
$45K +$43.9K +1,290 New
CWA
20
Clarus Wealth Advisors
Arizona
$35K -$10.2K -300 -23%
LFA
21
Legacy Financial Advisors
Kentucky
$22K
AIC
22
Ameritas Investment Company
Nebraska
-$32K -1,000 Closed

FMK Hedge Fund Activity: Q1 2019 in Review

23 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Mega Cap AlphaDEX Fund (FMK) for Q1 2019, worth a combined $11.8M — down 45% from $21.2M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FMK positions and 1 closed out — a net gain of 2 holders — while 5 added to existing stakes and 9 trimmed.

The largest buyer was Benjamin F. Edwards & Company, opening a new position worth an estimated $844K. The largest seller was Deutsche Bank, cutting an estimated $4.55M.

  • 23 institutional investors held First Trust Mega Cap AlphaDEX Fund (FMK) as of Q1 2019, up from 21 in Q4 2018.
  • Funds reported $11.8M of First Trust Mega Cap AlphaDEX Fund stock for Q1 2019, down 45% quarter-over-quarter.
  • 3 funds opened new First Trust Mega Cap AlphaDEX Fund positions in Q1 2019 and 1 closed out, a net change of +2 holders.
  • The largest First Trust Mega Cap AlphaDEX Fund buyer in Q1 2019 was Benjamin F. Edwards & Company, an estimated $844K added.
  • The largest First Trust Mega Cap AlphaDEX Fund seller in Q1 2019 was Deutsche Bank, an estimated $4.55M sold.

Based on aggregated 13F filings for Q1 2019.