Deutsche Bank’s First Trust Mega Cap AlphaDEX Fund FMK Stock Holding History

Deutsche Bank’s Portfolio FMK Stock Details FMK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-50,527	Closed	-$1.8M	–	5457
2019 Q2	$1.8M	Hold	50,527	–	–	﹤0.01%	2464
2019 Q1	$1.75M	Sell	50,527 -133,781	-73%	-$4.55M	﹤0.01%	2597
2018 Q4	$5.9M	Buy	184,308 +171,714	+1,363%	+$5.96M	﹤0.01%	1641
2018 Q3	$468K	Buy	12,594 +6,448	+105%	+$233K	﹤0.01%	3822
2018 Q2	$213K	Sell	6,146 -42,751	-87%	-$1.47M	﹤0.01%	4260
2018 Q1	$1.63M	Buy	+48,897	New	+$1.7M	﹤0.01%	3008
2015 Q1	–	Sell	-28,859	Closed	-$777K	–	6181
2014 Q4	$777K	Buy	28,859 +4,243	+17%	+$111K	﹤0.01%	3377
2014 Q3	$648K	Sell	24,616 -14,253	-37%	-$380K	﹤0.01%	3315
2014 Q2	$1.03M	Buy	38,869 +23,557	+154%	+$600K	﹤0.01%	2920
2014 Q1	$380K	Sell	15,312 -1,397	-8%	-$34.6K	﹤0.01%	3507
2013 Q4	$416K	Sell	16,709 -361	-2%	-$8.68K	﹤0.01%	3231
2013 Q3	$392K	Buy	17,070 +16,112	+1,682%	+$369K	﹤0.01%	3688
2013 Q2	$20K	Buy	+958	New	+$20.8K	﹤0.01%	4773

Other funds holding FMK

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

CWS

Cypress Wealth Services Palm Desert, California $815M AUM 27.86% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Deutsche Bank's FMK Position: Q3 2019 in Review

Deutsche Bank sold out of First Trust Mega Cap AlphaDEX Fund (FMK) in Q3 2019, closing a stake of 50,527 shares — an estimated $1.8M sold.

Deutsche Bank first reported a position in FMK in Q2 2013 and held it in 13 quarters. The position peaked at $5.9M in Q4 2018. 22 funds tracked by Wall St. Rank hold FMK as of Q3 2019.

Deutsche Bank reported no remaining First Trust Mega Cap AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
Deutsche Bank sold 50,527 First Trust Mega Cap AlphaDEX Fund shares in Q3 2019, an estimated $1.8M.
Deutsche Bank first reported a position in First Trust Mega Cap AlphaDEX Fund in Q2 2013 and held it in 13 quarters.
Deutsche Bank's First Trust Mega Cap AlphaDEX Fund position peaked at $5.9M in Q4 2018.
22 funds tracked by Wall St. Rank held First Trust Mega Cap AlphaDEX Fund as of Q3 2019.

Based on Deutsche Bank's 13F filing for Q3 2019, filed 14 Nov 2019.