First Trust Mega Cap AlphaDEX Fund
FMK was delisted on the 11th of December, 2020.
9 hedge funds and large institutions have $1.96M invested in First Trust Mega Cap AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 6 increasing their positions, 2 reducing their positions, and 2 closing their positions.
200% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 2
18% less funds holding
Funds holding: 11 → 9 (-2)
55% less capital invested
Capital invested by funds: $4.35M → $1.96M (-$2.39M)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$369K |
| 2 |
LPL Financial
San Diego,
California
|
+$127K |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$61.1K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$56.9K |
| 5 |
U
UBS
Zurich,
Switzerland
|
+$15.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$2.5M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$391K |
| 3 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
-$137K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$96.2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $555K | -$391K | -17,076 | -41% |
|
|
2
LPL Financial
San Diego,
California
| $478K | +$127K | +5,543 | +37% |
|
|
3
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $392K | +$369K | +16,112 | +1,682% |
|
|
RJA
4
Raymond James & Associates
St Petersburg,
Florida
| $306K | +$61.1K | +2,671 | +25% |
|
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $95K | +$56.9K | +2,487 | +151% |
|
6
Wells Fargo
San Francisco,
California
| $69K | – | – | – |
|
|
DADC
7
D.A. Davidson & Co
Great Falls,
Montana
| $31K | +$3.43K | +150 | +13% |
|
|
U
8
UBS
Zurich,
Switzerland
| $21K | +$15.5K | +676 | +338% |
|
|
9
Bank of America
Charlotte,
North Carolina
| $12K | -$96.2K | -4,205 | -89% |
|
|
10
Morgan Stanley
New York
| – | -$2.5M | -114,464 | Closed |
|
|
FHC
11
First Heartland Consultants
Lake St. Louis,
Missouri
| – | -$137K | -6,260 | Closed |
|
FMK Hedge Fund Activity: Q3 2013 in Review
9 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in First Trust Mega Cap AlphaDEX Fund (FMK) for Q3 2013, worth a combined $1.96M — down 55% from $4.35M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of FMK and 0 opened new positions — a net loss of 2 holders — while 2 trimmed existing stakes and 6 added.
The largest buyer was Deutsche Bank, adding an estimated $369K. The largest seller was Morgan Stanley, exiting entirely with an estimated $2.5M sold.
- 9 institutional investors held First Trust Mega Cap AlphaDEX Fund (FMK) as of Q3 2013, down from 11 in Q2 2013.
- Funds reported $1.96M of First Trust Mega Cap AlphaDEX Fund stock for Q3 2013, down 55% quarter-over-quarter.
- 0 funds opened new First Trust Mega Cap AlphaDEX Fund positions in Q3 2013 and 2 closed out, a net change of -2 holders.
- The largest First Trust Mega Cap AlphaDEX Fund buyer in Q3 2013 was Deutsche Bank, an estimated $369K added.
- The largest First Trust Mega Cap AlphaDEX Fund seller in Q3 2013 was Morgan Stanley, an estimated $2.5M sold.
Based on aggregated 13F filings for Q3 2013.